0001835830-24-000086.txt : 20240816
0001835830-24-000086.hdr.sgml : 20240816
20240816194618
ACCESSION NUMBER: 0001835830-24-000086
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240815
FILED AS OF DATE: 20240816
DATE AS OF CHANGE: 20240816
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rowland Stephen Eric
CENTRAL INDEX KEY: 0001639368
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-41806
FILM NUMBER: 241217964
MAIL ADDRESS:
STREET 1: 1601 TRAPELO ROAD
STREET 2: SUITE 116
CITY: WALTHAM
STATE: MA
ZIP: 02451
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Klaviyo, Inc.
CENTRAL INDEX KEY: 0001835830
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 125 SUMMER STREET, FLOOR 6
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 800-338-1744
MAIL ADDRESS:
STREET 1: 125 SUMMER STREET, FLOOR 6
CITY: BOSTON
STATE: MA
ZIP: 02110
4
1
wk-form4_1723851972.xml
FORM 4
X0508
4
2024-08-15
0
0001835830
Klaviyo, Inc.
KVYO
0001639368
Rowland Stephen Eric
C/O KLAVIYO, INC.
125 SUMMER STREET, 6TH FLOOR
BOSTON
MA
02110
0
1
0
0
President
1
Series A Common Stock
2024-08-15
4
C
0
92033
A
290236
D
Series A Common Stock
2024-08-15
4
F
0
97748
31.83
D
192488
D
Series A Common Stock
2024-08-16
4
C
0
18114
A
210602
D
Series A Common Stock
2024-08-16
4
S
0
18114
31.67
D
192488
D
Series B Common Stock
2024-08-15
4
C
0
92033
0
D
Series A Common Stock
92033
728957
D
Series B Common Stock
2024-08-16
4
C
0
18114
0
D
Series A Common Stock
18114
710843
D
Represents 92,033 shares of the Issuer's Series B Common Stock, par value $0.001 per share ("Series B Common Stock"), automatically converted into shares of the Issuer's Series A Common Stock, par value $0.001 per share ("Series A Common Stock"), in connection with tax withholding obligations related to the vesting and settlement of restricted stock units ("RSUs").
Each share of Series B Common Stock is convertible at any time at the option of the holder into one share of Series A Common Stock, and will automatically convert into shares of Series A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation. The Series B Common Stock has no expiration date.
Represents shares of Series A Common Stock withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of RSUs.
These transactions were effected by the Reporting Person pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 6, 2024.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $31.42 to $31.82 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Consists of (i) 14,059 shares of Series A Common Stock and (ii) 178,429 unvested RSUs awarded under the Issuer's 2023 Stock Incentive Plan, each representing the contingent right to receive one share of Series A Common Stock upon vesting and settlement.
Consists of (i) 95,100 shares of Series B Common Stock and (ii) 615,743 unvested RSUs awarded under the Issuer's 2015 Stock Incentive Plan, each representing the contingent right to receive one share of Series B Common Stock upon vesting and settlement.
/s/ Landon Edmond, Attorney-in-Fact
2024-08-16