0001567619-23-002935.txt : 20230214
0001567619-23-002935.hdr.sgml : 20230214
20230214163328
ACCESSION NUMBER: 0001567619-23-002935
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221231
FILED AS OF DATE: 20230214
DATE AS OF CHANGE: 20230214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rodgers Bruce M.
CENTRAL INDEX KEY: 0001653727
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37605
FILM NUMBER: 23630331
MAIL ADDRESS:
STREET 1: 302 KNIGHTS RUN AVE., STE. 1000
CITY: TAMPA
STATE: FL
ZIP: 33602
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LM FUNDING AMERICA, INC.
CENTRAL INDEX KEY: 0001640384
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1200 WEST PLATT STREET
STREET 2: SUITE 100
CITY: TAMPA
STATE: FL
ZIP: 33606
BUSINESS PHONE: 813-222-8996
MAIL ADDRESS:
STREET 1: 1200 WEST PLATT STREET
STREET 2: SUITE 100
CITY: TAMPA
STATE: FL
ZIP: 33606
5
1
doc1.xml
FORM 5
X0306
5
2022-12-31
0
0
0
0001640384
LM FUNDING AMERICA, INC.
LMFA
0001653727
Rodgers Bruce M.
1200 PLATT STREET
SUITE 100
TAMPA
FL
33606
1
1
0
0
Chairman, CEO and President
Common Stock
2022-06-16
5
G
0
6575
0
D
63999
I
By Bruce M. Rodgers Revocable Trust through CGR63, LLC
Common Stock
2022-06-16
5
G
0
6574
0
D
15338
I
By Carolinn Gould Revocable Trust through CGR63, LLC
Common Stock
853
I
BRR Holding, LLC
Common Stock
232
I
Bruce M. Rodgers IRA
Common Stock
20
I
Carollinn Gould IRA
Stock Option (right to buy)
5.95
2031-10-28
Common Stock
1800000
0
D
Represents indirect transfer of beneficial ownership by gift through transfer of equity interest in CGR63, LLC.
Bruce M. Rogers and Carollinn Gould, husband and wife, and their family, including trusts or custodial accounts of minor children of each of Mr. Rodgers and Ms. Gould, own 100% of the outstanding membership interests of BRR Holding, LLC. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares.
Options to purchase shares of common stock were granted to Mr. Rodgers under the LM Funding America, Inc. 2021 Omnibus Incentive Plan on October 28, 2021. On November 18, 2022, Mr. Rodgers and the company mutually agreed to terminate the options, and Mr. Rodgers did not receive any consideration in exchange for such cancellation.
/s/ Bruce M. Rodgers
2023-02-14