0001085146-17-000972.txt : 20170414 0001085146-17-000972.hdr.sgml : 20170414 20170414102915 ACCESSION NUMBER: 0001085146-17-000972 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170414 DATE AS OF CHANGE: 20170414 EFFECTIVENESS DATE: 20170414 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Integrated Wealth Management CENTRAL INDEX KEY: 0001640250 IRS NUMBER: 954542307 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16859 FILM NUMBER: 17762304 BUSINESS ADDRESS: STREET 1: 74245 HIGHWAY 111 STREET 2: SUITE 201 CITY: PALM DESERT STATE: CA ZIP: 92260 BUSINESS PHONE: 7609697108 MAIL ADDRESS: STREET 1: 74245 HIGHWAY 111 STREET 2: SUITE 201 CITY: PALM DESERT STATE: CA ZIP: 92260 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001640250 XXXXXXXX 03-31-2017 03-31-2017 Integrated Wealth Management

74245 HIGHWAY 111 SUITE 201 PALM DESERT CA 92260

13F HOLDINGS REPORT 028-16859 N John Wong 760 969-7108 /s/ John Wong Palm Desert CA 04-10-2017 0 268 298529 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y1015632944SHSOLE 294400ABBOTT LABSCOM002824100143532320SHSOLE 3232000ABBVIE INCCOM00287Y109187028692SHSOLE 2869200ACCENTURE PLC IRELANDSHS CLASS AG1151C1012462048SHSOLE 204800ALEXCO RESOURCE CORPCOM01535P1064630325SHSOLE 3032500ALLIANT ENERGY CORPCOM0188021082927380SHSOLE 738000ALPHABET INCCAP STK CL C02079K10710901314SHSOLE 131400ALPHABET INCCAP STK CL A02079K30514011653SHSOLE 165300ALPS ETF TRALERIAN MLP00162Q86632125226SHSOLE 2522600ALTRIA GROUP INCCOM02209S103598883839SHSOLE 8383900AMAZON COM INCCOM02313510611031244SHSOLE 124400AMERICAN ELEC PWR INCCOM0255371016509686SHSOLE 968600AMERICAN EXPRESS COCOM0258161092413050SHSOLE 305000AMERICAN TOWER CORP NEWCOM03027X1003512888SHSOLE 288800AMERIGAS PARTNERS L PUNIT L P INT0309751062224718SHSOLE 471800AMGEN INCCOM0311621006173760SHSOLE 376000APPLE INCCOM037833100969267469SHSOLE 6746900AT&T INCCOM00206R102184344360SHSOLE 4436000AUTOMATIC DATA PROCESSING INCOM053015103126812380SHSOLE 1238000BANK AMER CORPCOM06050510496340834SHSOLE 4083400BAXTER INTL INCCOM0718131092114078SHSOLE 407800BECTON DICKINSON & COCOM0758871099995444SHSOLE 544400BERKSHIRE HATHAWAY INC DELCL B NEW084670702180210811SHSOLE 1081100BLACKROCK CALIF MUN INCOME TSH BEN INT09248E10222315625SHSOLE 1562500BLACKROCK INCCOM09247X10115364005SHSOLE 400500BLACKROCK MUNIHLDNGS CALI QLCOM09254L10723216385SHSOLE 1638500BLACKROCK MUNIYIELD CALI QLTCOM09254N10342729021SHSOLE 2902100BLACKROCK MUNIYIELD CALIF FDCOM09254M10524016281SHSOLE 1628100BOEING COCOM0970231059775526SHSOLE 552600BRISTOL MYERS SQUIBB COCOM11012210870212910SHSOLE 1291000CAMPBELL SOUP COCOM1344291092484329SHSOLE 432900CDK GLOBAL INCCOM12508E1012614016SHSOLE 401600CELGENE CORPCOM1510201042752211SHSOLE 221100CHARTER COMMUNICATIONS INC NCL A16119P1087472281SHSOLE 228100CHEVRON CORP NEWCOM166764100497746350SHSOLE 4635000CHUBB LIMITEDCOMH1467J1043402497SHSOLE 249700CISCO SYS INCCOM17275R10266319605SHSOLE 1960500COCA COLA COCOM1912161004312101609SHSOLE 10160900COLGATE PALMOLIVE COCOM1941621035878020SHSOLE 802000COMCAST CORP NEWCL A20030N1012596896SHSOLE 689600COMPASS MINERALS INTL INCCOM20451N1012563780SHSOLE 378000CONOCOPHILLIPSCOM20825C1043998000SHSOLE 800000COSTCO WHSL CORP NEWCOM22160K1056333773SHSOLE 377300DBX ETF TRDB XTR MSCI EUR233051853215179489SHSOLE 7948900DIREXION SHS ETF TROIL GAS BL 3X SH25490K3562793900SHSOLE 390000DISNEY WALT COCOM DISNEY254687106170415027SHSOLE 1502700DOMINION RES INC VA NEWCOM25746U1094906311SHSOLE 631100DUKE ENERGY CORP NEWCOM NEW26441C2046658107SHSOLE 810700EATON VANCE CA MUNI INCOME TSH BEN INT27826F10119115573SHSOLE 1557300EDISON INTLCOM2810201072272850SHSOLE 285000EMERSON ELEC COCOM2910111043305510SHSOLE 551000ENBRIDGE INCCOM29250N10577418504SHSOLE 1850400ENDEAVOUR SILVER CORPCOM29258Y1036420000SHSOLE 2000000ENTERPRISE PRODS PARTNERS LCOM2937921073273118548SHSOLE 11854800EQT CORPCOM26884L1094958104SHSOLE 810400EXXON MOBIL CORPCOM30231G102631577002SHSOLE 7700200FACEBOOK INCCL A30303M102185313048SHSOLE 1304800FEDEX CORPCOM31428X1068864539SHSOLE 453900FIDELITYMSCI INFO TECH I3160928082054991SHSOLE 499100FIRST MAJESTIC SILVER CORPCOM32076V10337846500SHSOLE 4650000FIRST TR LRGE CP CORE ALPHACOM SHS33734K109180735009SHSOLE 3500900FIRST TR MID CAP CORE ALPHADCOM SHS33735B108137823572SHSOLE 2357200FIRST TR SML CP CORE ALPHA FCOM SHS33734Y1093977287SHSOLE 728700FORD MTR CO DELCOM PAR $0.0134537086033829071SHSOLE 2907100FORTUNA SILVER MINES INCCOM34991510819938250SHSOLE 3825000GENERAL ELECTRIC COCOM3696041033928131814SHSOLE 13181400GENERAL MLS INCCOM3703341045198801SHSOLE 880100GENUINE PARTS COCOM3724601052422618SHSOLE 261800GLAXOSMITHKLINE PLCSPONSORED ADR37733W1052084941SHSOLE 494100GLOBAL NET LEASE INCCOM NEW37937820164926953SHSOLE 2695300GOLDMAN SACHS ETF TREQUITY ETF3814305032174646SHSOLE 464600GOLDMAN SACHS GROUP INCCOM38141G1042721183SHSOLE 118300HALLIBURTON COCOM4062161012234539SHSOLE 453900HEWLETT PACKARD ENTERPRISE CCOM42824C1092068708SHSOLE 870800HOME DEPOT INCCOM4370761027044792SHSOLE 479200HONEYWELL INTL INCCOM4385161065064054SHSOLE 405400HP INCCOM40434L10519010623SHSOLE 1062300HSBC HLDGS PLCSPON ADR NEW4042804062105134SHSOLE 513400HSBC HLDGS PLCADR A 1/40PF A4042806042007720SHSOLE 772000ILLINOIS TOOL WKS INCCOM4523081097325524SHSOLE 552400INTEL CORPCOM458140100266573869SHSOLE 7386900INTERNATIONAL BUSINESS MACHSCOM459200101202611631SHSOLE 1163100ISHARESMIN VOL GBL ETF4642865252633415SHSOLE 341500ISHARES TRS&P 100 ETF4642871013213063SHSOLE 306300ISHARES TRSELECT DIVID ETF464287168144515858SHSOLE 1585800ISHARES TRTIPS BD ETF4642871764073550SHSOLE 355000ISHARES TRCORE S&P500 ETF464287200418817649SHSOLE 1764900ISHARES TRMSCI EMG MKT ETF4642872342807106SHSOLE 710600ISHARES TRIBOXX INV CP ETF464287242119410126SHSOLE 1012600ISHARES TR1-3 YR TR BD ETF4642874572733235SHSOLE 323500ISHARES TRMSCI EAFE ETF46428746594315135SHSOLE 1513500ISHARES TRRUS MDCP VAL ETF4642874732112539SHSOLE 253900ISHARES TRRUS MD CP GR ETF4642874812142067SHSOLE 206700ISHARES TRCORE S&P MCP ETF46428750711296593SHSOLE 659300ISHARES TRNASDQ BIOTEC ETF4642875563671252SHSOLE 125200ISHARES TRRUS 1000 VAL ETF464287598115310035SHSOLE 1003500ISHARES TRRUS 1000 GRW ETF464287614145312771SHSOLE 1277100ISHARES TRRUS 1000 ETF4642876223012296SHSOLE 229600ISHARES TRRUS 2000 VAL ETF4642876302972512SHSOLE 251200ISHARES TRRUS 2000 GRW ETF4642876484282647SHSOLE 264700ISHARES TRRUSSELL 2000 ETF464287655169812351SHSOLE 1235100ISHARES TRU.S. UTILITS ETF4642876975834540SHSOLE 454000ISHARES TRCORE S&P SCP ETF46428780495413789SHSOLE 1378900ISHARES TRMRNGSTR LG-CP VL4642881093323454SHSOLE 345400ISHARES TRJP MOR EM MK ETF4642882814383849SHSOLE 384900ISHARES TRNATIONAL MUN ETF464288414139812832SHSOLE 1283200ISHARES TRINTL SEL DIV ETF4642884482277222SHSOLE 722200ISHARES TRIBOXX HI YD ETF464288513348139655SHSOLE 3965500ISHARES TRINTERM CR BD ETF4642886388527819SHSOLE 781900ISHARES TR1-3 YR CR BD ETF4642886468377953SHSOLE 795300ISHARES TR3-7 YR TR BD ETF4642886612451991SHSOLE 199100ISHARES TRU.S. PFD STK ETF4642886874012103657SHSOLE 10365700ISHARES TRFLTG RATE BD ETF46429B6552905703SHSOLE 570300ISHARES TRCORE HIGH DV ETF46429B6636387603SHSOLE 760300ISHARES TRMIN VOL USA ETF46429B69782617307SHSOLE 1730700ISHARES TRCORE MSCI EAFE46432F8423576165SHSOLE 616500ISHARES TRIBONDS DEC18 ETF46434VAA82399488SHSOLE 948800ISHARES TRIBONDS DEC20 ETF46434VAQ338415111SHSOLE 1511100ISHARES TRIBONDS DEC17 ETF46434VAR128111308SHSOLE 1130800ISHARES TRIBONDS DEC19 ETF46434VAU42399562SHSOLE 956200ISHARES TRIBONDS DEC22 ETF46434VBA72088366SHSOLE 836600ISHARES TRIBONDS DEC25 ETF46434VBD12048270SHSOLE 827000ISHARES TRIBONDS DEC21 ETF46434VBK52218901SHSOLE 890100JOHNSON & JOHNSONCOM478160104727858434SHSOLE 5843400JPMORGAN CHASE & COCOM46625H100417247492SHSOLE 4749200KELLOGG COCOM487836108173223852SHSOLE 2385200KIMBERLY CLARK CORPCOM4943681035173925SHSOLE 392500KINDER MORGAN INC DELCOM49456B10139117963SHSOLE 1796300KRAFT HEINZ COCOM500754106132814619SHSOLE 1461900LAMAR ADVERTISING CO NEWCL A5128161093414559SHSOLE 455900LOWES COS INCCOM5486611077038552SHSOLE 855200MASTERCARD INCORPORATEDCL A57636Q1044323840SHSOLE 384000MCDONALDS CORPCOM580135101384629671SHSOLE 2967100MEDTRONIC PLCSHSG5960L1032793469SHSOLE 346900MERCK & CO INCCOM58933Y105196830977SHSOLE 3097700MICROSOFT CORPCOM594918104296645036SHSOLE 4503600MONDELEZ INTL INCCL A609207105177941300SHSOLE 4130000MONSANTO CO NEWCOM61166W1012322053SHSOLE 205300NETFLIX INCCOM64110L1062281540SHSOLE 154000NEW YORK REIT INCCOM64976L10923524269SHSOLE 2426900NIKE INCCL B6541061032043665SHSOLE 366500NOKIA CORPSPONSORED ADR6549022045510137SHSOLE 1013700NORFOLK SOUTHERN CORPCOM6558441082672385SHSOLE 238500NORTHROP GRUMMAN CORPCOM6668071023081296SHSOLE 129600NOVARTIS A GSPONSORED ADR66987V1092373185SHSOLE 318500NUVEEN CA QUALTY MUN INCOMECOM67066Y10526918692SHSOLE 1869200NUVEEN CALIFORNIA AMT QLT MUCOM67065110817211652SHSOLE 1165200NUVEEN QUALITY MUNCP INCOMECOM67066V10118713657SHSOLE 1365700ORACLE CORPCOM68389X1053708292SHSOLE 829200PEPSICO INCCOM713448108271524274SHSOLE 2427400PFIZER INCCOM717081103177051748SHSOLE 5174800PHILIP MORRIS INTL INCCOM718172109862976432SHSOLE 7643200PHILLIPS 66COM71854610485710815SHSOLE 1081500PHYSICIANS RLTY TRCOM71943U10419910000SHSOLE 1000000PIMCO ETF TRINV GRD CRP BD72201R817150814636SHSOLE 1463600PIONEER NAT RES COCOM7237871076723607SHSOLE 360700PLAINS ALL AMERN PIPELINE LUNIT LTD PARTN7265031052658399SHSOLE 839900PLUG POWER INCCOM NEW72919P2021712000SHSOLE 1200000POWERSHARES ACTIVE MNG ETF TALT MULTI STRG73935B87022610107SHSOLE 1010700POWERSHARES ETF TR IIFDM HG YLD RAFI73936T55721411360SHSOLE 1136000POWERSHARES ETF TR IIPFD PORTFOLIO73936T56568846414SHSOLE 4641400POWERSHARES ETF TR IISOVEREIGN DEBT73936T57355919219SHSOLE 1921900POWERSHARES ETF TR IIBUILD AMER ETF73937B4072337952SHSOLE 795200POWERSHARES ETF TR IIINTL DEV LOWVL73937B68847215325SHSOLE 1532500POWERSHARES ETF TRUST IISENIOR LN PORT73936Q76923510120SHSOLE 1012000POWERSHARES QQQ TRUSTUNIT SER 173935A104492037165SHSOLE 3716500PPL CORPCOM69351T1063749995SHSOLE 999500PRAXAIR INCCOM74005P104129310902SHSOLE 1090200PRICELINE GRP INCCOM NEW741503403408229SHSOLE 22900PROCTER AND GAMBLE COCOM742718109743682756SHSOLE 8275600PUBLIC SVC ENTERPRISE GROUPCOM7445731062926582SHSOLE 658200PUTNAM PREMIER INCOME TRSH BEN INT7468531007915000SHSOLE 1500000QUALCOMM INCCOM7475251033305751SHSOLE 575100RAYTHEON COCOM NEW7551115072831855SHSOLE 185500REALTY INCOME CORPCOM75610910475512675SHSOLE 1267500ROYAL DUTCH SHELL PLCSPONS ADR A78025920683515833SHSOLE 1583300RYDEX ETF TRUSTGUG S&P500 EQ WT78355W1064324762SHSOLE 476200RYDEX ETF TRUSTGUGGENHM S&P 50078355W2054012398SHSOLE 239800RYDEX ETF TRUSTGUG S&P500 PU GR78355W4037428279SHSOLE 827900RYDEX ETF TRUSTGUG EMK CTR ETF78355W5362869483SHSOLE 948300S&P GLOBAL INCCOM78409V104160812301SHSOLE 1230100SCHLUMBERGER LTDCOM8068571085286755SHSOLE 675500SCHWAB STRATEGIC TRUS BRD MKT ETF808524102179831517SHSOLE 3151700SCHWAB STRATEGIC TRUS LRG CAP ETF80852420171212654SHSOLE 1265400SCHWAB STRATEGIC TRUS MID-CAP ETF80852450858312311SHSOLE 1231100SCHWAB STRATEGIC TRUS SML CAP ETF80852460788514055SHSOLE 1405500SCHWAB STRATEGIC TREMRG MKTEQ ETF808524706122751174SHSOLE 5117400SCHWAB STRATEGIC TRUS DIVIDEND EQ808524797103523224SHSOLE 2322400SCHWAB STRATEGIC TRINTL EQTY ETF808524805130543686SHSOLE 4368600SCHWAB STRATEGIC TRUS AGGREGATE B808524839272452601SHSOLE 5260100SEAGATE TECHNOLOGY PLCSHSG7945M107137830012SHSOLE 3001200SELECT SECTOR SPDR TRSBI CONS DISCR81369Y4073303757SHSOLE 375700SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y5062403435SHSOLE 343500SELECT SECTOR SPDR TRSBI INT-FINL81369Y6052108838SHSOLE 883800SELECT SECTOR SPDR TRSBI INT-INDS81369Y7042123258SHSOLE 325800SEMPRA ENERGYCOM8168511094794334SHSOLE 433400SILVER WHEATON CORPCOM82833610733816223SHSOLE 1622300SOUTHERN COCOM84258710796019289SHSOLE 1928900SPDR DOW JONES INDL AVRG ETFUT SER 178467X1094722290SHSOLE 229000SPDR INDEX SHS FDSSTOXX EUR 50 ETF78463X10345014016SHSOLE 1401600SPDR INDEX SHS FDSS&P GLBDIV ETF78463X4592624050SHSOLE 405000SPDR INDEX SHS FDSMSCI ACWI ETF78463X4752633787SHSOLE 378700SPDR S&P 500 ETF TRTR UNIT78462F103364715469SHSOLE 1546900SPDR SER TRNUVEEN BLMBRG SR78468R739104321541SHSOLE 2154100SPDR SERIES TRUSTBLOMBRG BRC CORP78464A14441613037SHSOLE 1303700SPDR SERIES TRUSTNUV HGHYLD MUN78464A2842534468SHSOLE 446800SPDR SERIES TRUSTBLOOMBERG BRCLYS78464A41758615865SHSOLE 1586500SPDR SERIES TRUSTBLOMBERG INTL TR78464A51635313250SHSOLE 1325000SPDR SERIES TRUSTS&P DIVID ETF78464A7632202494SHSOLE 249400SPDR SERIES TRUSTS&P 400 MDCP VAL78464A8399439793SHSOLE 979300SSGA ACTIVE ETF TRSPDR TR TACTIC78467V848276156489SHSOLE 5648900SSGA ACTIVE ETF TRMFS SYS VAL EQ78467V87183614181SHSOLE 1418100STARBUCKS CORPCOM855244109182831306SHSOLE 3130600SYSCO CORPCOM8718291073707133SHSOLE 713300T MOBILE US INCCOM87259010467510449SHSOLE 1044900TEMPLETON GLOBAL INCOME FDCOM8801981069514250SHSOLE 1425000TESLA INCCOM88160R1017272612SHSOLE 261200THERMO FISHER SCIENTIFIC INCCOM8835561022361536SHSOLE 153600TIME WARNER INCCOM NEW8873173032092132SHSOLE 213200UNION BANKSHARES INCCOM905400107268662535SHSOLE 6253500UNION PAC CORPCOM9078181083102925SHSOLE 292500UNITED FIRE GROUP INCCOM9103401082676243SHSOLE 624300UNITED PARCEL SERVICE INCCL B911312106527349145SHSOLE 4914500UNITED STATES OIL FUND LPUNITS91232N10818517396SHSOLE 1739600UNITED TECHNOLOGIES CORPCOM9130171097426610SHSOLE 661000UNITEDHEALTH GROUP INCCOM91324P1022251373SHSOLE 137300US BANCORP DELCOM NEW9029733045039775SHSOLE 977500VANECK VECTORS ETF TRAMT FREE INT ETF92189F544129955409SHSOLE 5540900VANGUARD ADMIRAL FDS INC500 GRTH IDX F921932505155813184SHSOLE 1318400VANGUARD BD INDEX FD INCLONG TERM BOND9219377934304777SHSOLE 477700VANGUARD BD INDEX FD INCTOTAL BND MRKT921937835120914907SHSOLE 1490700VANGUARD INDEX FDSS&P 500 ETF SHS922908363387417908SHSOLE 1790800VANGUARD INDEX FDSMCAP GR IDXVIP9229085382322050SHSOLE 205000VANGUARD INDEX FDSREIT ETF922908553139716910SHSOLE 1691000VANGUARD INDEX FDSSM CP VAL ETF9229086115724653SHSOLE 465300VANGUARD INDEX FDSMID CAP ETF922908629344724754SHSOLE 2475400VANGUARD INDEX FDSGROWTH ETF9229087366795584SHSOLE 558400VANGUARD INDEX FDSVALUE ETF9229087443683856SHSOLE 385600VANGUARD INDEX FDSSMALL CP ETF922908751238117864SHSOLE 1786400VANGUARD INDEX FDSTOTAL STK MKT9229087694914048SHSOLE 404800VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF9220428586501163682SHSOLE 16368200VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF922042874222343111SHSOLE 4311100VANGUARD MUN BD FD INCTAX EXEMPT BD92290774679115627SHSOLE 1562700VANGUARD SCOTTSDALE FDSSHTRM GVT BD ETF92206C1022193600SHSOLE 360000VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C409201725293SHSOLE 2529300VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C870423549030SHSOLE 4903000VANGUARD SPECIALIZED PORTFOLDIV APP ETF9219088448639600SHSOLE 960000VANGUARD STAR FDVG TL INTL STK F9219097682575171SHSOLE 517100VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF9219438585234133181SHSOLE 13318100VANGUARD WHITEHALL FDS INCHIGH DIV YLD921946406322141476SHSOLE 4147600VANGUARD WORLD FDMEGA GRWTH IND921910816386640392SHSOLE 4039200VANGUARD WORLD FDSCONSUM STP ETF92204A207202214374SHSOLE 1437400VANGUARD WORLD FDSHEALTH CAR ETF92204A5042001449SHSOLE 144900VANGUARD WORLD FDSINF TECH ETF92204A7024573371SHSOLE 337100VENTAS INCCOM92276F1005248051SHSOLE 805100VERIZON COMMUNICATIONS INCCOM92343V104263253980SHSOLE 5398000VISA INCCOM CL A92826C8398729813SHSOLE 981300VODAFONE GROUP PLC NEWSPONSORED ADR92857W3082268558SHSOLE 855800W P CAREY INCCOM92936U1093165073SHSOLE 507300WALGREENS BOOTS ALLIANCE INCCOM931427108283734161SHSOLE 3416100WAL-MART STORES INCCOM931142103217530181SHSOLE 3018100WEC ENERGY GROUP INCCOM92939U1062974895SHSOLE 489500WELLS FARGO & CO NEWCOM949746101111920105SHSOLE 2010500WELLTOWER INCCOM95040Q1044987028SHSOLE 702800WEYERHAEUSER COCOM9621661042798211SHSOLE 821100WISDOMTREE TRFUTRE STRAT FD97717W1253799525SHSOLE 952500WISDOMTREE TRHIGH DIV FD97717W2084065937SHSOLE 593700XILINX INCCOM9839191015028666SHSOLE 866600