0001567619-22-020741.txt : 20221122 0001567619-22-020741.hdr.sgml : 20221122 20221122132850 ACCESSION NUMBER: 0001567619-22-020741 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221118 FILED AS OF DATE: 20221122 DATE AS OF CHANGE: 20221122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rodgers Bruce M. CENTRAL INDEX KEY: 0001653727 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37605 FILM NUMBER: 221409248 MAIL ADDRESS: STREET 1: 302 KNIGHTS RUN AVE., STE. 1000 CITY: TAMPA STATE: FL ZIP: 33602 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LM FUNDING AMERICA, INC. CENTRAL INDEX KEY: 0001640384 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1200 WEST PLATT STREET STREET 2: SUITE 100 CITY: TAMPA STATE: FL ZIP: 33606 BUSINESS PHONE: 813-222-8996 MAIL ADDRESS: STREET 1: 1200 WEST PLATT STREET STREET 2: SUITE 100 CITY: TAMPA STATE: FL ZIP: 33606 4 1 doc1.xml FORM 4 X0306 4 2022-11-18 0 0001640384 LM FUNDING AMERICA, INC. LMFA 0001653727 Rodgers Bruce M. 1200 PLATT STREET SUITE 100 TAMPA FL 33606 1 1 0 0 Chairman, CEO and President Common Stock 70574 I Bruce M. Rodgers Revocable Trust Common Stock 21912 I Carolinn Gould Revocable Trust Common Stock 853 I BRR Holding, LLC Common Stock 232 I Bruce M. Rodgers IRA Common Stock 20 I Carollinn Gould IRA Stock Option (right to buy) 5.95 2022-11-18 4 D 0 1800000 D 2031-10-28 Common Stock 1800000 0 D Bruce M. Rogers and Carollinn Gould, husband and wife, and their family, including trusts or custodial accounts of minor children of each of Mr. Rodgers and Ms. Gould, own 100% of the outstanding membership interests of BRR Holding, LLC. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares. Options to purchase shares of common stock were granted to Mr. Rodgers under the LM Funding America, Inc. 2021 Omnibus Incentive Plan on October 28, 2021. On November 18, 2022, Mr. Rodgers and the company mutually agreed to terminate the options, and Mr. Rodgers did not receive any consideration in exchange for such cancellation. /s/ Bruce M. Rodgers 2022-11-22