0001667731-20-000328.txt : 20200916 0001667731-20-000328.hdr.sgml : 20200916 20200916181837 ACCESSION NUMBER: 0001667731-20-000328 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200914 FILED AS OF DATE: 20200916 DATE AS OF CHANGE: 20200916 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dhawan Sanjay CENTRAL INDEX KEY: 0001639051 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39030 FILM NUMBER: 201179661 MAIL ADDRESS: STREET 1: C/O HARMAN INTERNATIONAL INDUSTRIES, INC STREET 2: 400 ATLANTIC STREET CITY: STAMFORD STATE: CT ZIP: 06901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cerence Inc. CENTRAL INDEX KEY: 0001768267 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 834719946 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 15 WAYSIDE ROAD CITY: BURLINGTON STATE: MA ZIP: 01880 BUSINESS PHONE: 617-580-0843 MAIL ADDRESS: STREET 1: 15 WAYSIDE ROAD CITY: BURLINGTON STATE: MA ZIP: 01880 FORMER COMPANY: FORMER CONFORMED NAME: Cerence LLC DATE OF NAME CHANGE: 20190513 FORMER COMPANY: FORMER CONFORMED NAME: Diamond SpinCo, LLC DATE OF NAME CHANGE: 20190215 4 1 ownership.xml X0306 4 2020-09-14 0 0001768267 Cerence Inc. CRNC 0001639051 Dhawan Sanjay 15 WAYSIDE ROAD BURLINGTON MA 01803 1 1 0 0 Chief Executive Officer Common Stock 2020-09-14 4 A 0 250 20.66 A 487927 D Common Stock 2020-09-14 4 S 0 650 54.28 D 487277 D Common Stock 2020-09-14 4 S 0 32 54.24 D 487245 D Common Stock 2020-09-14 4 S 0 100 54.24 D 487145 D Common Stock 2020-09-14 4 S 0 141 54.23 D 487004 D Common Stock 2020-09-14 4 S 0 100 54.20 D 486904 D Common Stock 2020-09-14 4 S 0 400 54.16 D 486504 D Common Stock 2020-09-14 4 S 0 100 54.15 D 486404 D Common Stock 2020-09-14 4 S 0 122 54.04 D 486282 D Common Stock 2020-09-14 4 S 0 100 54.03 D 486182 D Common Stock 2020-09-14 4 S 0 703 54.03 D 485479 D Common Stock 2020-09-14 4 S 0 25 54.02 D 485454 D Common Stock 2020-09-14 4 S 0 904 54.02 D 484550 D Common Stock 2020-09-14 4 S 0 202 54.01 D 484348 D Common Stock 2020-09-14 4 S 0 813 54.01 D 483535 D Common Stock 2020-09-14 4 S 0 6644 54.00 D 476891 D Common Stock 2020-09-15 4 S 0 582 56.54 D 476309 D Common Stock 2020-09-15 4 S 0 310 56.53 D 475999 D Common Stock 2020-09-15 4 S 0 400 56.52 D 475599 D Common Stock 2020-09-15 4 S 0 902 56.51 D 474697 D Common Stock 2020-09-15 4 S 0 3611 56.50 D 471086 D Common Stock 2020-09-15 4 S 0 200 56.49 D 470886 D Common Stock 2020-09-15 4 S 0 28 56.48 D 470858 D Common Stock 2020-09-15 4 S 0 1586 56.46 D 469272 D Common Stock 2020-09-15 4 S 0 800 56.42 D 468472 D Common Stock 2020-09-15 4 S 0 400 56.41 D 468072 D Common Stock 2020-09-15 4 S 0 98 56.39 D 467974 D Common Stock 2020-09-15 4 S 0 600 56.38 D 467374 D Common Stock 2020-09-15 4 S 0 700 56.36 D 466674 D Common Stock 2020-09-15 4 S 0 200 56.34 D 466474 D Shares purchased pusuant to the Cerence Inc Employee Stock Purchase Plan ("ESPP") on 8/14/2020 These sales relate to Mr. Dhawan's Make-Whole RSUs described in the Company's 2020 Proxy Statement filed on January 24, 2020. Page 2 0f 2 attached /s/ Leanne Fitzgerald attorney-in-fact 2020-09-16