0001628280-24-028383.txt : 20240614 0001628280-24-028383.hdr.sgml : 20240614 20240614194419 ACCESSION NUMBER: 0001628280-24-028383 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240612 FILED AS OF DATE: 20240614 DATE AS OF CHANGE: 20240614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MIRRO JUSTIN E CENTRAL INDEX KEY: 0001641982 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41314 FILM NUMBER: 241046656 MAIL ADDRESS: STREET 1: 40300 TRADITIONS DRIVE CITY: NORTHVILLE STATE: MI ZIP: 48168 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Amprius Technologies, Inc. CENTRAL INDEX KEY: 0001899287 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 981591811 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1180 PAGE AVENUE CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: (800) 425-8803 MAIL ADDRESS: STREET 1: 1180 PAGE AVENUE CITY: FREMONT STATE: CA ZIP: 94538 FORMER COMPANY: FORMER CONFORMED NAME: Kensington Capital Acquisition Corp. IV DATE OF NAME CHANGE: 20211214 4 1 wk-form4_1718408651.xml FORM 4 X0508 4 2024-06-12 0 0001899287 Amprius Technologies, Inc. AMPX 0001641982 MIRRO JUSTIN E 1433 OLD COUNTRY ROAD, SUITE 301 WESTBURY NY 11590 1 0 0 0 0 Common stock 2024-06-12 4 S 0 210000 1.2981 D 1857142 I See footnote Common stock 2024-06-12 4 S 0 70000 1.2985 D 1715000 I See footnote Common stock 2024-06-13 4 S 0 195000 1.2133 D 1662142 I See footnote Common stock 2024-06-13 4 S 0 65000 1.2163 D 1650000 I See footnote Common stock 2024-06-14 4 S 0 195000 1.131 D 1467142 I See footnote Common stock 2024-06-14 4 S 0 65000 1.131 D 1585000 I See footnote Common stock 142895 D The price reported in Column 4 is a cumulative average price. These shares were sold in multiple transactions at prices ranging from $1.255 to $1.35, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. The securities are owned by Kensington Capital Partners, LLC, of which the reporting person is the managing member. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. The shares are owned by Elizabeth Mirro as trustee of the Kensington Capital Trust dated 6/27/20. Elizabeth Mirro is the reporting person's spouse. The reporting person disclaims beneficial ownership of these securities. The price reported in Column 4 is a cumulative average price. These shares were sold in multiple transactions at prices ranging from $1.15 to $1.265, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. The price reported in Column 4 is a cumulative average price. These shares were sold in multiple transactions at prices ranging from $1.16 to $1.26, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. The price reported in Column 4 is a cumulative average price. These shares were sold in multiple transactions at prices ranging from $1.08 to $1.23, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. The price reported in Column 4 is a cumulative average price. These shares were sold in multiple transactions at prices ranging from $1.08 to $1.22, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Includes 125,000 restricted stock units, each of which represents a contingent right to receive one share of the issuer's common stock, subject to the applicable vesting schedule and conditions of each restricted stock unit. /s/ Sandra Wallach, attorney-in-fact on behalf of Justin Mirro 2024-06-14