0000899243-19-027549.txt : 20191118 0000899243-19-027549.hdr.sgml : 20191118 20191118190056 ACCESSION NUMBER: 0000899243-19-027549 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191114 FILED AS OF DATE: 20191118 DATE AS OF CHANGE: 20191118 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dhawan Sanjay CENTRAL INDEX KEY: 0001639051 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39030 FILM NUMBER: 191228728 MAIL ADDRESS: STREET 1: C/O HARMAN INTERNATIONAL INDUSTRIES, INC STREET 2: 400 ATLANTIC STREET CITY: STAMFORD STATE: CT ZIP: 06901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cerence Inc. CENTRAL INDEX KEY: 0001768267 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 834719946 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 15 WAYSIDE ROAD CITY: BURLINGTON STATE: MA ZIP: 01880 BUSINESS PHONE: 781-565-5000 MAIL ADDRESS: STREET 1: 15 WAYSIDE ROAD CITY: BURLINGTON STATE: MA ZIP: 01880 FORMER COMPANY: FORMER CONFORMED NAME: Cerence LLC DATE OF NAME CHANGE: 20190513 FORMER COMPANY: FORMER CONFORMED NAME: Diamond SpinCo, LLC DATE OF NAME CHANGE: 20190215 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-11-14 0 0001768267 Cerence Inc. CRNC 0001639051 Dhawan Sanjay 15 WAYSIDE ROAD BURLINGTON MA 01803 1 1 0 0 Chief Executive Officer Common Stock 2019-11-14 4 A 0 215379 0.00 A 215379 D Common Stock 2019-11-14 4 A 0 319081 0.00 A 534460 D Grant of restricted stock units that will vest 33% per year on October 1 of 2021, 2022, and 2023 respectively. This award represents a one-time award of restricted stock units. The award vests as follows: Quarterly calendar vesting in equal parts starting 1/1/2020 with the last vesting occurring on 10/1/2021. /s/ Leanne Fitzgerald as attorney-in-fact 2019-11-18