0001140361-15-038228.txt : 20151022 0001140361-15-038228.hdr.sgml : 20151022 20151022151656 ACCESSION NUMBER: 0001140361-15-038228 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151019 FILED AS OF DATE: 20151022 DATE AS OF CHANGE: 20151022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LivaNova PLC CENTRAL INDEX KEY: 0001639691 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O LEGALINX LIMITED STREET 2: 1 FETTER LANE CITY: LONDON STATE: X0 ZIP: EC4A 1BR BUSINESS PHONE: 448009758080 MAIL ADDRESS: STREET 1: C/O LEGALINX LIMITED STREET 2: 1 FETTER LANE CITY: LONDON STATE: X0 ZIP: EC4A 1BR FORMER COMPANY: FORMER CONFORMED NAME: Sand Holdco Plc DATE OF NAME CHANGE: 20150420 FORMER COMPANY: FORMER CONFORMED NAME: Sand Holdco Ltd DATE OF NAME CHANGE: 20150415 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Andrle Edward CENTRAL INDEX KEY: 0001656026 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37599 FILM NUMBER: 151170089 MAIL ADDRESS: STREET 1: C/O LIVANOVA PLC STREET 2: 5 MERCHANT SQUARE CITY: LONDON STATE: X0 ZIP: W2 1AY 3 1 doc1.xml FORM 3 X0206 3 2015-10-19 0 0001639691 LivaNova PLC LIVN 0001656026 Andrle Edward 5 MERCHANT SQUARE NORTH WHARF ROAD LONDON X0 W2 1AY UNITED KINGDOM 0 1 0 0 SR VP Strategy & Bus Dev Common Stock 14452 D Common Stock 2317 D Common Stock 2317 D Option to purchase common stock 69.39 2020-10-19 Common Stock 52473 D Option to purchase common stock 51.34 2015-10-19 2018-10-19 Common Stock 7416 D Reporting Person was granted restricted stock units ("RSUs"), all of such RSUs shall vest and all forfeiture restrictions thereon to lapse on February 26, 2016. Reporting Person was granted restricted stock units ("RSUs"), all of such RSUs shall vest and all forfeiture restrictions thereon to lapse on February 27, 2017. Reporting Person was granted an award of stock appreciation rights ("SARs"). Subject to the terms and conditions of the SAR Agreement, the SARs shall vest in equal installments of 50% on each of the first two anniversaries of the grant date, October 19, 2015. Payment of such amount shall be in cash, shares (based on their Fair Market Value as of the date the SAR is exercised) or a combination of both, as determined by the Administrator. Taylor Pollock, as POA 2015-10-22