0001144204-19-038810.txt : 20190809 0001144204-19-038810.hdr.sgml : 20190809 20190809130907 ACCESSION NUMBER: 0001144204-19-038810 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190101 FILED AS OF DATE: 20190809 DATE AS OF CHANGE: 20190809 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Miller Scott Stewart CENTRAL INDEX KEY: 0001744819 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38125 FILM NUMBER: 191012277 MAIL ADDRESS: STREET 1: 70 GREENHAVEN ROAD CITY: RYE STATE: NY ZIP: 10580 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Greenhaven Road Capital Fund 2, L.P. CENTRAL INDEX KEY: 0001736139 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38125 FILM NUMBER: 191012278 BUSINESS ADDRESS: STREET 1: 8 SOUND SHORE DRIVE STREET 2: C/O ROYCE & ASSOCIATES, SUITE 190 CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 9178802051 MAIL ADDRESS: STREET 1: 8 SOUND SHORE DRIVE STREET 2: C/O ROYCE & ASSOCIATES, SUITE 190 CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Greenhaven Road Capital Fund 1, L.P. CENTRAL INDEX KEY: 0001638331 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38125 FILM NUMBER: 191012279 BUSINESS ADDRESS: STREET 1: 8 SOUND SHORE DRIVE STREET 2: C/O ROYCE & ASSOCIATES, SUITE 190 CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-569-8920 MAIL ADDRESS: STREET 1: 8 SOUND SHORE DRIVE STREET 2: C/O ROYCE & ASSOCIATES, SUITE 190 CITY: GREENWICH STATE: CT ZIP: 06830 FORMER NAME: FORMER CONFORMED NAME: Greenhaven Road Capital Fund 1 DATE OF NAME CHANGE: 20150331 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MVM Funds LLC CENTRAL INDEX KEY: 0001741338 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38125 FILM NUMBER: 191012280 BUSINESS ADDRESS: STREET 1: 30 GREENHAVEN ROAD CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 9178802051 MAIL ADDRESS: STREET 1: 8 SOUND SHORE DRIVE STREET 2: C/O ROYCE & ASSOCIATES, SUITE 190 CITY: GREENWICH STATE: CT ZIP: 06930 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Greenhaven Road Investment Management, L.P. CENTRAL INDEX KEY: 0001741129 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38125 FILM NUMBER: 191012281 BUSINESS ADDRESS: STREET 1: 8 SOUND SHORE DRIVE STREET 2: C/O ROYCE & ASSOCIATES, SUITE 190 CITY: GREENWICH STATE: CT ZIP: 06930 BUSINESS PHONE: 9178802051 MAIL ADDRESS: STREET 1: 8 SOUND SHORE DRIVE STREET 2: C/O ROYCE & ASSOCIATES, SUITE 190 CITY: GREENWICH STATE: CT ZIP: 06930 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Chicken Soup for the Soul Entertainment, Inc. CENTRAL INDEX KEY: 0001679063 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ALLIED TO MOTION PICTURE PRODUCTION [7819] IRS NUMBER: 812560811 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 132 E. PUTNAM AVE CITY: COS COB STATE: CT ZIP: 06807 BUSINESS PHONE: 203-861-4000 MAIL ADDRESS: STREET 1: PO BOX 700 CITY: COS COB STATE: CT ZIP: 06807 4 1 tv527241_form4.xml OWNERSHIP DOCUMENT X0306 4 2019-01-01 0 0001679063 Chicken Soup for the Soul Entertainment, Inc. CSSE 0001741129 Greenhaven Road Investment Management, L.P. C/O ROYCE & ASSOCIATES LLC 8 SOUND SHORE DRIVE, SUITE 190 GREENWICH CT 06830 0 0 1 0 0001741338 MVM Funds LLC C/O ROYCE & ASSOCIATES LLC 8 SOUND SHORE DRIVE, SUITE 190 GREENWICH CT 06930 0 0 1 0 0001638331 Greenhaven Road Capital Fund 1, L.P. C/O ROYCE & ASSOCIATES LLC 8 SOUND SHORE DRIVE, SUITE 190 GREENWICH CT 06830 0 0 1 0 0001736139 Greenhaven Road Capital Fund 2, L.P. C/O ROYCE & ASSOCIATES LLC 8 SOUND SHORE DRIVE, SUITE 190 GREENWICH CT 06830 0 0 1 0 0001744819 Miller Scott Stewart C/O ROYCE & ASSOCIATES LLC 8 SOUND SHORE DRIVE, SUITE 190 GREENWICH CT 06830 0 0 1 0 Common Stock ($0.0001 par value) 2019-01-01 4 J 0 87956 D 332167 I By: Greenhaven Road Capital Fund 1, L.P. Common Stock ($0.0001 par value) 2019-01-01 4 J 0 87956 A 369210 I By: Greenhaven Road Capital Fund 2, L.P. Common Stock ($0.0001 par value) 2019-01-02 4 P 0 1677 7.5314 A 333844 I By: Greenhaven Road Capital Fund 1, L.P. Common Stock ($0.0001 par value) 2019-01-02 4 P 0 1122 7.5314 A 370332 I By: Greenhaven Road Capital Fund 2, L.P. Common Stock ($0.0001 par value) 2019-01-03 4 P 0 2848 7.8785 A 336692 I By: Greenhaven Road Capital Fund 1, L.P. Common Stock ($0.0001 par value) 2019-01-03 4 P 0 1905 7.8785 A 372237 I By: Greenhaven Road Capital Fund 2, L.P. Common Stock ($0.0001 par value) 2019-01-31 4 P 0 18004 7.9708 A 354696 I By: Greenhaven Road Capital Fund 1, L.P. Common Stock ($0.0001 par value) 2019-02-01 4 P 0 14979 7.9041 A 369675 I By: Greenhaven Road Capital Fund 1, L.P. Common Stock ($0.0001 par value) 2019-02-06 4 P 0 1439 7.40 A 371114 I By: Greenhaven Road Capital Fund 1, L.P. Common Stock ($0.0001 par value) 2019-03-15 4 J 0 13050 8.25 A 384164 I By: Greenhaven Road Capital Fund 1, L.P. Common Stock ($0.0001 par value) 2019-03-15 4 J 0 13050 8.25 D 359187 I By: Greenhaven Road Capital Fund 2, L.P. Common Stock ($0.0001 par value) 2019-03-29 4 P 0 3876 10.0601 A 388040 I By: Greenhaven Road Capital Fund 1, L.P. Common Stock ($0.0001 par value) 2019-03-29 4 P 0 4624 10.0054 A 363811 I By: Greenhaven Road Capital Fund 2, L.P. Common Stock ($0.0001 par value) 2019-04-01 4 P 0 14199 10.8736 A 402239 I By: Greenhaven Road Capital Fund 1, L.P. Common Stock ($0.0001 par value) 2019-04-01 4 P 0 14101 10.8736 A 377912 I By: Greenhaven Road Capital Fund 2, L.P. Common Stock ($0.0001 par value) 2019-06-19 4 P 0 453 7.38 A 402692 I By: Greenhaven Road Capital Fund 1, L.P. Common Stock ($0.0001 par value) 2019-06-19 4 P 0 447 7.38 A 378359 I By: Greenhaven Road Capital Fund 2, L.P. Common Stock ($0.0001 par value) 2019-06-20 4 P 0 1505 7.3922 A 404197 I By: Greenhaven Road Capital Fund 1, L.P. Common Stock ($0.0001 par value) 2019-06-20 4 P 0 1490 7.3922 A 379849 I By: Greenhaven Road Capital Fund 2, L.P. Common Stock ($0.0001 par value) 2019-06-21 4 P 0 1330 7.3773 A 405527 I By: Greenhaven Road Capital Fund 1, L.P. Common Stock ($0.0001 par value) 2019-06-21 4 P 0 1317 7.3773 A 381166 I By: Greenhaven Road Capital Fund 2, L.P. Common Stock ($0.0001 par value) 2019-06-24 4 P 0 1215 7.3911 A 406742 I By: Greenhaven Road Capital Fund 1, L.P. Common Stock ($0.0001 par value) 2019-06-24 4 P 0 1202 7.3911 A 382368 I By: Greenhaven Road Capital Fund 2, L.P. Common Stock ($0.0001 par value) 2019-06-25 4 P 0 1872 7.3434 A 408614 I By: Greenhaven Road Capital Fund 1, L.P. Common Stock ($0.0001 par value) 2019-06-25 4 P 0 1854 7.3434 A 384222 I By: Greenhaven Road Capital Fund 2, L.P. Common Stock ($0.0001 par value) 2019-06-26 4 P 0 496 7.42 A 409110 I By: Greenhaven Road Capital Fund 1, L.P. Common Stock ($0.0001 par value) 2019-06-26 4 P 0 491 7.42 A 384713 I By: Greenhaven Road Capital Fund 2, L.P. Common Stock ($0.0001 par value) 2019-06-27 4 P 0 1308 7.4012 A 410418 I By: Greenhaven Road Capital Fund 1, L.P. Common Stock ($0.0001 par value) 2019-06-27 4 P 0 1295 7.4012 A 386008 I By: Greenhaven Road Capital Fund 2, L.P. Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Represents a transfer from Fund 1 to Fund 2 and a mere change in the form of beneficial ownership (certain investors in Fund 1 were moved to Fund 2 along with their pro rata share of the assets of Fund 1). All prices reported herein are exclusive of brokerage commissions. The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $7.91 to $8.0204, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in footnotes (5), (6) and (8) of this Form 4. The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $7.8945 to $7.91, inclusive. Represents a portfolio rebalance transaction between Fund 1 and Fund 2. The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $9.6062 to $10.6284, inclusive. /s/ Scott Miller, for himself and as the Managing Member of the General Partner (for itself and on behalf of Fund 1, Fund 2 and the Investment Manager) 2019-08-09