0001639541-21-000014.txt : 20210608
0001639541-21-000014.hdr.sgml : 20210608
20210608110330
ACCESSION NUMBER: 0001639541-21-000014
CONFORMED SUBMISSION TYPE: MA-I/A
PUBLIC DOCUMENT COUNT: 1
SCANLON,MATTHEW,PHILIP,
FILED AS OF DATE: 20210607
DATE AS OF CHANGE: 20210608
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rockfleet Financial Services, Inc.
CENTRAL INDEX KEY: 0001639541
IRS NUMBER: 263865459
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: MA-I/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-04918
FILM NUMBER: 211001497
BUSINESS ADDRESS:
STREET 1: 25 SPRING STREET
STREET 2: SUITE 303
CITY: OSSINING
STATE: NY
ZIP: 10562
BUSINESS PHONE: 212-257-2205
MAIL ADDRESS:
STREET 1: 25 SPRING STREET
STREET 2: SUITE 303
CITY: OSSINING
STATE: NY
ZIP: 10562
MA-I/A
1
primary_doc.xml
MA-I/A
0001639541
XXXXXXXX
Catherine Corrigan
2122572205
compliance@rockfleetfinancial.com
N
N
Matthew
Philip
Scanlon
N
1
0001639541
Rockfleet Financial Services, Inc.
05-18-2020
Y
867-01791
LOCATED
SUPERVISED
07-15-2020
420 Lexington Avenue
Suite 1402
New York
NY
10170
05-2020
Rockfleet Financial Services, Inc.
New York
NY
10170
Y
N
Managing Director
09-1995
04-2020
Health Care Network Associates
White Plains
NY
10606
Y
N
Principal
Y
09-1998
Greendale Brook Farm LLC
96 Greendale Road
Weston
VT
05161
N
N
Logging
Manager
5
Manager of business
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
06-07-2021
Catherine M Corrigan
Catherine M Corrigan