0001639691-19-000028.txt : 20190313 0001639691-19-000028.hdr.sgml : 20190313 20190313202807 ACCESSION NUMBER: 0001639691-19-000028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190311 FILED AS OF DATE: 20190313 DATE AS OF CHANGE: 20190313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Andrle Edward CENTRAL INDEX KEY: 0001656026 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37599 FILM NUMBER: 19679547 MAIL ADDRESS: STREET 1: C/O LIVANOVA PLC STREET 2: 5 MERCHANT SQUARE CITY: LONDON STATE: X0 ZIP: W2 1AY ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LivaNova PLC CENTRAL INDEX KEY: 0001639691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 981268150 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 EASTBOURNE TERRACE CITY: LONDON STATE: X0 ZIP: W2 6LG BUSINESS PHONE: 4402033250662 MAIL ADDRESS: STREET 1: 20 EASTBOURNE TERRACE CITY: LONDON STATE: X0 ZIP: W2 6LG FORMER COMPANY: FORMER CONFORMED NAME: Sand Holdco Plc DATE OF NAME CHANGE: 20150420 FORMER COMPANY: FORMER CONFORMED NAME: Sand Holdco Ltd DATE OF NAME CHANGE: 20150415 4 1 wf-form4_155252327157751.xml FORM 4 X0306 4 2019-03-11 0 0001639691 LivaNova PLC LIVN 0001656026 Andrle Edward 20 EASTBOURNE TERRANCE LONDON X0 W2 6LG UNITED KINGDOM 0 1 0 0 General Manager, NM Ordinary Shares 2019-03-11 4 M 0 5208 0 A 34104 D Ordinary Shares 2019-03-11 4 F 0 1268 94.87 D 32836 D Restricted Stock Units 2019-03-11 4 M 0 5208 0 D Ordinary Shares 5208.0 24100 D Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Each RSU represents a contingent right to receive one ordinary shares (Ordinary Share) of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. The reporting person was granted restricted stock units subject to a four-year vesting schedule, vesting 20% on, each, March 11, 2017, March 11, 2018 and March 11, 2019, and 40% on March 11, 2020. The restricted stock units are subject to forfeiture prior to vesting in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan. /s/ Catherine Moroz, POA 2019-03-12