0001209191-16-139108.txt : 20160830 0001209191-16-139108.hdr.sgml : 20160830 20160830145236 ACCESSION NUMBER: 0001209191-16-139108 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160829 FILED AS OF DATE: 20160830 DATE AS OF CHANGE: 20160830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LM FUNDING AMERICA, INC. CENTRAL INDEX KEY: 0001640384 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 302 KNIGHTS RUN AVENUE STREET 2: SUITE 1000 CITY: TAMPA STATE: FL ZIP: 33602 BUSINESS PHONE: 813-222-8996 MAIL ADDRESS: STREET 1: 302 KNIGHTS RUN AVENUE STREET 2: SUITE 1000 CITY: TAMPA STATE: FL ZIP: 33602 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rodgers Bruce M. CENTRAL INDEX KEY: 0001653727 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37605 FILM NUMBER: 161860387 MAIL ADDRESS: STREET 1: 302 KNIGHTS RUN AVE., STE. 1000 CITY: TAMPA STATE: FL ZIP: 33602 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-08-29 0 0001640384 LM FUNDING AMERICA, INC. LMFA 0001653727 Rodgers Bruce M. 302 KNIGHTS RUN AVE., SUITE #1000 TAMPA FL 33602 1 1 1 0 Chief Executive Officer Common Stock 2191244 I By CGR63, LLC Common Stock 42676 I By BRR Holding, LLC Common Stock 2016-08-29 4 P 0 3000 7.87 A 3000 I By Bruce M. Rodgers IRA Warrants 12.50 2020-10-31 Common Stock 3251 3251 I By Bruce M. Rodgers IRA Warrants 12.50 2020-10-31 Common Stock 13240 13240 I By CGR63, LLC Warrants 12.50 2020-10-31 Common Stock 1500 1500 I By BRR Holding, LLC Warrants 12.50 2016-08-29 4 P 0 649 0.55 A 2020-10-31 Common Stock 649 3900 I By Bruce M. Rodgers IRA Bruce M. Rogers and Carollinn Gould, husband and wife, and their family, including trusts or custodial accounts of minor children of each of Mr. Rodgers and Ms. Gould, own 100% of the outstanding membership interests of CGR63, LLC. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares. Bruce M. Rogers and Carollinn Gould, husband and wife, and their family, including trusts or custodial accounts of minor children of each of Mr. Rodgers and Ms. Gould, own 100% of the outstanding membership interests of BRR Holding, LLC. The reporting person disclaims beneficial ownership of these shares except to the extent of the reporting person's pecuniary interest in the shares. Immediately Exercisable On prior beneficial ownership filings the expiration date has been reported as 10/22/2020. The correct expiration date is 10/31/2020 s/ Aaron Gordon, Attorney-in-Fact for Bruce M. Rodgers 2016-08-30