0001667731-20-000391.txt : 20201023 0001667731-20-000391.hdr.sgml : 20201023 20201023165101 ACCESSION NUMBER: 0001667731-20-000391 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201022 FILED AS OF DATE: 20201023 DATE AS OF CHANGE: 20201023 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dhawan Sanjay CENTRAL INDEX KEY: 0001639051 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39030 FILM NUMBER: 201258233 MAIL ADDRESS: STREET 1: C/O HARMAN INTERNATIONAL INDUSTRIES, INC STREET 2: 400 ATLANTIC STREET CITY: STAMFORD STATE: CT ZIP: 06901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cerence Inc. CENTRAL INDEX KEY: 0001768267 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 834719946 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 15 WAYSIDE ROAD CITY: BURLINGTON STATE: MA ZIP: 01880 BUSINESS PHONE: 617-580-0843 MAIL ADDRESS: STREET 1: 15 WAYSIDE ROAD CITY: BURLINGTON STATE: MA ZIP: 01880 FORMER COMPANY: FORMER CONFORMED NAME: Cerence LLC DATE OF NAME CHANGE: 20190513 FORMER COMPANY: FORMER CONFORMED NAME: Diamond SpinCo, LLC DATE OF NAME CHANGE: 20190215 4 1 ownership.xml X0306 4 2020-10-22 0 0001768267 Cerence Inc. CRNC 0001639051 Dhawan Sanjay 15 WAYSIDE ROAD BURLINGTON MA 01803 1 1 0 0 Chief Executive Officer Common Stock 2020-10-22 4 S 0 4976 59.33 D 392653 D Common Stock 2020-10-22 4 S 0 3088 60.18 D 389565 D The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $58.97 to $59.95 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. The reporting person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market sales, with prices ranging from $59.99 to $60.35 per share. The reporting person has reported these sales on an aggregate basis using the weighted average price for the transactions. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price. These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020 This sale was affected pursuant to a Rule 10b5-1 trading plan adopted on 9/22/2020. /s/ Leanne Fitzgerald attorney-in-fact 2020-10-22