0001209191-21-023693.txt : 20210330
0001209191-21-023693.hdr.sgml : 20210330
20210330212708
ACCESSION NUMBER: 0001209191-21-023693
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210326
FILED AS OF DATE: 20210330
DATE AS OF CHANGE: 20210330
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Anderson Craig Eric
CENTRAL INDEX KEY: 0001852174
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40256
FILM NUMBER: 21789484
MAIL ADDRESS:
STREET 1: C/O ACV AUCTIONS INC.
STREET 2: 640 ELLICOTT STREET, #321
CITY: BUFFALO
STATE: NY
ZIP: 14203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ACV Auctions Inc.
CENTRAL INDEX KEY: 0001637873
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 472415221
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 640 ELLICOTT STREET
CITY: BUFFALO
STATE: NY
ZIP: 14203
BUSINESS PHONE: 585-317-0406
MAIL ADDRESS:
STREET 1: 640 ELLICOTT STREET
CITY: BUFFALO
STATE: NY
ZIP: 14203
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-03-26
0
0001637873
ACV Auctions Inc.
ACVA
0001852174
Anderson Craig Eric
C/O ACV AUCTIONS INC.
640 ELLICOTT STREET, #321
BUFFALO
NY
14203
0
1
0
0
CCDSO and Chief Legal Officer
Employee Stock Option (right to buy)
0.66
2021-03-26
4
J
0
538998
0.00
D
2028-06-17
Common Stock
538998
0
D
Employee Stock Option (right to buy)
0.66
2021-03-26
4
J
0
538998
0.00
A
2028-06-17
Class B Common Stock
538998
538998
D
Employee Stock Option (right to buy)
2.44
2021-03-26
4
J
0
175000
0.00
D
2029-08-29
Common Stock
175000
0
D
Employee Stock Option (right to buy)
2.44
2021-03-26
4
J
0
175000
0.00
A
2029-08-29
Class B Common Stock
175000
175000
D
Restricted Stock Units
2021-03-26
4
J
0
185623
0.00
D
Common Stock
185623
0
D
Restricted Stock Units
2021-03-26
4
J
0
185623
0.00
A
Class B Common Stock
185623
185623
D
One-fourth (1/4th) of the shares subject to the option award will vested June 7, 2019, and thereafter one-forty-eighth of the shares subject to the option award vest monthly, subject to the Reporting Person's continuous service.
Immediately prior to the closing of the Issuer's initial public offering, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.
The shares subject to the option vested or shall vest in forty-eight (48) equal monthly installments commencing on July 29, 2019, subject to the Reporting Person's continuous service.
Each restricted stock unit ("RSU") represents a contingent right to receive one share of Issuer Common Stock.
The RSUs vest with respect to one-sixteenth of the RSUs each quarter over a four-year period beginning on April 1, 2021, subject to the Reporting Person's continuous service.
Each RSU represents a contingent right to receive one share of Issuer Class B Common Stock.
/s/ Jason Minio, Attorney-in-Fact
2021-03-30