0001639691-19-000020.txt : 20190305 0001639691-19-000020.hdr.sgml : 20190305 20190305163551 ACCESSION NUMBER: 0001639691-19-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190301 FILED AS OF DATE: 20190305 DATE AS OF CHANGE: 20190305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Andrle Edward CENTRAL INDEX KEY: 0001656026 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37599 FILM NUMBER: 19658955 MAIL ADDRESS: STREET 1: C/O LIVANOVA PLC STREET 2: 5 MERCHANT SQUARE CITY: LONDON STATE: X0 ZIP: W2 1AY ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LivaNova PLC CENTRAL INDEX KEY: 0001639691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 981268150 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 20 EASTBOURNE TERRACE CITY: LONDON STATE: X0 ZIP: W2 6LG BUSINESS PHONE: 4402033250662 MAIL ADDRESS: STREET 1: 20 EASTBOURNE TERRACE CITY: LONDON STATE: X0 ZIP: W2 6LG FORMER COMPANY: FORMER CONFORMED NAME: Sand Holdco Plc DATE OF NAME CHANGE: 20150420 FORMER COMPANY: FORMER CONFORMED NAME: Sand Holdco Ltd DATE OF NAME CHANGE: 20150415 4 1 wf-form4_155182173742775.xml FORM 4 X0306 4 2019-03-01 0 0001639691 LivaNova PLC LIVN 0001656026 Andrle Edward 20 EASTBOURNE TERRANCE LONDON X0 W2 6LG UNITED KINGDOM 0 1 0 0 General Manager, NM Ordinary Shares 2019-03-01 4 M 0 2063 0 A 29429 D Ordinary Shares 2019-03-01 4 F 0 533 96.02 D 28896 D Restricted Stock Units 2019-03-01 4 M 0 2063 0 D Ordinary Shares 2063.0 29308 D Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value. The referenced shares were withheld from distribution at the request of reporting person to satisfy tax liability. Each RSU represents a contingent right to receive one ordinary share (Ordinary Share) of the Company, GBP 1.00 par value, in accordance with the terms of the LivaNova PLC 2015 Incentive Award Plan (the Plan) and the award agreement. On May 5, 2017, reporting person was granted RSUs that vest 25% on the second day after release of LivaNova's full-year 2018 financial results, February 27, 2019 (Measure Date), provided and to the extent that a market condition is achieved on the Measure Date. The market condition is a stock price that ranges between a threshold price, at which one-third of the RSUs become eligible for vesting and a target price, at which all of the RSUs become eligible for vesting, with the number of RSUs eligible for vesting at a price between the threshold price and the target price determined by linear interpolation. The number included in column 5 of Table II reflects the RSUs eligible for vesting at the target price. /s/ Catherine Moroz, POA 2019-03-05