0001420506-23-001118.txt : 20230515 0001420506-23-001118.hdr.sgml : 20230515 20230515115322 ACCESSION NUMBER: 0001420506-23-001118 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230515 DATE AS OF CHANGE: 20230515 EFFECTIVENESS DATE: 20230515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lavaca Capital LLC CENTRAL INDEX KEY: 0001641447 IRS NUMBER: 461929562 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18972 FILM NUMBER: 23919946 BUSINESS ADDRESS: STREET 1: 2700 POST OAK BLVD. STREET 2: SUITE 1250 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 713-496-2208 MAIL ADDRESS: STREET 1: 2700 POST OAK BLVD. STREET 2: SUITE 1250 CITY: HOUSTON STATE: TX ZIP: 77056 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001641447 XXXXXXXX 03-31-2023 03-31-2023 false Lavaca Capital LLC

2700 POST OAK BLVD. SUITE 1250 HOUSTON TX 77056

13F HOLDINGS REPORT 028-18972 N Scott Phillips 713-553-5755 Scott Phillips, Chief Compliance Officer HOUSTON TX 05-15-2023 0 177 478277792 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR LAVACA CAPITAL LLC (6162) ABBOTT LABS COM 002824100 1711132 16355 SH SOLE 16355 0 0 ABBVIE INC COM 00287Y109 2942208 19336 SH SOLE 19336 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2428108 8497 SH SOLE 8497 0 0 AGNICO EAGLE MINES LTD COM 008474108 347004 6808 SH SOLE 6808 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1102000 10000 SH SOLE 10000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1102000 10000 SH Put SOLE 10000 0 0 ALPHABET INC CAP STK CL C 02079K107 2665475 25675 SH SOLE 25675 0 0 ALPHABET INC CAP STK CL A 02079K305 1626113 15716 SH SOLE 15716 0 0 ALPS ETF TR ALERIAN MLP 00162Q452 966250 25000 SH SOLE 25000 0 0 ALTRIA GROUP INC COM 02209S103 563000 12500 SH Put SOLE 12500 0 0 ALTRIA GROUP INC COM 02209S103 3194968 70940 SH SOLE 70940 0 0 AMAZON COM INC COM 023135106 636520 6170 SH SOLE 6170 0 0 AMEREN CORP COM 023608102 599396 6938 SH SOLE 6938 0 0 AMERICAN EXPRESS CO COM 025816109 1043771 6284 SH SOLE 6284 0 0 AMERICAN TOWER CORP NEW COM 03027X100 674620 3294 SH SOLE 3294 0 0 AMPHENOL CORP NEW CL A 032095101 657192 8042 SH SOLE 8042 0 0 ANTERO MIDSTREAM CORP COM 03676B102 534990 51000 SH SOLE 51000 0 0 ANTERO RESOURCES CORP COM 03674X106 230900 10000 SH Call SOLE 10000 0 0 APPLE INC COM 037833100 14260117 93283 SH SOLE 93283 0 0 APPLE INC COM 037833100 2178779 15100 SH Put SOLE 15100 0 0 APPLIED MATLS INC COM 038222105 932754 7603 SH SOLE 7603 0 0 ARISTA NETWORKS INC COM 040413106 322291 1920 SH SOLE 1920 0 0 B2GOLD CORP COM 11777Q209 81558 20700 SH SOLE 20700 0 0 BAIDU INC SPON ADR REP A 056752108 1077440 8000 SH Put SOLE 8000 0 0 BAIDU INC SPON ADR REP A 056752108 1077440 8000 SH SOLE 8000 0 0 BANK AMERICA CORP COM 060505104 373244 12216 SH SOLE 12216 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 946000 2 SH SOLE 2 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 4806590 15564 SH SOLE 15564 0 0 BIOGEN INC COM 09062X103 379037 1362 SH SOLE 1362 0 0 BLACKROCK INC COM 09247X101 636244 944 SH SOLE 944 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 360671 5153 SH SOLE 5153 0 0 BROADCOM INC COM 11135F101 1366576 2132 SH SOLE 2132 0 0 CATERPILLAR INC COM 149123101 282565 1120 SH SOLE 1120 0 0 CEDAR FAIR L P DEPOSITRY UNIT 150185106 639660 14000 SH SOLE 14000 0 0 CENTERPOINT ENERGY INC COM 15189T107 2062200 70000 SH SOLE 70000 0 0 CHEMOURS CO COM 163851108 838292 27775 SH SOLE 27775 0 0 CHENIERE ENERGY INC COM NEW 16411R208 322336 2053 SH SOLE 2053 0 0 CHEVRON CORP NEW COM 166764100 1509288 8723 SH SOLE 8723 0 0 CHUBB LIMITED COM H1467J104 347207 1774 SH SOLE 1774 0 0 CINTAS CORP COM 172908105 1041955 2252 SH SOLE 2252 0 0 CISCO SYS INC COM 17275R102 361906 7392 SH SOLE 7392 0 0 CLEARWAY ENERGY INC CL C 18539C204 307034 9800 SH SOLE 9800 0 0 COMCAST CORP NEW CL A 20030N101 271320 6910 SH SOLE 6910 0 0 CONSTELLATION BRANDS 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FEDEX CORP COM 31428X106 650761 2946 SH SOLE 2946 0 0 GALLAGHER ARTHUR J & CO COM 363576109 515389 2694 SH SOLE 2694 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 2333344 6770 SH SOLE 6770 0 0 HCA HEALTHCARE INC COM 40412C101 460649 1747 SH SOLE 1747 0 0 HOME DEPOT INC COM 437076102 1069761 3300 SH Put SOLE 3300 0 0 HOME DEPOT INC COM 437076102 4539019 14088 SH SOLE 14088 0 0 IDEXX LABS INC COM 45168D104 270043 540 SH SOLE 540 0 0 ILLINOIS TOOL WKS INC COM 452308109 438813 1804 SH SOLE 1804 0 0 IMPERIAL OIL LTD COM NEW 453038408 356381 7014 SH SOLE 7014 0 0 INTEL CORP COM 458140100 1243440 44000 SH Put SOLE 44000 0 0 INTEL CORP COM 458140100 3045470 107563 SH SOLE 107563 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 3664656 27200 SH Put SOLE 27200 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 4156410 30861 SH SOLE 30861 0 0 INTERNATIONAL PAPER CO COM 460146103 162328548 4501400 SH SOLE 4501400 0 0 INTUIT COM 461202103 817206 1833 SH SOLE 1833 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 1031170 3500 SH Put SOLE 3500 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 1188792 4035 SH SOLE 4035 0 0 IRON MTN INC DEL COM 46284V101 1049573 19230 SH SOLE 19230 0 0 ISHARES INC CORE MSCI EMKT 46434G103 412617 8457 SH SOLE 8457 0 0 ISHARES TR CORE S&P SCP ETF 464287804 1515096 15668 SH SOLE 15668 0 0 ISHARES TR CORE S&P500 ETF 464287200 4985167 12127 SH SOLE 12127 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 14610499 370261 SH SOLE 370261 0 0 ISHARES TR S&P 500 VAL ETF 464287408 364224 2400 SH SOLE 2400 0 0 ISHARES TR MSCI EAFE ETF 464287465 7567245 105806 SH SOLE 105806 0 0 ISHARES TR CORE S&P MCP ETF 464287507 235401 941 SH SOLE 941 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 2858905 11701 SH SOLE 11701 0 0 ISHARES TR U.S. TECH ETF 464287721 556860 6000 SH SOLE 6000 0 0 ISHARES TR CORE MSCI EAFE 46432F842 2307929 34524 SH SOLE 34524 0 0 J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 46641Q332 291152 5332 SH SOLE 5332 0 0 JOHNSON & JOHNSON COM 478160104 2147630 13729 SH SOLE 13729 0 0 JPMORGAN CHASE & CO COM 46625H100 850301 6364 SH SOLE 6364 0 0 KEYSIGHT TECHNOLOGIES INC COM 49338L103 237376 1470 SH SOLE 1470 0 0 KLA CORP COM NEW 482480100 1079755 2705 SH SOLE 2705 0 0 LILLY ELI & CO COM 532457108 1118935 3258 SH SOLE 3258 0 0 MARATHON PETE CORP COM 56585A102 310376 2415 SH SOLE 2415 0 0 MARQETA INC CLASS A COM 57142B104 4729950 1035000 SH SOLE 1035000 0 0 MASTERCARD INCORPORATED CL A 57636Q104 864714 2378 SH SOLE 2378 0 0 MCDONALDS CORP COM 580135101 9197070 34270 SH SOLE 34270 0 0 MCDONALDS CORP COM 580135101 7032620 26300 SH Put SOLE 26300 0 0 MERCK & CO INC COM 58933Y105 2588581 24100 SH Put SOLE 24100 0 0 MERCK & CO INC COM 58933Y105 6945171 64746 SH SOLE 64746 0 0 METTLER TOLEDO INTERNATIONAL COM 592688105 229532 150 SH SOLE 150 0 0 MICROSOFT CORP COM 594918104 9121648 34034 SH SOLE 34034 0 0 MODERNA INC COM 60770K107 880300 5000 SH Put SOLE 5000 0 0 MODERNA INC COM 60770K107 880300 5000 SH SOLE 5000 0 0 MONDELEZ INTL INC CL A 609207105 988883 14902 SH SOLE 14902 0 0 MORGAN STANLEY COM NEW 617446448 531698 6042 SH SOLE 6042 0 0 MPLX LP COM UNIT REP LTD 55336V100 225718 6550 SH SOLE 6550 0 0 NETFLIX INC COM 64110L106 3998618 11300 SH SOLE 11300 0 0 NETFLIX INC COM 64110L106 2477020 7000 SH Put SOLE 7000 0 0 NEWMONT CORP COM 651639106 578436 11800 SH SOLE 11800 0 0 NEXTERA ENERGY INC COM 65339F101 413303 5362 SH SOLE 5362 0 0 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 929475 15300 SH SOLE 15300 0 0 NIKE INC CL B 654106103 562104 4526 SH SOLE 4526 0 0 NORFOLK SOUTHN CORP COM 655844108 936336 4417 SH SOLE 4417 0 0 NRG ENERGY INC COM NEW 629377508 634365 18500 SH SOLE 18500 0 0 NVIDIA CORPORATION COM 67066G104 1328516 6800 SH SOLE 6800 0 0 ONEOK INC NEW COM 682680103 692586 10900 SH SOLE 10900 0 0 OPENDOOR TECHNOLOGIES INC COM 683712103 179172 101802 SH SOLE 101802 0 0 PAYCHEX INC COM 704326107 794567 6934 SH SOLE 6934 0 0 PAYPAL HLDGS INC COM 70450Y103 960523 11787 SH SOLE 11787 0 0 PAYPAL HLDGS INC COM 70450Y103 407450 5000 SH Put SOLE 5000 0 0 PEPSICO INC COM 713448108 6075857 35481 SH SOLE 35481 0 0 PEPSICO INC COM 713448108 3830848 22400 SH Put SOLE 22400 0 0 PFIZER INC COM 717081103 1108261 26048 SH SOLE 26048 0 0 PHILIP MORRIS INTL INC COM 718172109 504733 5006 SH SOLE 5006 0 0 PIMCO ETF TR 25YR+ ZERO U S 72201R882 4836890 50500 SH Call SOLE 50500 0 0 PROCTER AND GAMBLE CO COM 742718109 1220961 8370 SH SOLE 8370 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 518098 5282 SH SOLE 5282 0 0 RESMED INC COM 761152107 636166 2905 SH SOLE 2905 0 0 ROKU INC COM CL A 77543R102 287500 5000 SH Put SOLE 5000 0 0 ROKU INC COM CL A 77543R102 287500 5000 SH SOLE 5000 0 0 S&P GLOBAL INC COM 78409V104 588734 1700 SH SOLE 1700 0 0 SALESFORCE INC COM 79466L302 839850 5000 SH SOLE 5000 0 0 SALESFORCE INC COM 79466L302 839850 5000 SH Put SOLE 5000 0 0 SANDRIDGE ENERGY INC COM NEW 80007P869 360250 25000 SH SOLE 25000 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1283337 9913 SH SOLE 9913 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 558906 7481 SH SOLE 7481 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 999077 6681 SH SOLE 6681 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 423344 5111 SH SOLE 5111 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 962121 29926 SH SOLE 29926 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 264484 3279 SH SOLE 3279 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 833318 8236 SH SOLE 8236 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 307114 8216 SH SOLE 8216 0 0 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 733031 12645 SH SOLE 12645 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 267579 3953 SH SOLE 3953 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 3799168 25567 SH SOLE 25567 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 9178524 22420 SH Put SOLE 22420 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 6007286 14745 SH SOLE 14745 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 3848266 9400 SH Call SOLE 9400 0 0 SPDR SER TR PORTFOLIO S&P500 78464A854 223368 4639 SH SOLE 4639 0 0 SPDR SER TR S&P METALS MNG 78464A755 2875265 54087 SH SOLE 54087 0 0 STARBUCKS CORP COM 855244109 4558540 41781 SH SOLE 41781 0 0 SYSCO CORP COM 871829107 18172303 235299 SH SOLE 235299 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 1356284 14581 SH SOLE 14581 0 0 TARGA RES CORP COM 87612G101 2057190 28200 SH SOLE 28200 0 0 TARGET CORP COM 87612E106 2196302 13254 SH SOLE 13254 0 0 TEXAS INSTRS INC COM 882508104 984562 5411 SH SOLE 5411 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 1279427 2220 SH SOLE 2220 0 0 ULTA BEAUTY INC COM 90384S303 649938 1193 SH SOLE 1193 0 0 UNION PAC CORP COM 907818108 697600 3465 SH SOLE 3465 0 0 UNITED PARCEL SERVICE INC CL B 911312106 1089162 5684 SH SOLE 5684 0 0 UNITED PARCEL SERVICE INC CL B 911312106 351937 1900 SH Put SOLE 1900 0 0 UNITED RENTALS INC COM 911363109 352760 800 SH SOLE 800 0 0 UNITEDHEALTH GROUP INC COM 91324P102 4695696 9925 SH SOLE 9925 0 0 VANECK ETF TRUST GOLD MINERS ETF 92189F106 733277 22667 SH SOLE 22667 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 837776 2228 SH SOLE 2228 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 488153 12083 SH SOLE 12083 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1290428 31062 SH SOLE 31062 0 0 VISA INC COM CL A 92826C839 742975 3260 SH SOLE 3260 0 0 WALMART INC COM 931142103 2440138 16702 SH SOLE 16702 0 0 WASTE MGMT INC DEL COM 94106L109 1294917 7936 SH SOLE 7936 0 0 WAYFAIR INC CL A 94419L101 544500 9000 SH SOLE 9000 0 0 WAYFAIR INC CL A 94419L101 242000 4000 SH Put SOLE 4000 0 0 WESTERN MIDSTREAM PARTNERS L COM UNIT LP INT 958669103 2847960 108000 SH SOLE 108000 0 0 WILLIAMS COS INC COM 969457100 1412378 47300 SH SOLE 47300 0 0 WNS HLDGS LTD SPON ADR 92932M101 206092 2212 SH SOLE 2212 0 0 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 942810 2965 SH SOLE 2965 0 0