0001639541-21-000017.txt : 20210608
0001639541-21-000017.hdr.sgml : 20210608
20210608110444
ACCESSION NUMBER: 0001639541-21-000017
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
CORRIGAN,CATHERINE,MARY,
FILED AS OF DATE: 20210607
DATE AS OF CHANGE: 20210608
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rockfleet Financial Services, Inc.
CENTRAL INDEX KEY: 0001639541
IRS NUMBER: 263865459
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04918
FILM NUMBER: 211001501
BUSINESS ADDRESS:
STREET 1: 25 SPRING STREET
STREET 2: SUITE 303
CITY: OSSINING
STATE: NY
ZIP: 10562
BUSINESS PHONE: 212-257-2205
MAIL ADDRESS:
STREET 1: 25 SPRING STREET
STREET 2: SUITE 303
CITY: OSSINING
STATE: NY
ZIP: 10562
MA-I/A
1
primary_doc.xml
MA-I/A
0001639541
XXXXXXXX
Catherine Corrigan
212-257-2205
catherine.corrigan@rockfleetfinancial.com
N
N
Catherine
Mary
Corrigan
1869713
N
1
0001639541
Rockfleet Financial Services, Inc.
03-09-2009
N
867-01791
LOCATED
SUPERVISED
02-17-2017
420 Lexington Avenue
Suite 1402
New York
NY
10170
03-2009
Rockfleet Financial Services, Inc.
New York
NY
10001
N
Y
President & CEO
10-2004
03-2009
Siebert Brandford Shank & Co., L.L.C.
New York
NY
10019
N
Y
Director of Operations and Chief Compliance Officer
Y
01-2004
Swicor
420 South Riverside Ave, #241
Croton-on-Hudson
NY
10520
N
N
Primarily real estate
Member
0
Currently inactive
12-2015
AuthentiFact, Inc.
1340 Kitchawan Road
Yorktown
NY
10562
N
N
Online marketplace
CEO
1
Overall strategy for the firm.
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
06-07-2021
Catherine M Corrigan
Catherine M Corrigan