0001415889-17-000554.txt : 20170331 0001415889-17-000554.hdr.sgml : 20170331 20170331175054 ACCESSION NUMBER: 0001415889-17-000554 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170329 FILED AS OF DATE: 20170331 DATE AS OF CHANGE: 20170331 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARRIS International plc CENTRAL INDEX KEY: 0001645494 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 981241619 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3871 LAKEFIELD DRIVE CITY: SUWANEE STATE: GA ZIP: 30024 BUSINESS PHONE: (678)473-2000 MAIL ADDRESS: STREET 1: 3871 LAKEFIELD DRIVE CITY: SUWANEE STATE: GA ZIP: 30024 FORMER COMPANY: FORMER CONFORMED NAME: ARRIS International Ltd DATE OF NAME CHANGE: 20150617 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Macken Patrick W CENTRAL INDEX KEY: 0001641965 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37672 FILM NUMBER: 17731667 MAIL ADDRESS: STREET 1: 4515 THREE CHIMNEYS LANE CITY: CUMMING STATE: GA ZIP: 30041 4 1 form4-03312017_020345.xml X0306 4 2017-03-29 0001645494 ARRIS International plc ARRS 0001641965 Macken Patrick W 3871 LAKEFIELD DRIVE SUWANEE GA 30024 false true false false SVP, GEN COUNSEL AND SECRETARY Ordinary Shares 2017-03-30 4 M 0 2030 0 A 3286 D Restricted Shares (T) 170329 0 2017-03-29 4 A 0 13110 0 A 2021-03-29 Ordinary Shares 13110 13110 D Restricted Shares (P) 170329 0 2017-03-29 4 A 0 26220 0 A 2020-01-31 Ordinary Shares 26220 26220 D Restricted Shares (T) 150330 0 2017-03-30 4 F 0 980 26.42 D 2019-03-30 Ordinary Shares 9030 8050 D Restricted Shares (T) 150330 0 2017-03-30 4 M 0 2030 0 D 2019-03-30 Ordinary Shares 8050 6020 D Restricted Shares (P) 160707 0 2019-01-31 Ordinary Shares 30260 30260 D Restricted Shares (T) 160707 0 2020-07-07 Ordinary Shares 15130 15130 D Represents the vested portion of a restricted stock unit grant converting to common stock. Represents a restricted stock unit grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested. This restricted stock unit grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Represents a restricted stock unit grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Amount shown reflects maximum vesting of the award at the 200% level. Represents shares withheld to cover payroll tax liability on vesting of previously granted restricted stock units. /s/ Patrick W. Macken 2017-03-31