0001640207-22-000001.txt : 20220126 0001640207-22-000001.hdr.sgml : 20220126 20220126164441 ACCESSION NUMBER: 0001640207-22-000001 CONFORMED SUBMISSION TYPE: MA-A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220126 DATE AS OF CHANGE: 20220126 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Derivative Logic, Inc. CENTRAL INDEX KEY: 0001640207 IRS NUMBER: 473687071 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-A SEC ACT: 1934 Act SEC FILE NUMBER: 867-01772 FILM NUMBER: 22558563 BUSINESS ADDRESS: STREET 1: 1855 SAN MIGUEL DRIVE STREET 2: SUITE 6 CITY: WALNUT CREEK STATE: CA ZIP: 94596 BUSINESS PHONE: 415-510-2100 MAIL ADDRESS: STREET 1: 1855 SAN MIGUEL DRIVE STREET 2: SUITE 6 CITY: WALNUT CREEK STATE: CA ZIP: 94596 MA-A 1 primary_doc.xml MA-A 0001640207 XXXXXXXX Kimberly McManus 973-618-9500 kmcmanus@alternativereg.com 12-31-2021 N Derivative Logic, Inc. 47-3687071 1855 SAN MIGUEL DRIVE SUITE 6 WALNUT CREEK CA 94596 415-510-2100 415-510-2101 N www.derivativelogic.com Jimmy Dale Griffin

1855 San Miguel Drive Suite 6 WALNUT CREEK CA 94596

415-510-2100 415-510-2101 Jgriffin@derivativelogic.com December CA 04-08-2015 N 2 1 0 0 0 0 Municipal Entities Non-profit organizations Corporations or other businesses 0 0 0 Not Applicable Hourly Charges Fixed Fees Not Applicable Advice Use Of MD Y Y Non-Municipal Derivative Advisory N 0 N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N Y N Jimmy Dale Griffin Principal 04-08-2015 D Y 2903798 Christopher Rex Stafford Evans Principal 04-08-2015 D Y 000000000 Jimmy Dale Griffin Principal 04-08-2015 D Y 2903798 Christopher Rex Stafford Evans Principal 04-08-2015 D Y 000000000 Jimmy Dale Griffin Jimmy Dale Griffin Managing Partner 01-26-2022 N N N N N N N N N N N N N N N N N N N N N