0001639541-21-000014.txt : 20210608 0001639541-21-000014.hdr.sgml : 20210608 20210608110330 ACCESSION NUMBER: 0001639541-21-000014 CONFORMED SUBMISSION TYPE: MA-I/A PUBLIC DOCUMENT COUNT: 1 SCANLON,MATTHEW,PHILIP, FILED AS OF DATE: 20210607 DATE AS OF CHANGE: 20210608 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rockfleet Financial Services, Inc. CENTRAL INDEX KEY: 0001639541 IRS NUMBER: 263865459 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: MA-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 868-04918 FILM NUMBER: 211001497 BUSINESS ADDRESS: STREET 1: 25 SPRING STREET STREET 2: SUITE 303 CITY: OSSINING STATE: NY ZIP: 10562 BUSINESS PHONE: 212-257-2205 MAIL ADDRESS: STREET 1: 25 SPRING STREET STREET 2: SUITE 303 CITY: OSSINING STATE: NY ZIP: 10562 MA-I/A 1 primary_doc.xml MA-I/A 0001639541 XXXXXXXX Catherine Corrigan 2122572205 compliance@rockfleetfinancial.com N N Matthew Philip Scanlon N 1 0001639541 Rockfleet Financial Services, Inc. 05-18-2020 Y 867-01791 LOCATED SUPERVISED 07-15-2020 420 Lexington Avenue Suite 1402 New York NY 10170 05-2020 Rockfleet Financial Services, Inc. New York NY 10170 Y N Managing Director 09-1995 04-2020 Health Care Network Associates White Plains NY 10606 Y N Principal Y 09-1998 Greendale Brook Farm LLC 96 Greendale Road Weston VT 05161 N N Logging Manager 5 Manager of business N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 06-07-2021 Catherine M Corrigan Catherine M Corrigan