0001062993-24-011918.txt : 20240604 0001062993-24-011918.hdr.sgml : 20240604 20240604195850 ACCESSION NUMBER: 0001062993-24-011918 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240329 FILED AS OF DATE: 20240604 DATE AS OF CHANGE: 20240604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lowe John Daniel CENTRAL INDEX KEY: 0001744970 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37584 FILM NUMBER: 241020308 MAIL ADDRESS: STREET 1: C/O CPI CARD GROUP STREET 2: 10026 W. SAN JUAN WAY, SUITE 200 CITY: LITTLETON STATE: CO ZIP: 80127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CPI Card Group Inc. CENTRAL INDEX KEY: 0001641614 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL PRINTING [2750] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 260344657 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10368 WEST CENTENNIAL RD CITY: LITTLETON STATE: CO ZIP: 80127 BUSINESS PHONE: 720-681-6304 MAIL ADDRESS: STREET 1: 10368 WEST CENTENNIAL RD CITY: LITTLETON STATE: CO ZIP: 80127 FORMER COMPANY: FORMER CONFORMED NAME: CPI Holdings I, Inc. DATE OF NAME CHANGE: 20150506 4/A 1 form4a.xml AMENDED STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4/A 2024-03-29 2024-04-02 0001641614 CPI Card Group Inc. PMTS 0001744970 Lowe John Daniel C/O CPI CARD GROUP INC. 10368 WEST CENTENNIAL ROAD LITTLETON CO 80127 1 1 0 0 President and CEO 0 Common Stock 2024-03-31 4 M 0 629 A 13358 D Common Stock 2024-03-31 4 F 0 313 17.86 D 13045 D Restricted Stock Units 2024-03-29 4 A 0 19409 0 A Common Stock 19409 19409 D Restricted Stock Units 2024-03-31 4 M 0 629 0 D Common Stock 629 0 D Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU. Shares withheld by Issuer to satisfy the mandatory tax withholding requirement upon vesting of RSUs. Not an open market sale of securities. 33.4% of the RSUs reported on this line vest on the first anniversary of the March 29, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement. This line reports 50% of the RSUs that were awarded on the March 31, 2023 award date, which vested on the first anniversary of the award date. The remaining 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement. On April 2, 2024, the reporting person filed a Form 4 which inadvertently checked the box indicating that a transaction reported therein was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). This amended Form 4 is being filed solely to uncheck this box and also re-states, in their entirety and without change, the transactions that were previously reported on the Form 4 filed on April 2, 2024. /s/ Jessica Browne, attorney-in-fact 2024-06-04