0001144204-18-037932.txt : 20180711
0001144204-18-037932.hdr.sgml : 20180711
20180711103744
ACCESSION NUMBER: 0001144204-18-037932
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180313
FILED AS OF DATE: 20180711
DATE AS OF CHANGE: 20180711
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Greenhaven Road Investment Management, L.P.
CENTRAL INDEX KEY: 0001741129
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37523
FILM NUMBER: 18948222
BUSINESS ADDRESS:
STREET 1: 8 SOUND SHORE DRIVE
STREET 2: C/O ROYCE & ASSOCIATES, SUITE 190
CITY: GREENWICH
STATE: CT
ZIP: 06930
BUSINESS PHONE: 9178802051
MAIL ADDRESS:
STREET 1: 8 SOUND SHORE DRIVE
STREET 2: C/O ROYCE & ASSOCIATES, SUITE 190
CITY: GREENWICH
STATE: CT
ZIP: 06930
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MVM Funds LLC
CENTRAL INDEX KEY: 0001741338
STATE OF INCORPORATION: CT
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37523
FILM NUMBER: 18948223
BUSINESS ADDRESS:
STREET 1: 30 GREENHAVEN ROAD
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: 9178802051
MAIL ADDRESS:
STREET 1: 8 SOUND SHORE DRIVE
STREET 2: C/O ROYCE & ASSOCIATES, SUITE 190
CITY: GREENWICH
STATE: CT
ZIP: 06930
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Greenhaven Road Capital Fund 1, L.P.
CENTRAL INDEX KEY: 0001638331
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37523
FILM NUMBER: 18948224
BUSINESS ADDRESS:
STREET 1: 8 SOUND SHORE DRIVE
STREET 2: C/O ROYCE & ASSOCIATES, SUITE 190
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-569-8920
MAIL ADDRESS:
STREET 1: 8 SOUND SHORE DRIVE
STREET 2: C/O ROYCE & ASSOCIATES, SUITE 190
CITY: GREENWICH
STATE: CT
ZIP: 06830
FORMER NAME:
FORMER CONFORMED NAME: Greenhaven Road Capital Fund 1
DATE OF NAME CHANGE: 20150331
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Greenhaven Road Capital Fund 2, L.P.
CENTRAL INDEX KEY: 0001736139
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37523
FILM NUMBER: 18948225
BUSINESS ADDRESS:
STREET 1: 8 SOUND SHORE DRIVE
STREET 2: C/O ROYCE & ASSOCIATES, SUITE 190
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 9178802051
MAIL ADDRESS:
STREET 1: 8 SOUND SHORE DRIVE
STREET 2: C/O ROYCE & ASSOCIATES, SUITE 190
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Miller Scott Stewart
CENTRAL INDEX KEY: 0001744819
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37523
FILM NUMBER: 18948226
MAIL ADDRESS:
STREET 1: 70 GREENHAVEN ROAD
CITY: RYE
STATE: NY
ZIP: 10580
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Purple Innovation, Inc.
CENTRAL INDEX KEY: 0001643953
STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD FURNITURE [2510]
IRS NUMBER: 474078206
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 123 E. 200 N.
CITY: ALPINE
STATE: UT
ZIP: 84004
BUSINESS PHONE: 801-756-2600
MAIL ADDRESS:
STREET 1: 123 E. 200 N.
CITY: ALPINE
STATE: UT
ZIP: 84004
FORMER COMPANY:
FORMER CONFORMED NAME: Global Partner Acquisition Corp.
DATE OF NAME CHANGE: 20150602
4
1
tv498141_form4.xml
FORM 4
X0306
4
2018-03-13
1
0001643953
Purple Innovation, Inc.
PRPL
0001741129
Greenhaven Road Investment Management, L.P.
C/O ROYCE & ASSOCIATES LLC
8 SOUND SHORE DRIVE, SUITE 190
GREENWICH
CT
06830
0
0
1
0
0001741338
MVM Funds LLC
C/O ROYCE & ASSOCIATES LLC
8 SOUND SHORE DRIVE, SUITE 190
GREENWICH
CT
06830
0
0
1
0
0001638331
Greenhaven Road Capital Fund 1, L.P.
C/O ROYCE & ASSOCIATES LLC
8 SOUND SHORE DRIVE, SUITE 190
GREENWICH
CT
06830
0
0
1
0
0001736139
Greenhaven Road Capital Fund 2, L.P.
C/O ROYCE & ASSOCIATES LLC
8 SOUND SHORE DRIVE, SUITE 190
GREENWICH
CT
06830
0
0
1
0
0001744819
Miller Scott Stewart
C/O ROYCE & ASSOCIATES LLC
8 SOUND SHORE DRIVE, SUITE 190
GREENWICH
CT
06830
0
0
1
0
Common Stock ($0.0001 par value)
2018-03-13
4
S
0
7228
11.0009
D
390512
I
By: Greenhaven Road Capital Fund 1, L.P.
Common Stock ($0.0001 par value)
2018-03-14
4
S
0
300
13.00
D
390212
I
By: Greenhaven Road Capital Fund 1, L.P.
Common Stock ($0.0001 par value)
2018-03-16
4
S
0
17307
10.5608
D
372905
I
By: Greenhaven Road Capital Fund 1, L.P.
Common Stock ($0.0001 par value)
2018-03-16
4
S
0
13363
9.7843
D
359542
I
By: Greenhaven Road Capital Fund 1, L.P.
Common Stock ($0.0001 par value)
2018-03-21
4
S
0
4000
9.6504
D
355542
I
By: Greenhaven Road Capital Fund 1, L.P.
Common Stock ($0.0001 par value)
2018-03-23
4
S
0
5369
9.5086
D
350173
I
By: Greenhaven Road Capital Fund 1, L.P.
Common Stock ($0.0001 par value)
2018-03-26
4
S
0
709
9.40
D
349464
I
By: Greenhaven Road Capital Fund 1, L.P.
Common Stock ($0.0001 par value)
2018-03-28
4
S
0
382
8.50
D
349082
I
By: Greenhaven Road Capital Fund 1, L.P.
Common Stock ($0.0001 par value)
2018-04-01
4
J
0
113211
8.22
D
235871
I
By: Greenhaven Road Capital Fund 1, L.P.
Common Stock ($0.0001 par value)
2018-04-26
4
S
0
1000
8.5720
D
234871
I
By: Greenhaven Road Capital Fund 1, L.P.
Common Stock ($0.0001 par value)
2018-05-16
4
S
0
35254
7.1947
D
199617
I
By: Greenhaven Road Capital Fund 1, L.P.
Common Stock ($0.0001 par value)
2018-05-16
4
S
0
13995
7.2166
D
99216
I
By: Greenhaven Road Capital Fund 2, L.P.
Common Stock ($0.0001 par value)
2018-05-16
4
P
0
4000
7.4198
A
103216
I
By: Greenhaven Road Capital Fund 2, L.P.
Common Stock ($0.0001 par value)
2018-05-17
4
S
0
6356
6.6327
D
193261
I
By: Greenhaven Road Capital Fund 1, L.P.
Common Stock ($0.0001 par value)
2018-05-17
4
S
0
3131
6.6327
D
100085
I
By: Greenhaven Road Capital Fund 2, L.P.
Common Stock ($0.0001 par value)
2018-05-18
4
S
0
4492
6.5112
D
188769
I
By: Greenhaven Road Capital Fund 1, L.P.
Common Stock ($0.0001 par value)
2018-05-18
4
S
0
2213
6.5112
D
97872
I
By: Greenhaven Road Capital Fund 2, L.P.
Common Stock ($0.0001 par value)
2018-06-08
4
S
0
188769
7.65
D
0
I
By: Greenhaven Road Capital Fund 1, L.P.
Common Stock ($0.0001 par value)
2018-06-08
4
S
0
97872
7.65
D
0
I
By: Greenhaven Road Capital Fund 2, L.P.
Warrant (right to buy)
11.50
2018-03-16
4
P
0
60600
0.8305
A
2020-08-13
Common Stock ($0.0001 par value)
30300
2132000
I
By: Greenhaven Road Capital Fund 1, L.P.
Warrant (right to buy)
11.50
2018-04-01
4
J
0
691432
0.829
D
2020-08-13
Common Stock ($0.0001 par value)
345716
1440568
I
By: Greenhaven Road Capital Fund 1, L.P.
Greenhaven Road Capital Fund 1, L.P. ("Fund 1") is a private investment vehicle. Fund 1 directly owns these securities reported herein. Greenhaven Road Investment Management, LP (the "Investment Manager") is the investment manager of Fund 1. MVM Funds, LLC (the "General Partner") is the general partner of Fund 1 and the Investment Manager. Scott Miller is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.
Greenhaven Road Capital Fund 2, L.P. ("Fund 2") is a private investment vehicle. Fund 2 directly owns these securities reported herein. The Investment Manager is the investment manager of Fund 2. The General Partner is the general partner of Fund 2. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.
All prices reported herein are exclusive of brokerage commissions.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.99 to $11.02, inclusive. The Reporting Persons undertake to provide to Purple Innovation, Inc., any security holder of Purple Innovation, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (8) and (10) through (14) of this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.8650, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.65 to $9.86, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.65 to $9.66, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.49 to $9.62, inclusive.
Represents a transfer from Fund 1 to Fund 2.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.56 to $8.58, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.84 to $7.81, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.8815 to $7.81, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.6046 to $6.6719, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.5029 to $6.5140, inclusive.
Two Warrants are exercisable into one share of Common Stock at a price of $11.50 per share of Common Stock.
Exercisable into shares of Common Stock at any time at the option of Fund 1.
Price shown is for one Warrant to purchase one-half of a share of Common Stock.
/s/ Scott Miller, for himself and as the Managing Member of the General Partner (for itself and on behalf of Fund 1, Fund 2 and the Investment Manager)
2018-07-10