0001667731-21-000155.txt : 20210407 0001667731-21-000155.hdr.sgml : 20210407 20210407163959 ACCESSION NUMBER: 0001667731-21-000155 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210407 FILED AS OF DATE: 20210407 DATE AS OF CHANGE: 20210407 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dhawan Sanjay CENTRAL INDEX KEY: 0001639051 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39030 FILM NUMBER: 21812580 MAIL ADDRESS: STREET 1: C/O HARMAN INTERNATIONAL INDUSTRIES, INC STREET 2: 400 ATLANTIC STREET CITY: STAMFORD STATE: CT ZIP: 06901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cerence Inc. CENTRAL INDEX KEY: 0001768267 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 834719946 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 15 WAYSIDE ROAD CITY: BURLINGTON STATE: MA ZIP: 01880 BUSINESS PHONE: 617-580-0843 MAIL ADDRESS: STREET 1: 15 WAYSIDE ROAD CITY: BURLINGTON STATE: MA ZIP: 01880 FORMER COMPANY: FORMER CONFORMED NAME: Cerence LLC DATE OF NAME CHANGE: 20190513 FORMER COMPANY: FORMER CONFORMED NAME: Diamond SpinCo, LLC DATE OF NAME CHANGE: 20190215 4 1 dhawan04012021.xml X0306 4 2021-04-07 0 0001768267 Cerence Inc. CRNC 0001639051 Dhawan Sanjay 15 WAYSIDE ROAD BURLINGTON MA 01803 1 1 0 0 Chief Executive Officer Common Stock 2021-04-07 4 F 0 15895 94.02 D 347419 D Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plan to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. /s/ Leanne Fitzgerald attorney-in-fact 2021-04-07