0001209191-21-059152.txt : 20211004
0001209191-21-059152.hdr.sgml : 20211004
20211004190025
ACCESSION NUMBER: 0001209191-21-059152
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210930
FILED AS OF DATE: 20211004
DATE AS OF CHANGE: 20211004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MIRRO JUSTIN E
CENTRAL INDEX KEY: 0001641982
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39345
FILM NUMBER: 211304562
MAIL ADDRESS:
STREET 1: 40300 TRADITIONS DRIVE
CITY: NORTHVILLE
STATE: MI
ZIP: 48168
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: QuantumScape Corp
CENTRAL INDEX KEY: 0001811414
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 850796578
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1730 TECHNOLOGY DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95110
BUSINESS PHONE: (408) 452-2000
MAIL ADDRESS:
STREET 1: 1730 TECHNOLOGY DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95110
FORMER COMPANY:
FORMER CONFORMED NAME: Kensington Capital Acquisition Corp.
DATE OF NAME CHANGE: 20200505
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-09-30
0
0001811414
QuantumScape Corp
QS
0001641982
MIRRO JUSTIN E
C/O QUANTUMSCAPE CORPORATION
1730 TECHNOLOGY DRIVE
SAN JOSE
CA
95110
1
0
0
0
Class A Common Stock
2021-09-30
4
X
0
379357
11.50
A
1540493
I
By Kensington Capital Partners, LLC
Class A Common Stock
2021-09-30
4
S
0
186437
23.40
D
1354056
I
By Kensington Capital Partners, LLC
Class A Common Stock
250000
I
By Kensington Capital Trust
Class A Common Stock
250000
I
By Justin E. Mirro 2020 Qualified Annuity Trust
Class A Common Stock
4005102
I
By Kensington Capital Sponsor LLC
Warrant (right to buy)
11.50
2021-09-30
4
X
0
379357
D
Class A Common Stock
379357
0
I
by Kensington Capital Partners, LLC
Held of record by Kensington Capital Partners, LLC, for which the Reporting Person is the managing member and sole owner.
On September 30, 2021, Kensington Capital Partners, LLC exercised a warrant to purchase 379,357 shares of Company common stock for $11.50 a share. Kensington Capital Partners, LLC paid the exercise price on a cashless basis, resulting in the withholding of 186,437 of the warrant shares by the Company to pay the exercise price and issuing to Kensington Capital Partners, LLC the remaining 192,920 shares.
Held of record by the Kensington Capital Trust under agreement dated June 27, 2020, for which the Reporting Person's spouse serves as a trustee. The Reporting Person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
Held of record by the Justin E. Mirro 2020 Qualified Annuity Trust under agreement dated June 27, 2020, for which the Reporting Person serves as trustee. The Reporting Person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
As a managing member of the managing member of Kensington Capital Sponsor LLC (the "Sponsor"), the Reporting Person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
These securities were acquired by Kensington Capital Partners, LLC, for which Reporting Person is the managing member and sole owner, by virtue of a distribution of warrants exercisable for shares of Class A Common Stock by Kensington Capital Sponsor LLC to its members following Issuer's initial business combination on November 25, 2020.
/s/ Kevin Hettrich, attorney-in-fact
2021-10-04