0000897069-24-000240.txt : 20240202
0000897069-24-000240.hdr.sgml : 20240202
20240202164144
ACCESSION NUMBER: 0000897069-24-000240
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240131
FILED AS OF DATE: 20240202
DATE AS OF CHANGE: 20240202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Duran Ryan H
CENTRAL INDEX KEY: 0001742160
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37605
FILM NUMBER: 24592219
MAIL ADDRESS:
STREET 1: 3408 W. CHEROKEE AVE
CITY: TAMPA
STATE: FL
ZIP: 33611
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LM FUNDING AMERICA, INC.
CENTRAL INDEX KEY: 0001640384
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1200 WEST PLATT STREET
STREET 2: SUITE 100
CITY: TAMPA
STATE: FL
ZIP: 33606
BUSINESS PHONE: 813-222-8996
MAIL ADDRESS:
STREET 1: 1200 WEST PLATT STREET
STREET 2: SUITE 100
CITY: TAMPA
STATE: FL
ZIP: 33606
4
1
form4.xml
X0508
4
2024-01-31
0001640384
LM FUNDING AMERICA, INC.
LMFA
0001742160
Duran Ryan H
1200 PLATT STREET
SUITE 100
TAMPA
FL
33606
true
Vice President of Operations
false
Common Stock
2024-01-31
4
S
0
3000
0.508
D
145907
D
Stock Option (right to buy)
0.751
2033-04-20
Common Stock
250000
250000
D
Stock Option (right to buy)
5.95
2031-10-28
Common Stock
175000
175000
D
Stock Option (right to buy)
50
2028-05-29
Common Stock
500
500
D
Stock Option (right to buy)
500
2026-01-04
Common Stock
83
83
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
Options were granted under the the 2021 Omnibus Incentive Plan. Options will vest as to one-half of the option shares on April 20, 2024, and as to one-half of the option shares on April 20, 2025 subject to acceleration of vesting upon a Change of Control (as defined in the Plan) or upon the Issuer attaining certain performance milestones.
This option is presently exercisable in full.
/s/ Ryan H. Duran
2024-02-02