0001667731-21-000335.txt : 20211207 0001667731-21-000335.hdr.sgml : 20211207 20211207165726 ACCESSION NUMBER: 0001667731-21-000335 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211207 FILED AS OF DATE: 20211207 DATE AS OF CHANGE: 20211207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dhawan Sanjay CENTRAL INDEX KEY: 0001639051 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39030 FILM NUMBER: 211476612 MAIL ADDRESS: STREET 1: C/O HARMAN INTERNATIONAL INDUSTRIES, INC STREET 2: 400 ATLANTIC STREET CITY: STAMFORD STATE: CT ZIP: 06901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cerence Inc. CENTRAL INDEX KEY: 0001768267 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 834719946 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 15 WAYSIDE ROAD CITY: BURLINGTON STATE: MA ZIP: 01880 BUSINESS PHONE: 617-580-0843 MAIL ADDRESS: STREET 1: 15 WAYSIDE ROAD CITY: BURLINGTON STATE: MA ZIP: 01880 FORMER COMPANY: FORMER CONFORMED NAME: Cerence LLC DATE OF NAME CHANGE: 20190513 FORMER COMPANY: FORMER CONFORMED NAME: Diamond SpinCo, LLC DATE OF NAME CHANGE: 20190215 4 1 dhawan12072021.xml X0306 4 2021-12-07 0 0001768267 Cerence Inc. CRNC 0001639051 Dhawan Sanjay 1 BURLINGTON WOODS 3RD FLOOR, SUITE #301A BURLINGTON MA 01803 1 1 0 0 Chief Executive Officer Common Stock 2021-12-07 4 S 0 3491 69.00 D 288187 D Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. Leanne Fitzgerald attorney-in-fact 2021-12-07