0001144204-18-057099.txt : 20181102
0001144204-18-057099.hdr.sgml : 20181102
20181102170409
ACCESSION NUMBER: 0001144204-18-057099
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180518
FILED AS OF DATE: 20181102
DATE AS OF CHANGE: 20181102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Greenhaven Road Investment Management, L.P.
CENTRAL INDEX KEY: 0001741129
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38125
FILM NUMBER: 181157881
BUSINESS ADDRESS:
STREET 1: 8 SOUND SHORE DRIVE
STREET 2: C/O ROYCE & ASSOCIATES, SUITE 190
CITY: GREENWICH
STATE: CT
ZIP: 06930
BUSINESS PHONE: 9178802051
MAIL ADDRESS:
STREET 1: 8 SOUND SHORE DRIVE
STREET 2: C/O ROYCE & ASSOCIATES, SUITE 190
CITY: GREENWICH
STATE: CT
ZIP: 06930
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MVM Funds LLC
CENTRAL INDEX KEY: 0001741338
STATE OF INCORPORATION: CT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38125
FILM NUMBER: 181157882
BUSINESS ADDRESS:
STREET 1: 30 GREENHAVEN ROAD
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: 9178802051
MAIL ADDRESS:
STREET 1: 8 SOUND SHORE DRIVE
STREET 2: C/O ROYCE & ASSOCIATES, SUITE 190
CITY: GREENWICH
STATE: CT
ZIP: 06930
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Greenhaven Road Capital Fund 1, L.P.
CENTRAL INDEX KEY: 0001638331
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38125
FILM NUMBER: 181157883
BUSINESS ADDRESS:
STREET 1: 8 SOUND SHORE DRIVE
STREET 2: C/O ROYCE & ASSOCIATES, SUITE 190
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-569-8920
MAIL ADDRESS:
STREET 1: 8 SOUND SHORE DRIVE
STREET 2: C/O ROYCE & ASSOCIATES, SUITE 190
CITY: GREENWICH
STATE: CT
ZIP: 06830
FORMER NAME:
FORMER CONFORMED NAME: Greenhaven Road Capital Fund 1
DATE OF NAME CHANGE: 20150331
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Greenhaven Road Capital Fund 2, L.P.
CENTRAL INDEX KEY: 0001736139
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38125
FILM NUMBER: 181157884
BUSINESS ADDRESS:
STREET 1: 8 SOUND SHORE DRIVE
STREET 2: C/O ROYCE & ASSOCIATES, SUITE 190
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 9178802051
MAIL ADDRESS:
STREET 1: 8 SOUND SHORE DRIVE
STREET 2: C/O ROYCE & ASSOCIATES, SUITE 190
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Miller Scott Stewart
CENTRAL INDEX KEY: 0001744819
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38125
FILM NUMBER: 181157885
MAIL ADDRESS:
STREET 1: 70 GREENHAVEN ROAD
CITY: RYE
STATE: NY
ZIP: 10580
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Chicken Soup for the Soul Entertainment, Inc.
CENTRAL INDEX KEY: 0001679063
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ALLIED TO MOTION PICTURE PRODUCTION [7819]
IRS NUMBER: 812560811
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 132 E. PUTNAM AVE
CITY: COS COB
STATE: CT
ZIP: 06807
BUSINESS PHONE: 203-861-4000
MAIL ADDRESS:
STREET 1: PO BOX 700
CITY: COS COB
STATE: CT
ZIP: 06807
4
1
tv506112_form4.xml
FORM 4
X0306
4
2018-05-18
0
0001679063
Chicken Soup for the Soul Entertainment, Inc.
CSSE
0001741129
Greenhaven Road Investment Management, L.P.
C/O ROYCE & ASSOCIATES LLC
8 SOUND SHORE DRIVE, SUITE 190
GREENWICH
CT
06830
0
0
1
0
0001741338
MVM Funds LLC
C/O ROYCE & ASSOCIATES LLC
8 SOUND SHORE DRIVE, SUITE 190
GREENWICH
CT
06830
0
0
1
0
0001638331
Greenhaven Road Capital Fund 1, L.P.
C/O ROYCE & ASSOCIATES LLC
8 SOUND SHORE DRIVE, SUITE 190
GREENWICH
CT
06830
0
0
1
0
0001736139
Greenhaven Road Capital Fund 2, L.P.
C/O ROYCE & ASSOCIATES LLC
8 SOUND SHORE DRIVE, SUITE 190
GREENWICH
CT
06830
0
0
1
0
0001744819
Miller Scott Stewart
C/O ROYCE & ASSOCIATES LLC
8 SOUND SHORE DRIVE, SUITE 190
GREENWICH
CT
06830
0
0
1
0
Common Stock ($0.0001 par value)
2018-05-18
4
P
0
25409
9.0003
A
308510
I
By: Greenhaven Road Capital Fund 1, L.P.
Common Stock ($0.0001 par value)
2018-05-18
4
P
0
12704
9.0003
A
154328
I
By: Greenhaven Road Capital Fund 2, L.P.
Common Stock ($0.0001 par value)
2018-05-23
4
P
0
20563
8.9985
A
329073
I
By: Greenhaven Road Capital Fund 1, L.P.
Common Stock ($0.0001 par value)
2018-05-23
4
P
0
10129
8.9985
A
164457
I
By: Greenhaven Road Capital Fund 2, L.P.
Common Stock ($0.0001 par value)
2018-06-11
4
P
0
1827
9.8372
A
330900
I
By: Greenhaven Road Capital Fund 1, L.P.
Common Stock ($0.0001 par value)
2018-06-11
4
P
0
900
9.8372
A
165357
I
By: Greenhaven Road Capital Fund 2, L.P.
Common Stock ($0.0001 par value)
2018-06-14
4
P
0
2546
10.4433
A
333446
I
By: Greenhaven Road Capital Fund 1, L.P.
Common Stock ($0.0001 par value)
2018-06-14
4
P
0
1254
10.4433
A
166611
I
By: Greenhaven Road Capital Fund 2, L.P.
Common Stock ($0.0001 par value)
2018-07-01
4
J
0
34294
D
299152
I
By: Greenhaven Road Capital Fund 1, L.P.
Common Stock ($0.0001 par value)
2018-07-01
4
J
0
34294
A
200905
I
By: Greenhaven Road Capital Fund 2, L.P.
Common Stock ($0.0001 par value)
2018-07-09
4
P
0
1648
9.7382
A
300800
I
By: Greenhaven Road Capital Fund 1, L.P.
Common Stock ($0.0001 par value)
2018-07-09
4
P
0
1089
9.7383
A
201994
I
By: Greenhaven Road Capital Fund 2, L.P.
Common Stock ($0.0001 par value)
2018-07-10
4
P
0
4518
9.6173
A
305318
I
By: Greenhaven Road Capital Fund 1, L.P.
Common Stock ($0.0001 par value)
2018-07-10
4
P
0
2982
9.6173
A
204976
I
By: Greenhaven Road Capital Fund 2, L.P.
Common Stock ($0.0001 par value)
2018-07-11
4
P
0
3012
9.2998
A
308330
I
By: Greenhaven Road Capital Fund 1, L.P.
Common Stock ($0.0001 par value)
2018-07-11
4
P
0
1988
9.2998
A
206964
I
By: Greenhaven Road Capital Fund 2, L.P.
Common Stock ($0.0001 par value)
2018-07-12
4
P
0
8723
9.5436
A
317053
I
By: Greenhaven Road Capital Fund 1, L.P.
Common Stock ($0.0001 par value)
2018-07-12
4
P
0
5762
9.5436
A
212726
I
By: Greenhaven Road Capital Fund 2, L.P.
Common Stock ($0.0001 par value)
2018-07-13
4
P
0
5464
9.4789
A
322517
I
By: Greenhaven Road Capital Fund 1, L.P.
Common Stock ($0.0001 par value)
2018-07-13
4
P
0
3608
9.4789
A
216334
I
By: Greenhaven Road Capital Fund 2, L.P.
Common Stock ($0.0001 par value)
2018-07-16
4
P
0
1806
9.4952
A
324323
I
By: Greenhaven Road Capital Fund 1, L.P.
Common Stock ($0.0001 par value)
2018-07-16
4
P
0
1194
9.4952
A
217528
I
By: Greenhaven Road Capital Fund 2, L.P.
Common Stock ($0.0001 par value)
2018-07-17
4
P
0
1806
9.3471
A
326129
I
By: Greenhaven Road Capital Fund 1, L.P.
Common Stock ($0.0001 par value)
2018-07-17
4
P
0
1194
9.3471
A
218722
I
By: Greenhaven Road Capital Fund 2, L.P.
Common Stock ($0.0001 par value)
2018-07-18
4
P
0
2348
9.4868
A
328477
I
By: Greenhaven Road Capital Fund 1, L.P.
Common Stock ($0.0001 par value)
2018-07-18
4
P
0
1552
9.4868
A
220274
I
By: Greenhaven Road Capital Fund 2, L.P.
Common Stock ($0.0001 par value)
2018-07-23
4
P
0
3390
9.3786
A
331867
I
By: Greenhaven Road Capital Fund 1, L.P.
Common Stock ($0.0001 par value)
2018-07-23
4
P
0
2240
9.3786
A
222514
I
By: Greenhaven Road Capital Fund 2, L.P.
Common Stock ($0.0001 par value)
2018-07-24
4
P
0
3614
9.4976
A
335481
I
By: Greenhaven Road Capital Fund 1, L.P.
Common Stock ($0.0001 par value)
2018-07-24
4
P
0
2386
9.4976
A
224900
I
By: Greenhaven Road Capital Fund 2, L.P.
Greenhaven Road Capital Fund 1, L.P. (""Fund 1"") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the ""Investment Manager"") is the investment manager of Fund 1. MVM Funds, LLC (the ""General Partner"") is the general partner of Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.
Greenhaven Road Capital Fund 2, L.P. (""Fund 2"") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.
Represents a transfer from Fund 1 to Fund 2 and a mere change in the form of beneficial ownership (certain investors in Fund 1 were moved to Fund 2 along with their pro rata share of the assets of Fund 1).
All prices reported herein are exclusive of brokerage commissions.
The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $8.99393 to $9.00, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth in footnotes (5) through (16) of this Form 4.
The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $9.83528 to $9.84, inclusive.
The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $10.3973 to $10.48784, inclusive.
The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $9.64 to $9.741896094, inclusive.
The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $9.60 to $9.625490196, inclusive.
The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $9.50 to $9.9.6274, inclusive.
The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $9.439570789 to $9.498852878, inclusive.
The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $9.4856 to $9.50, inclusive.
The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $9.3383 to $9.35511, inclusive.
The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $9.467894737 to $9.52165, inclusive.
The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $9.23765 to $9.44, inclusive.
The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $9.49529333 to $9.50, inclusive.
/s/ Scott Miller, for himself and as the Managing Member of the General Partner (for itself and on behalf of Fund 1, Fund 2 and the Investment Manager)
2018-11-02