0001667731-21-000127.txt : 20210324
0001667731-21-000127.hdr.sgml : 20210324
20210324162340
ACCESSION NUMBER: 0001667731-21-000127
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210322
FILED AS OF DATE: 20210324
DATE AS OF CHANGE: 20210324
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dhawan Sanjay
CENTRAL INDEX KEY: 0001639051
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39030
FILM NUMBER: 21768467
MAIL ADDRESS:
STREET 1: C/O HARMAN INTERNATIONAL INDUSTRIES, INC
STREET 2: 400 ATLANTIC STREET
CITY: STAMFORD
STATE: CT
ZIP: 06901
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cerence Inc.
CENTRAL INDEX KEY: 0001768267
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 834719946
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 15 WAYSIDE ROAD
CITY: BURLINGTON
STATE: MA
ZIP: 01880
BUSINESS PHONE: 617-580-0843
MAIL ADDRESS:
STREET 1: 15 WAYSIDE ROAD
CITY: BURLINGTON
STATE: MA
ZIP: 01880
FORMER COMPANY:
FORMER CONFORMED NAME: Cerence LLC
DATE OF NAME CHANGE: 20190513
FORMER COMPANY:
FORMER CONFORMED NAME: Diamond SpinCo, LLC
DATE OF NAME CHANGE: 20190215
4
1
dhawan03222021.xml
X0306
4
2021-03-22
0
0001768267
Cerence Inc.
CRNC
0001639051
Dhawan Sanjay
15 WAYSIDE ROAD
BURLINGTON
MA
01803
1
1
0
0
Chief Executive Officer
Common Stock
2021-03-22
4
S
0
2669
101.80
D
369227
D
Common Stock
2021-03-22
4
S
0
2430
102.81
D
366797
D
Common Stock
2021-03-22
4
S
0
2981
103.63
D
363816
D
Common Stock
2021-03-22
4
S
0
502
104.99
D
363314
D
These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020.
This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/22/2020
The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $101.14 to $102.12 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.
The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $102.15 to $103.15 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.
The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $103.16 to $104.10 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.
The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $104.26 to $104.99 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price.
/s/ Leanne Fitzgerald attorney-in-fact
2021-03-23