0000897069-24-001060.txt : 20240508 0000897069-24-001060.hdr.sgml : 20240508 20240508164116 ACCESSION NUMBER: 0000897069-24-001060 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240508 FILED AS OF DATE: 20240508 DATE AS OF CHANGE: 20240508 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Duran Ryan H CENTRAL INDEX KEY: 0001742160 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37605 FILM NUMBER: 24926943 MAIL ADDRESS: STREET 1: 3408 W. CHEROKEE AVE CITY: TAMPA STATE: FL ZIP: 33611 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LM FUNDING AMERICA, INC. CENTRAL INDEX KEY: 0001640384 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1200 WEST PLATT STREET STREET 2: SUITE 100 CITY: TAMPA STATE: FL ZIP: 33606 BUSINESS PHONE: 813-222-8996 MAIL ADDRESS: STREET 1: 1200 WEST PLATT STREET STREET 2: SUITE 100 CITY: TAMPA STATE: FL ZIP: 33606 4 1 form4.xml X0508 4 2024-05-08 0001640384 LM FUNDING AMERICA, INC. LMFA 0001742160 Duran Ryan H 1200 PLATT STREET SUITE 100 TAMPA FL 33606 true Vice President of Operations true Common Stock 2024-05-08 4 S 0 500 2.3843 D 20818 D Stock Option (right to buy) 4.506 2033-04-20 Common Stock 41667 41667 D Stock Option (right to buy) 35.7 2031-10-28 Common Stock 29167 29167 D Stock Option (right to buy) 300 2028-05-29 Common Stock 83 83 D Stock Option (right to buy) 3000 2026-01-04 Common Stock 14 14 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Options were granted under the the 2021 Omnibus Incentive Plan. Options will vest as to one-half of the option shares on April 20, 2024, and as to one-half of the option shares on April 20, 2025 subject to acceleration of vesting upon a Change of Control (as defined in the Plan) or upon the Issuer attaining certain performance milestones. This option is presently exercisable in full. /s/ Ryan H. Duran 2024-05-08