0001637761-19-000010.txt : 20190103
0001637761-19-000010.hdr.sgml : 20190103
20190103165648
ACCESSION NUMBER: 0001637761-19-000010
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190103
DATE AS OF CHANGE: 20190103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Winge John J.
CENTRAL INDEX KEY: 0001644531
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36905
FILM NUMBER: 19506525
MAIL ADDRESS:
STREET 1: C/O SEASPINE HOLDINGS CORPORATION
STREET 2: 2302 LA MIRADA DRIVE
CITY: VISTA
STATE: CA
ZIP: 92081
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SeaSpine Holdings Corp
CENTRAL INDEX KEY: 0001637761
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 473251758
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5770 ARMADA DRIVE
CITY: CARLSBAD
STATE: CA
ZIP: 92008
BUSINESS PHONE: (760) 727-8399
MAIL ADDRESS:
STREET 1: 5770 ARMADA DRIVE
CITY: CARLSBAD
STATE: CA
ZIP: 92008
4
1
wf-form4_154655259000275.xml
FORM 4
X0306
4
2018-12-31
0
0001637761
SeaSpine Holdings Corp
SPNE
0001644531
Winge John J.
C/O SEASPINE HOLDINGS CORPORATION
5770 ARMADA DR
CARLSBAD
CA
92008
0
1
0
0
Vice President, Sales
Common Stock
2018-12-31
5
J
0
E
1544
6.426
A
32646
D
Common Stock
2019-01-01
4
M
0
14359
A
47005
D
Common Stock
2019-01-01
4
M
0
10958
A
57963
D
Common Stock
2019-01-01
4
F
0
8038
18.24
D
49925
D
Restricted Stock Units
2019-01-01
4
M
0
14359
0
D
Common Stock
14359.0
14359
D
Restricted Stock Units
2019-01-01
4
M
0
10958
0
D
Common Stock
10958.0
21918
D
Restricted Stock Units
2019-01-01
4
A
0
9336
0
A
Common Stock
9336.0
9336
D
Employee Stock Option (Right to Buy)
18.24
2019-01-01
4
A
0
31118
0
A
2027-01-01
Common Stock
31118.0
31118
D
These shares were acquired under the issuer's 2015 Employee Stock Purchase Plan (ESPP) in transactions that were exempt under Rule 16b-3(c).
In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on January 3, 2017, which was the first trading day of the applicable offering period.
Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.
These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units that occurred on January 1, 2019. No shares were sold in connection with this transaction.
The reporting person was granted 43,077 restricted stock units on February 2, 2017, which vest in three equal installments on each of January 1, 2018, 2019 and 2020.
The reporting person was granted 32,876 restricted stock units on March 5, 2018, which vest in three equal installments on each of January 1, 2019, 2020 and 2021.
The restricted stock units vest in three equal installments on each of January 1, 2020, 2021 and 2022.
The option vests as to 25% of the underlying shares on January 1, 2020 and the remaining 75% in twelve substantially equal quarterly installments thereafter.
/s/Paul Benny, Attorney-in-Fact for John J. Winge
2019-01-03