0001104659-24-035570.txt : 20240318 0001104659-24-035570.hdr.sgml : 20240318 20240318162408 ACCESSION NUMBER: 0001104659-24-035570 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240318 FILED AS OF DATE: 20240318 DATE AS OF CHANGE: 20240318 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Wins Finance Holdings Inc. CENTRAL INDEX KEY: 0001640251 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 333-204074 FILM NUMBER: 24759367 BUSINESS ADDRESS: STREET 1: 1177 AVENUE OF THE AMERICAS STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 86 (10) 8225-5118 MAIL ADDRESS: STREET 1: 1177 AVENUE OF THE AMERICAS STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 6-K 1 tm249116d1_6k.htm FORM 6-K

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

FORM 6-K

 

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16 UNDER

THE SECURITIES EXCHANGE ACT OF 1934

 

For the Month of March 2024

 

Commission File No.: 333-204074

 

WINS FINANCE HOLDINGS INC.

 

1F, Building 1B

No. 58 Jianguo Road, Chaoyang District

Beijing 100024, People’s Republic of China

(Address of Principal Executive Offices.)

 

2 Wall Street

8th Floor

New York, NY 10005

(646) 694-8538

(New York Office)

 

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

 

Form 20-F x Form 40-F ¨

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ¨

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ¨

 

 

 

 

 

 

  

Unregistered Sales of Equity Securities.

 

On March 14, 2024, Wins Finance Holdings Inc. (the “Company”) issued options to purchase an aggregate of 3,600,000 of its ordinary shares to 6 persons, including the following officers and directors of the Company:

 

Name Title Number of shares underlying options
     
Mu Renhui（穆仁辉） Chief Executive Officer 1000000
Wu Zhe（吴喆） Executive Officer 475000
Huang Jianhua（黄建华） Independent Director 475000
Cheng Yu Chan（成羽蝉） CFO 475000

 

The options have an exercise price of $0.02 per share and vest on March 14, 2025. The options expire on March 14, 2034.

  

 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Dated: March 18, 2024

  

WINS FINANCE HOLDINGS INC.

 

By: /s/ Renhui Mu  

Name: Renhui Mu

Title: Chief Executive Officer