0001639541-21-000017.txt : 20210608 0001639541-21-000017.hdr.sgml : 20210608 20210608110444 ACCESSION NUMBER: 0001639541-21-000017 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 CORRIGAN,CATHERINE,MARY, FILED AS OF DATE: 20210607 DATE AS OF CHANGE: 20210608 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rockfleet Financial Services, Inc. CENTRAL INDEX KEY: 0001639541 IRS NUMBER: 263865459 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04918 FILM NUMBER: 211001501 BUSINESS ADDRESS: STREET 1: 25 SPRING STREET STREET 2: SUITE 303 CITY: OSSINING STATE: NY ZIP: 10562 BUSINESS PHONE: 212-257-2205 MAIL ADDRESS: STREET 1: 25 SPRING STREET STREET 2: SUITE 303 CITY: OSSINING STATE: NY ZIP: 10562 MA-I/A 1 primary_doc.xml MA-I/A 0001639541 XXXXXXXX Catherine Corrigan 212-257-2205 catherine.corrigan@rockfleetfinancial.com N N Catherine Mary Corrigan 1869713 N 1 0001639541 Rockfleet Financial Services, Inc. 03-09-2009 N 867-01791 LOCATED SUPERVISED 02-17-2017 420 Lexington Avenue Suite 1402 New York NY 10170 03-2009 Rockfleet Financial Services, Inc. New York NY 10001 N Y President & CEO 10-2004 03-2009 Siebert Brandford Shank & Co., L.L.C. New York NY 10019 N Y Director of Operations and Chief Compliance Officer Y 01-2004 Swicor 420 South Riverside Ave, #241 Croton-on-Hudson NY 10520 N N Primarily real estate Member 0 Currently inactive 12-2015 AuthentiFact, Inc. 1340 Kitchawan Road Yorktown NY 10562 N N Online marketplace CEO 1 Overall strategy for the firm. N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 06-07-2021 Catherine M Corrigan Catherine M Corrigan