0001085146-17-000034.txt : 20170106 0001085146-17-000034.hdr.sgml : 20170106 20170106125307 ACCESSION NUMBER: 0001085146-17-000034 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170106 DATE AS OF CHANGE: 20170106 EFFECTIVENESS DATE: 20170106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Integrated Wealth Management CENTRAL INDEX KEY: 0001640250 IRS NUMBER: 954542307 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16859 FILM NUMBER: 17513558 BUSINESS ADDRESS: STREET 1: 74245 HIGHWAY 111 STREET 2: SUITE 201 CITY: PALM DESERT STATE: CA ZIP: 92260 BUSINESS PHONE: 7609697108 MAIL ADDRESS: STREET 1: 74245 HIGHWAY 111 STREET 2: SUITE 201 CITY: PALM DESERT STATE: CA ZIP: 92260 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001640250 XXXXXXXX 12-31-2016 12-31-2016 Integrated Wealth Management

74245 HIGHWAY 111 SUITE 201 PALM DESERT CA 92260

13F HOLDINGS REPORT 028-16859 N John Wong 760 969-7108 /s/ John Wong Palm Desert CA 01-06-2017 0 245 268257 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y1015152886SHSOLE 288600ABBOTT LABSCOM002824100122431870SHSOLE 3187000ABBVIE INCCOM00287Y109177628363SHSOLE 2836300ACCENTURE PLC IRELANDSHS CLASS AG1151C1012241915SHSOLE 191500ALLIANT ENERGY CORPCOM0188021082727185SHSOLE 718500ALPHABET INCCAP STK CL C02079K10710641378SHSOLE 137800ALPHABET INCCAP STK CL A02079K30513761737SHSOLE 173700ALPS ETF TRALERIAN MLP00162Q86626420959SHSOLE 2095900ALTRIA GROUP INCCOM02209S103562383157SHSOLE 8315700AMAZON COM INCCOM0231351068671156SHSOLE 115600AMERICAN ELEC PWR INCCOM0255371015869315SHSOLE 931500AMERICAN EXPRESS COCOM0258161092212981SHSOLE 298100AMERICAN TOWER CORP NEWCOM03027X1003052888SHSOLE 288800AMERIGAS PARTNERS L PUNIT L P INT0309751062284761SHSOLE 476100APPLE INCCOM037833100745764386SHSOLE 6438600AT&T INCCOM00206R102166739197SHSOLE 3919700AUTOMATIC DATA PROCESSING INCOM053015103127212372SHSOLE 1237200BANC OF CALIFORNIA INCCOM05990K10633919530SHSOLE 1953000BANK AMER CORPCOM06050510489440433SHSOLE 4043300BARCLAYS BANK PLCSP ADR 7.1%PF306739H7762027950SHSOLE 795000BECTON DICKINSON & COCOM0758871098715263SHSOLE 526300BERKSHIRE HATHAWAY INC DELCL B NEW08467070215979798SHSOLE 979800BLACKROCK CALIF MUN INCOME TSH BEN INT09248E10222615625SHSOLE 1562500BLACKROCK INCCOM09247X10115083962SHSOLE 396200BLACKROCK MUNIHLDNGS CALI QLCOM09254L10723116385SHSOLE 1638500BLACKROCK MUNIYIELD CALI QLTCOM09254N10342129021SHSOLE 2902100BLACKROCK MUNIYIELD CALIF FDCOM09254M10524916281SHSOLE 1628100BOEING COCOM0970231058745613SHSOLE 561300BRISTOL MYERS SQUIBB COCOM11012210876113018SHSOLE 1301800CAMPBELL SOUP COCOM1344291092624329SHSOLE 432900CDK GLOBAL INCCOM12508E1012404014SHSOLE 401400CELGENE CORPCOM1510201042562209SHSOLE 220900CHARTER COMMUNICATIONS INC NCL A16119P1086562279SHSOLE 227900CHEVRON CORP NEWCOM166764100537945702SHSOLE 4570200CHUBB LIMITEDCOMH1467J1043132372SHSOLE 237200CISCO SYS INCCOM17275R10256918845SHSOLE 1884500COCA COLA COCOM191216100410298938SHSOLE 9893800COLGATE PALMOLIVE COCOM1941621035708715SHSOLE 871500COMCAST CORP NEWCL A20030N1012123076SHSOLE 307600COMPASS MINERALS INTL INCCOM20451N1012843628SHSOLE 362800CONOCOPHILLIPSCOM20825C1044038047SHSOLE 804700COSTCO WHSL CORP NEWCOM22160K1056043770SHSOLE 377000DBX ETF TRDB XTR MSCI EUR233051853215785034SHSOLE 8503400DIREXION SHS ETF TROIL GAS BL 3X SH25490K3562942900SHSOLE 290000DISNEY WALT COCOM DISNEY254687106163015642SHSOLE 1564200DOMINION RES INC VA NEWCOM25746U1094355674SHSOLE 567400DUKE ENERGY CORP NEWCOM NEW26441C2046107859SHSOLE 785900EATON VANCE CA MUNI INCOME TSH BEN INT27826F10119215573SHSOLE 1557300EDISON INTLCOM2810201072052850SHSOLE 285000EMERSON ELEC COCOM2910111042895188SHSOLE 518800ENTERPRISE PRODS PARTNERS LCOM2937921073181117648SHSOLE 11764800EQT CORPCOM26884L1095308104SHSOLE 810400EXXON MOBIL CORPCOM30231G102673274581SHSOLE 7458100FACEBOOK INCCL A30303M102153913377SHSOLE 1337700FASTENAL COCOM3119001042084425SHSOLE 442500FEDEX CORPCOM31428X1068074335SHSOLE 433500FIRST MAJESTIC SILVER CORPCOM32076V1037610000SHSOLE 1000000FIRST TR LRGE CP CORE ALPHACOM SHS33734K109151130979SHSOLE 3097900FIRST TR MID CAP CORE ALPHADCOM SHS33735B1083776689SHSOLE 668900FIRST TR SML CP CORE ALPHA FCOM SHS33734Y1093486456SHSOLE 645600FORD MTR CO DELCOM PAR $0.0134537086042034590SHSOLE 3459000GENERAL ELECTRIC COCOM3696041034081129133SHSOLE 12913300GENERAL MLS INCCOM3703341045408747SHSOLE 874700GENUINE PARTS COCOM3724601052452566SHSOLE 256600GLOBAL NET LEASE INCCOM37937810248161439SHSOLE 6143900GOLDMAN SACHS GROUP INCCOM38141G104218909SHSOLE 90900HALLIBURTON COCOM4062161012464539SHSOLE 453900HEWLETT PACKARD ENTERPRISE CCOM42824C1092018704SHSOLE 870400HOME DEPOT INCCOM4370761025724264SHSOLE 426400HONEYWELL INTL INCCOM4385161064463853SHSOLE 385300HSBC HLDGS PLCSPON ADR NEW4042804062014991SHSOLE 499100ILLINOIS TOOL WKS INCCOM4523081096765524SHSOLE 552400INTEL CORPCOM458140100264772978SHSOLE 7297800INTERNATIONAL BUSINESS MACHSCOM459200101193211638SHSOLE 1163800ISHARES TRS&P 100 ETF4642871013233256SHSOLE 325600ISHARES TRSELECT DIVID ETF464287168134715212SHSOLE 1521200ISHARES TRTIPS BD ETF4642871764203710SHSOLE 371000ISHARES TRCORE S&P500 ETF464287200328914618SHSOLE 1461800ISHARES TRMSCI EMG MKT ETF4642872342727775SHSOLE 777500ISHARES TRIBOXX INV CP ETF464287242123710554SHSOLE 1055400ISHARES TR1-3 YR TR BD ETF4642874572973512SHSOLE 351200ISHARES TRMSCI EAFE ETF46428746582614314SHSOLE 1431400ISHARES TRRUS MD CP GR ETF4642874812012067SHSOLE 206700ISHARES TRCORE S&P MCP ETF46428750710696463SHSOLE 646300ISHARES TRNASDQ BIOTEC ETF4642875563631367SHSOLE 136700ISHARES TRRUS 1000 VAL ETF464287598112210011SHSOLE 1001100ISHARES TRRUS 1000 GRW ETF464287614133912763SHSOLE 1276300ISHARES TRRUS 2000 VAL ETF4642876303032546SHSOLE 254600ISHARES TRRUS 2000 GRW ETF4642876484072647SHSOLE 264700ISHARES TRRUSSELL 2000 ETF464287655135810068SHSOLE 1006800ISHARES TRU.S. UTILITS ETF4642876975534540SHSOLE 454000ISHARES TRCORE S&P SCP ETF4642878047675577SHSOLE 557700ISHARES TRMRNGSTR LG-CP VL4642881092802973SHSOLE 297300ISHARES TRJP MOR EM MK ETF4642882814283884SHSOLE 388400ISHARES TRNATIONAL MUN ETF464288414181916811SHSOLE 1681100ISHARES TRIBOXX HI YD ETF464288513288733355SHSOLE 3335500ISHARES TRINTERM CR BD ETF4642886389598863SHSOLE 886300ISHARES TR1-3 YR CR BD ETF4642886467897520SHSOLE 752000ISHARES TR3-7 YR TR BD ETF4642886612482022SHSOLE 202200ISHARES TRU.S. PFD STK ETF464288687360296791SHSOLE 9679100ISHARES TRFLTG RATE BD ETF46429B6552895703SHSOLE 570300ISHARES TRCORE HIGH DV ETF46429B6635496676SHSOLE 667600ISHARES TRIBONDS DEC18 ETF46434VAA82349319SHSOLE 931900ISHARES TRIBONDS DEC20 ETF46434VAQ332712969SHSOLE 1296900ISHARES TRIBONDS DEC17 ETF46434VAR12359439SHSOLE 943900ISHARES TRIBONDS DEC19 ETF46434VAU42349388SHSOLE 938800JOHNSON & JOHNSONCOM478160104666257828SHSOLE 5782800JPMORGAN CHASE & COCOM46625H100401446515SHSOLE 4651500KELLOGG COCOM487836108176623952SHSOLE 2395200KIMBERLY CLARK CORPCOM4943681034093586SHSOLE 358600KINDER MORGAN INC DELCOM49456B10137518093SHSOLE 1809300KRAFT HEINZ COCOM500754106123614157SHSOLE 1415700L BRANDS INCCOM5017971043084682SHSOLE 468200LAMAR ADVERTISING CO NEWCL A5128161092964397SHSOLE 439700LOWES COS INCCOM5486611076398981SHSOLE 898100MASTERCARD INCORPORATEDCL A57636Q1046476264SHSOLE 626400MCDONALDS CORPCOM580135101361429694SHSOLE 2969400MERCK & CO INCCOM58933Y105179630509SHSOLE 3050900MICROSOFT CORPCOM594918104281645309SHSOLE 4530900MONDELEZ INTL INCCL A609207105183341350SHSOLE 4135000MONSANTO CO NEWCOM61166W1012152048SHSOLE 204800NEW YORK REIT INCCOM64976L10924624269SHSOLE 2426900NOKIA CORPSPONSORED ADR6549022044910137SHSOLE 1013700NORFOLK SOUTHERN CORPCOM6558441082522330SHSOLE 233000NORTHROP GRUMMAN CORPCOM666807102208896SHSOLE 89600NOVARTIS A GSPONSORED ADR66987V1092363240SHSOLE 324000NUVEEN CA QUALTY MUN INCOMECOM67066Y10526018392SHSOLE 1839200NUVEEN CALIFORNIA AMT QLT MUCOM67065110816711652SHSOLE 1165200NUVEEN QUALITY MUNCP INCOMECOM67066V10119113657SHSOLE 1365700ORACLE CORPCOM68389X1052927604SHSOLE 760400PAYCHEX INCCOM7043261074918059SHSOLE 805900PEPSICO INCCOM713448108252224103SHSOLE 2410300PFIZER INCCOM717081103168551866SHSOLE 5186600PHILIP MORRIS INTL INCCOM718172109696176090SHSOLE 7609000PHILLIPS 66COM71854610493410812SHSOLE 1081200PHYSICIANS RLTY TRCOM71943U10419010000SHSOLE 1000000PIMCO ETF TRINV GRD CRP BD72201R817104110175SHSOLE 1017500PIONEER NAT RES COCOM7237871076503607SHSOLE 360700PLAINS ALL AMERN PIPELINE LUNIT LTD PARTN7265031052718388SHSOLE 838800POWERSHARES ETF TR IIFDM HG YLD RAFI73936T55721311360SHSOLE 1136000POWERSHARES ETF TR IIPFD PORTFOLIO73936T56566346559SHSOLE 4655900POWERSHARES ETF TR IISOVEREIGN DEBT73936T57356119849SHSOLE 1984900POWERSHARES ETF TR IIBUILD AMER ETF73937B4072358082SHSOLE 808200POWERSHARES ETF TR IIINTL DEV LOWVL73937B68853718875SHSOLE 1887500POWERSHARES QQQ TRUSTUNIT SER 173935A104417335225SHSOLE 3522500PPL CORPCOM69351T1062988742SHSOLE 874200PRAXAIR INCCOM74005P104127810902SHSOLE 1090200PRICELINE GRP INCCOM NEW741503403526359SHSOLE 35900PROCTER AND GAMBLE COCOM742718109693982530SHSOLE 8253000PUBLIC STORAGECOM74460D1092631175SHSOLE 117500PUBLIC SVC ENTERPRISE GROUPCOM7445731062676078SHSOLE 607800QUALCOMM INCCOM7475251032363616SHSOLE 361600RAYTHEON COCOM NEW7551115072441721SHSOLE 172100REALTY INCOME CORPCOM75610910465211335SHSOLE 1133500ROYAL DUTCH SHELL PLCSPONS ADR A78025920682415158SHSOLE 1515800RYDEX ETF TRUSTGUGGENHM S&P 50078355W2054002542SHSOLE 254200RYDEX ETF TRUSTGUG S&P500 PU GR78355W4035907058SHSOLE 705800RYDEX ETF TRUSTGUG EMK CTR ETF78355W5362468819SHSOLE 881900S&P GLOBAL INCCOM78409V104132312301SHSOLE 1230100SCHLUMBERGER LTDCOM8068571085216209SHSOLE 620900SCHWAB STRATEGIC TRUS BRD MKT ETF808524102144426643SHSOLE 2664300SCHWAB STRATEGIC TRUS LRG CAP ETF80852420159211109SHSOLE 1110900SCHWAB STRATEGIC TRUS MID-CAP ETF80852450848810804SHSOLE 1080400SCHWAB STRATEGIC TRUS SML CAP ETF80852460775312244SHSOLE 1224400SCHWAB STRATEGIC TREMRG MKTEQ ETF80852470691142242SHSOLE 4224200SCHWAB STRATEGIC TRUS DIVIDEND EQ80852479767015384SHSOLE 1538400SCHWAB STRATEGIC TRINTL EQTY ETF808524805103437373SHSOLE 3737300SCHWAB STRATEGIC TRUS AGGREGATE B808524839248848317SHSOLE 4831700SEAGATE TECHNOLOGY PLCSHSG7945M107114930112SHSOLE 3011200SELECT SECTOR SPDR TRSBI CONS DISCR81369Y4072893555SHSOLE 355500SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y5062583420SHSOLE 342000SELECT SECTOR SPDR TRSBI INT-FINL81369Y6052098981SHSOLE 898100SELECT SECTOR SPDR TRSBI INT-INDS81369Y7042083340SHSOLE 334000SEMPRA ENERGYCOM8168511094364333SHSOLE 433300SILVER WHEATON CORPCOM82833610728514750SHSOLE 1475000SOUTHERN COCOM84258710793819059SHSOLE 1905900SPDR DOW JONES INDL AVRG ETFUT SER 178467X1094132089SHSOLE 208900SPDR INDEX SHS FDSSTOXX EUR 50 ETF78463X10334511531SHSOLE 1153100SPDR INDEX SHS FDSS&P GLBDIV ETF78463X4592504050SHSOLE 405000SPDR INDEX SHS FDSMSCI ACWI ETF78463X4752183322SHSOLE 332200SPDR S&P 500 ETF TRTR UNIT78462F103279312494SHSOLE 1249400SPDR SER TRNUVEEN BLMBRG SR78468R739103421575SHSOLE 2157500SPDR SERIES TRUSTBLOMBRG BRC CORP78464A14443413762SHSOLE 1376200SPDR SERIES TRUSTNUV HGHYLD MUN78464A2842504464SHSOLE 446400SPDR SERIES TRUSTBLOOMBERG BRCLYS78464A41761416832SHSOLE 1683200SPDR SERIES TRUSTBLOMBERG INTL TR78464A51635713756SHSOLE 1375600SPDR SERIES TRUSTS&P DIVID ETF78464A7632222600SHSOLE 260000SPDR SERIES TRUSTS&P 400 MDCP VAL78464A8397317783SHSOLE 778300SPECTRA ENERGY CORPCOM84756010970517152SHSOLE 1715200SSGA ACTIVE ETF TRSPDR TR TACTIC78467V848273656542SHSOLE 5654200SSGA ACTIVE ETF TRMFS SYS VAL EQ78467V87168512142SHSOLE 1214200STARBUCKS CORPCOM855244109166029907SHSOLE 2990700SYSCO CORPCOM8718291073957132SHSOLE 713200T MOBILE US INCCOM87259010460110449SHSOLE 1044900TARGET CORPCOM87612E106159022013SHSOLE 2201300TEMPLETON GLOBAL INCOME FDCOM8801981069214250SHSOLE 1425000TESLA MTRS INCCOM88160R1015742685SHSOLE 268500THERMO FISHER SCIENTIFIC INCCOM8835561022171536SHSOLE 153600TIME WARNER INCCOM NEW8873173032042115SHSOLE 211500UNION BANKSHARES INCCOM905400107289863755SHSOLE 6375500UNION PAC CORPCOM9078181082992881SHSOLE 288100UNITED FIRE GROUP INCCOM9103401083076243SHSOLE 624300UNITED PARCEL SERVICE INCCL B911312106557348612SHSOLE 4861200UNITED STATES OIL FUND LPUNITS91232N10819816896SHSOLE 1689600UNITED TECHNOLOGIES CORPCOM9130171097556887SHSOLE 688700US BANCORP DELCOM NEW9029733045029775SHSOLE 977500VANECK VECTORS ETF TRAMT FREE INT ETF92189F544128955582SHSOLE 5558200VANGUARD ADMIRAL FDS INC500 GRTH IDX F921932505143613147SHSOLE 1314700VANGUARD BD INDEX FD INCLONG TERM BOND9219377934234748SHSOLE 474800VANGUARD BD INDEX FD INCTOTAL BND MRKT921937835133316501SHSOLE 1650100VANGUARD INDEX FDSS&P 500 ETF SHS922908363328415995SHSOLE 1599500VANGUARD INDEX FDSMCAP GR IDXVIP9229085382172050SHSOLE 205000VANGUARD INDEX FDSREIT ETF922908553146817788SHSOLE 1778800VANGUARD INDEX FDSSM CP VAL ETF9229086115384445SHSOLE 444500VANGUARD INDEX FDSMID CAP ETF922908629263019977SHSOLE 1997700VANGUARD INDEX FDSGROWTH ETF9229087365454889SHSOLE 488900VANGUARD INDEX FDSVALUE ETF9229087443253497SHSOLE 349700VANGUARD INDEX FDSSMALL CP ETF922908751191814874SHSOLE 1487400VANGUARD INDEX FDSTOTAL STK MKT9229087694403817SHSOLE 381700VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF9220428585156144101SHSOLE 14410100VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF922042874219745821SHSOLE 4582100VANGUARD MUN BD FD INCTAX EXEMPT BD92290774683016515SHSOLE 1651500VANGUARD SCOTTSDALE FDSSHTRM GVT BD ETF92206C1022193600SHSOLE 360000VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C409116314658SHSOLE 1465800VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C870369443104SHSOLE 4310400VANGUARD SPECIALIZED PORTFOLDIV APP ETF9219088447098318SHSOLE 831800VANGUARD STAR FDVG TL INTL STK F9219097682465364SHSOLE 536400VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF9219438584106112368SHSOLE 11236800VANGUARD WHITEHALL FDS INCHIGH DIV YLD921946406257333952SHSOLE 3395200VANGUARD WORLD FDMEGA GRWTH IND921910816322036962SHSOLE 3696200VANGUARD WORLD FDSCONSUM STP ETF92204A207209315621SHSOLE 1562100VANGUARD WORLD FDSINF TECH ETF92204A7024253500SHSOLE 350000VENTAS INCCOM92276F1004797663SHSOLE 766300VERIZON COMMUNICATIONS INCCOM92343V104262049078SHSOLE 4907800VISA INCCOM CL A92826C83985110910SHSOLE 1091000W P CAREY INCCOM92936U1093005073SHSOLE 507300WALGREENS BOOTS ALLIANCE INCCOM931427108283234224SHSOLE 3422400WAL-MART STORES INCCOM931142103204429578SHSOLE 2957800WEC ENERGY GROUP INCCOM92939U1062564362SHSOLE 436200WELLS FARGO & CO NEWCOM949746101102918669SHSOLE 1866900WELLTOWER INCCOM95040Q1044356503SHSOLE 650300WEYERHAEUSER COCOM9621661042478208SHSOLE 820800WISDOMTREE TRFUTRE STRAT FD97717W1253368103SHSOLE 810300WISDOMTREE TRHIGH DIV FD97717W2083995935SHSOLE 593500XILINX INCCOM9839191015238666SHSOLE 866600