0001209191-21-023693.txt : 20210330 0001209191-21-023693.hdr.sgml : 20210330 20210330212708 ACCESSION NUMBER: 0001209191-21-023693 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210326 FILED AS OF DATE: 20210330 DATE AS OF CHANGE: 20210330 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Anderson Craig Eric CENTRAL INDEX KEY: 0001852174 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40256 FILM NUMBER: 21789484 MAIL ADDRESS: STREET 1: C/O ACV AUCTIONS INC. STREET 2: 640 ELLICOTT STREET, #321 CITY: BUFFALO STATE: NY ZIP: 14203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ACV Auctions Inc. CENTRAL INDEX KEY: 0001637873 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 472415221 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 640 ELLICOTT STREET CITY: BUFFALO STATE: NY ZIP: 14203 BUSINESS PHONE: 585-317-0406 MAIL ADDRESS: STREET 1: 640 ELLICOTT STREET CITY: BUFFALO STATE: NY ZIP: 14203 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-26 0 0001637873 ACV Auctions Inc. ACVA 0001852174 Anderson Craig Eric C/O ACV AUCTIONS INC. 640 ELLICOTT STREET, #321 BUFFALO NY 14203 0 1 0 0 CCDSO and Chief Legal Officer Employee Stock Option (right to buy) 0.66 2021-03-26 4 J 0 538998 0.00 D 2028-06-17 Common Stock 538998 0 D Employee Stock Option (right to buy) 0.66 2021-03-26 4 J 0 538998 0.00 A 2028-06-17 Class B Common Stock 538998 538998 D Employee Stock Option (right to buy) 2.44 2021-03-26 4 J 0 175000 0.00 D 2029-08-29 Common Stock 175000 0 D Employee Stock Option (right to buy) 2.44 2021-03-26 4 J 0 175000 0.00 A 2029-08-29 Class B Common Stock 175000 175000 D Restricted Stock Units 2021-03-26 4 J 0 185623 0.00 D Common Stock 185623 0 D Restricted Stock Units 2021-03-26 4 J 0 185623 0.00 A Class B Common Stock 185623 185623 D One-fourth (1/4th) of the shares subject to the option award will vested June 7, 2019, and thereafter one-forty-eighth of the shares subject to the option award vest monthly, subject to the Reporting Person's continuous service. Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. The shares subject to the option vested or shall vest in forty-eight (48) equal monthly installments commencing on July 29, 2019, subject to the Reporting Person's continuous service. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer Common Stock. The RSUs vest with respect to one-sixteenth of the RSUs each quarter over a four-year period beginning on April 1, 2021, subject to the Reporting Person's continuous service. Each RSU represents a contingent right to receive one share of Issuer Class B Common Stock. /s/ Jason Minio, Attorney-in-Fact 2021-03-30