0000950142-22-002108.txt : 20220706 0000950142-22-002108.hdr.sgml : 20220706 20220706161424 ACCESSION NUMBER: 0000950142-22-002108 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220701 FILED AS OF DATE: 20220706 DATE AS OF CHANGE: 20220706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Weiner Howard L. CENTRAL INDEX KEY: 0001710056 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37524 FILM NUMBER: 221068844 MAIL ADDRESS: STREET 1: 4170 MENDENHALL OAKS PKWY CITY: HIGH POINT STATE: NC ZIP: 27265 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: vTv Therapeutics Inc. CENTRAL INDEX KEY: 0001641489 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 473916571 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3980 PREMIER DR STREET 2: SUITE 310 CITY: HIGH POINT STATE: NC ZIP: 27265 BUSINESS PHONE: 336-841-0300 MAIL ADDRESS: STREET 1: 3980 PREMIER DR STREET 2: SUITE 310 CITY: HIGH POINT STATE: NC ZIP: 27265 FORMER COMPANY: FORMER CONFORMED NAME: VTV Therapeutics Inc. DATE OF NAME CHANGE: 20150506 4 1 es220267482_4-weiner.xml OWNERSHIP DOCUMENT X0306 4 2022-07-01 0 0001641489 vTv Therapeutics Inc. VTVT 0001710056 Weiner Howard L. C/O VTV THERAPEUTICS INC. 3980 PREMIER DRIVE, SUITE 310 HIGH POINT NC 27265 1 0 0 0 Director stock option (right to buy) 0.72 2022-07-01 4 A 0 105128 0 A 2032-07-01 Class A Common Stock 105128 105128 D Director stock option (right to buy) 1.79 2028-04-30 Class A Common Stock 26250 26250 D Director stock option (right to buy) 1.45 2029-04-29 Class A Common Stock 15000 15000 D Director stock option (right to buy) 2.65 2030-06-11 Class A Common Stock 15000 15000 D Director stock option (right to buy) 2.54 2031-05-03 Class A Common Stock 15000 15000 D An option to purchase 80,128 shares vested immediately on July 1, 2022. The remaining option to purchase 25,000 shares vests on June 1, 2023. On May 2, 2018, May 1, 2019, June 15, 2020 and May 5, 2021, the reporting person filed Form 4s which inadvertently aggregated options to purchase shares of Class A common stock with different exercise prices and expiration dates. These errors have been corrected in the options beneficially owned in this Form 4. An option to purchase 2,813 shares vested immediately on April 30, 2018. The remaining option to purchase 23,437 shares vests in equal monthly installments over the three-year period beginning on April 30, 2018. Vests in equal monthly installments over the three-year period beginning April 29, 2019. Vests in equal monthly installments over the three-year period beginning June 11, 2020. Vests in equal monthly installments over the three-year period beginning May 3, 2021. /s/ Richard S. Nelson as Attorney-in-Fact 2022-07-06