0001640207-15-000002.txt : 20150423
0001640207-15-000002.hdr.sgml : 20150423
20150423144934
ACCESSION NUMBER: 0001640207-15-000002
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20150423
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Derivative Logic, Inc.
CENTRAL INDEX KEY: 0001640207
IRS NUMBER: 473687071
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04902
FILM NUMBER: 15788162
BUSINESS ADDRESS:
STREET 1: 1855 SAN MIGUEL DRIVE
STREET 2: SUITE 6
CITY: WALNUT CREEK
STATE: CA
ZIP: 94596
BUSINESS PHONE: 415-510-2100
MAIL ADDRESS:
STREET 1: 1855 SAN MIGUEL DRIVE
STREET 2: SUITE 6
CITY: WALNUT CREEK
STATE: CA
ZIP: 94596
MA-I
1
primary_doc.xml
MA-I
0001640207
XXXXXXXX
Kimberly McManus
973-618-9500
kmcmanus@alternativereg.com
N
N
Jimmy
Dale
Griffin
002903798
N
1
0001640207
Derivative Logic, Inc.
04-15-2015
N
04-23-2015
0001640207
LOCATED
SUPERVISED
04-15-2015
1855 SAN MIGUEL DRIVE
SUITE 6
WALNUT CREEK
CA
94596
04-2015
Derivative Logic, Inc.
WALNUT CREEK
CA
94596
Y
N
Principal
10-2013
04-2015
RJA Global Advisors, LLC
CORTE MADERA
CA
94925
N
N
Managing Partner
03-2013
09-2013
Unemployed
CORTE MADERA
CA
94925
N
N
Unemployed
04-2012
02-2013
UBS AG
CHARLOTTE
NC
28277
Y
Y
Executive Director
06-2009
03-2012
Wells Fargo Bank
CHARLOTTE
NC
28282
Y
Y
Senior Vice President
03-2007
06-2009
Wells Fargo Bank
LOS ANGELES
CA
90012
Y
Y
Director
03-2001
03-2007
Union Bank
LOS ANGELES
CA
90033
Y
Y
Senior Vice President
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
04-23-2015
Kimberly McManus
President of ARS