0001638005-23-000005.txt : 20230719 0001638005-23-000005.hdr.sgml : 20230719 20230719080555 ACCESSION NUMBER: 0001638005-23-000005 CONFORMED SUBMISSION TYPE: MA-A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230718 DATE AS OF CHANGE: 20230719 FILER: COMPANY DATA: COMPANY CONFORMED NAME: INSTITUTIONAL BOND NETWORK, LLC CENTRAL INDEX KEY: 0001638005 IRS NUMBER: 451641918 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: MA-A SEC ACT: 1934 Act SEC FILE NUMBER: 867-01994 FILM NUMBER: 231095608 BUSINESS ADDRESS: STREET 1: 463 PENNSFIELD PLACE, SUITE 201 CITY: THOUSAND OAKS STATE: CA ZIP: 91360 BUSINESS PHONE: 805 402-2541 MAIL ADDRESS: STREET 1: 463 PENNSFIELD PLACE, SUITE 201 CITY: THOUSAND OAKS STATE: CA ZIP: 91360 MA-A 1 primary_doc.xml MA-A 0001638005 XXXXXXXX Erik Hagge 805-277-4738 ehagge@ibnbonds.com ehagge@ibnbonds.com wcostenbader@ibnbonds.com 06-30-2023 N INSTITUTIONAL BOND NETWORK, LLC 187515 45-1641918 867-01994 008-69609 187515 463 PENNSFIELD PLACE SUITE 201 THOUSAND OAKS CA 91360 805-277-4738 805-277-4932 N www.ibnbonds.com Patrick William Sweeney

463 Pennsfield Place Suite 201 Thousand Oaks CA 91360

805-277-4738 805-277-4932 psweeney@ibnbonds.com Erik Nicholas Hagge

463 Pennsfield Place Suite 201 Thousand Oaks CA 91360

805-402-2541 805-277-4932 ehagge@ibnbonds.com June CA 03-21-2011 N 16 8 8 7 0 100 Municipal Entities Non-profit organizations 0 0 0 Local government investment pools Hospitals Colleges Other Retirement Homes; Charter Schools Other Trade mark-up Not Applicable Advice Investment Of Proceeds MS Advice ME Other Investments Y Y Y Investment Adviser 1 Add Investment Adviser IBN Asset Management, LLC. IBN Asset Management, LLC. N Y N Y Y N N N N Y Y Y N N Y Y N N Item 7.C.1,2 and 3 are answered "yes" because an affiliated investment advisor may be granted discretionary trading authority by its clients. The municipal advisor will never exercise discretion in client accounts. N N N N N N N N N N N N N N N N N N N N N N N N Y N David Wayne Emminger Managing Partner 03-21-2011 C Y 1431937 Erik Nicholas Hagge Senior Partner/Muni Principal/POO 03-21-2011 C Y 3244703 Jeffrey Lee Pope Muni Principal/Head Trade Desk 01-08-2016 NA N 1268740 Patrick William Sweeney Owner/Chief Compliance Officer 12-01-2019 B Y 1350182 Martin John Dickinson Owner 12-01-2019 B Y 1353810 Robert Craig Gilman FINOP/CFO/PFO 05-01-2021 NA N 1738412 Christopher Roy O'Mara Proprietary Trader 02-20-2021 NA Y 1657262 David Wayne Emminger Managing Partner 03-21-2011 C Y 1431937 Erik Nicholas Hagge Senior Partner/Muni Principal/POO 03-21-2011 C Y 3244703 Jeffrey Lee Pope Muni Principal/Head Trade Desk 01-08-2016 NA N 1268740 Patrick William Sweeney Owner/Chief Compliance Officer 12-01-2019 B Y 1350182 Martin John Dickinson Owner 12-01-2019 B Y 1353810 Robert Craig Gilman FINOP/CFO/PFO 05-01-2021 NA N 1738412 Christopher Roy O'Mara Proprietary Trader 02-20-2021 NA Y 1657262 Erik N. Hagge Erik N. Hagge Senior Partner/Muni Principal/POO 07-18-2023 3244703 N N N N N N N N N N N N N N N N N N N N N