0001637761-19-000010.txt : 20190103 0001637761-19-000010.hdr.sgml : 20190103 20190103165648 ACCESSION NUMBER: 0001637761-19-000010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190103 DATE AS OF CHANGE: 20190103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Winge John J. CENTRAL INDEX KEY: 0001644531 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36905 FILM NUMBER: 19506525 MAIL ADDRESS: STREET 1: C/O SEASPINE HOLDINGS CORPORATION STREET 2: 2302 LA MIRADA DRIVE CITY: VISTA STATE: CA ZIP: 92081 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SeaSpine Holdings Corp CENTRAL INDEX KEY: 0001637761 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 473251758 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5770 ARMADA DRIVE CITY: CARLSBAD STATE: CA ZIP: 92008 BUSINESS PHONE: (760) 727-8399 MAIL ADDRESS: STREET 1: 5770 ARMADA DRIVE CITY: CARLSBAD STATE: CA ZIP: 92008 4 1 wf-form4_154655259000275.xml FORM 4 X0306 4 2018-12-31 0 0001637761 SeaSpine Holdings Corp SPNE 0001644531 Winge John J. C/O SEASPINE HOLDINGS CORPORATION 5770 ARMADA DR CARLSBAD CA 92008 0 1 0 0 Vice President, Sales Common Stock 2018-12-31 5 J 0 E 1544 6.426 A 32646 D Common Stock 2019-01-01 4 M 0 14359 A 47005 D Common Stock 2019-01-01 4 M 0 10958 A 57963 D Common Stock 2019-01-01 4 F 0 8038 18.24 D 49925 D Restricted Stock Units 2019-01-01 4 M 0 14359 0 D Common Stock 14359.0 14359 D Restricted Stock Units 2019-01-01 4 M 0 10958 0 D Common Stock 10958.0 21918 D Restricted Stock Units 2019-01-01 4 A 0 9336 0 A Common Stock 9336.0 9336 D Employee Stock Option (Right to Buy) 18.24 2019-01-01 4 A 0 31118 0 A 2027-01-01 Common Stock 31118.0 31118 D These shares were acquired under the issuer's 2015 Employee Stock Purchase Plan (ESPP) in transactions that were exempt under Rule 16b-3(c). In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on January 3, 2017, which was the first trading day of the applicable offering period. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. These shares were withheld by the issuer to satisfy statutory tax withholding requirements on vesting of restricted stock units that occurred on January 1, 2019. No shares were sold in connection with this transaction. The reporting person was granted 43,077 restricted stock units on February 2, 2017, which vest in three equal installments on each of January 1, 2018, 2019 and 2020. The reporting person was granted 32,876 restricted stock units on March 5, 2018, which vest in three equal installments on each of January 1, 2019, 2020 and 2021. The restricted stock units vest in three equal installments on each of January 1, 2020, 2021 and 2022. The option vests as to 25% of the underlying shares on January 1, 2020 and the remaining 75% in twelve substantially equal quarterly installments thereafter. /s/Paul Benny, Attorney-in-Fact for John J. Winge 2019-01-03