x | ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
o | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
DELAWARE | 47-3251758 | |
(STATE OR OTHER JURISDICTION OF INCORPORATION OR ORGANIZATION) | (I.R.S. EMPLOYER IDENTIFICATION NO.) | |
5770 Armada Drive, Carlsbad, California | 92008 | |
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) | (ZIP CODE) |
Title of Each Class | Name of Exchange on Which Registered | |
Common Stock, Par Value $.01 Per Share | The Nasdaq Stock Market LLC |
Large accelerated filer | o | Accelerated filer | x |
Non-accelerated filer | o (Do not check if a smaller reporting company) | Smaller reporting company | o |
Emerging growth company | x |
ITEM 15. | EXHIBITS AND FINANCIAL STATEMENT SCHEDULES |
EXHIBIT INDEX | ||||||||||
Incorporated by Reference | ||||||||||
Exhibit No. | Description | Filed or Furnished Herewith | Form | File/Film No. | Date Filed | |||||
2.1(a)*# | Form 10-Q | 001-36905-161987764 | 11/10/2016 | |||||||
2.1(b) | Form 10-Q | 001-36905-161987764 | 11/10/2016 | |||||||
2.1(c) | Form 10-K | 001-36905-17665133 | 3/3/2017 | |||||||
2.2# | Form 8-K | 001-36905-15966132 | 7/1/2015 | |||||||
3.1 | Form 8-K | 001-36905-15966132 | 7/1/2015 | |||||||
3.2 | Form 8-K | 001-36905-15966132 | 7/1/2015 | |||||||
4.1 | Form 10 | 001-36905-15904590 | 6/1/2015 | |||||||
4.2 | Form S-3 | 333-213089-161825462 | 8/11/2016 | |||||||
10.1 | Form 8-K | 001-36905-15966132 | 7/1/2015 | |||||||
10.2 | Form 8-K | 001-36905-15966132 | 7/1/2015 | |||||||
10.3 | Form 8-K | 001-36905-15966132 | 7/1/2015 | |||||||
10.4 | Form 8-K | 001-36905-15966132 | 7/1/2015 | |||||||
10.5 | Form 8-K | 001-36905-15966132 | 7/1/2015 | |||||||
10.6 | Form 8-K | 001-36905-15966132 | 7/1/2015 | |||||||
10.7** | Form 8-K | 001-36905-15966132 | 7/1/2015 | |||||||
10.8** | Form 10 | 001-36905-15904590 | 6/1/2015 | |||||||
10.9** | Form 10 | 001-36905-15904590 | 6/1/2015 | |||||||
10.10** | Form 10 | 001-36905-15904590 | 6/1/2015 | |||||||
10.11** | Form 10 | 001-36905-15904590 | 6/1/2015 | |||||||
10.12** | Form 10 | 001-36905-15904590 | 6/1/2015 | |||||||
10.13(a) | Form 10 | 001-36905-15904590 | 6/1/2015 | |||||||
10.13(b) | Form 10 | 001-36905-15904590 | 6/1/2015 | |||||||
10.14 | Form 10 | 001-36905-15904590 | 6/1/2015 | |||||||
10.15(a) | Form 10 | 001-36905-15904590 | 6/1/2015 | |||||||
10.15(b) | Form 10 | 001-36905-15904590 | 6/1/2015 | |||||||
10.16 | Form 8-K | 001-36905-151103433 | 9/11/2015 | |||||||
10.17** | Form 8-K | 001-36905-161378936 | 2/2/2016 | |||||||
10.18** | Form 8-K | 001-36905-161472253 | 3/1/2016 | |||||||
10.19** | Form 10-K | 001-36905-161510399 | 3/16/2016 | |||||||
10.20(a) | Form 10-K | 001-36905-161510399 | 3/16/2016 | |||||||
10.20(b) | Form 10-K | 001-36905-17665133 | 3/3/2017 | |||||||
10.21** | Form 10-Q | 001-36905-161653403 | 5/16/2016 | |||||||
10.22(a)** | Form S-8 | 333-211887-161700155 | 6/7/2016 | |||||||
10.22(b)** | Form 8-K | 001-36905-161841057 | 8/18/2016 | |||||||
10.22(c)** | Form S-8 | 333-211887-161700155 | 6/7/2016 | |||||||
10.22(d)** | Form 10 | 001-36905-15904590 | 6/1/2015 | |||||||
10.22(e)** | Form S-8 | 333-211887-161700155 | 6/7/2016 | |||||||
10.22(f)** | Form 10-K | 001-36905-17665133 | 3/3/2017 | |||||||
10.22(g)** | Form 10-K | 001-36905-18663242 | 3/2/2018 | |||||||
10.23** | Form 10-Q | 001-36905-17818719 | 5/5/2017 | |||||||
21.1 | Form 10-K | 001-36905-161510399 | 3/16/2016 | |||||||
23.1 | X | |||||||||
23.2 | Form 10-K | 001-36905-18663242 | 3/2/2018 | |||||||
24.1 | Power of Attorney (included on the signatures page) | Form 10-K | 001-36905-18663242 | 3/2/2018 | ||||||
31.1 | X | |||||||||
31.2 | X | |||||||||
32.1*** | X | |||||||||
32.2*** | X | |||||||||
†101.INS | XBRL Instance Document | Form 10-K | 001-36905-18663242 | 3/2/2018 | ||||||
†101.SCH | XBRL Taxonomy Extension Schema Document | Form 10-K | 001-36905-18663242 | 3/2/2018 | ||||||
†101.CAL | XBRL Taxonomy Extension Calculation Linkbase Document | Form 10-K | 001-36905-18663242 | 3/2/2018 | ||||||
†101.DEF | XBRL Definition Linkbase Document | Form 10-K | 001-36905-18663242 | 3/2/2018 | ||||||
†101.LAB | XBRL Taxonomy Extension Labels Linkbase Document | Form 10-K | 001-36905-18663242 | 3/2/2018 | ||||||
†101.PRE | XBRL Taxonomy Extension Presentation Linkbase Document | Form 10-K | 001-36905-18663242 | 3/2/2018 |
SEASPINE HOLDINGS CORPORATION | |||
Date: | March 6, 2018 | /s/ Keith C. Valentine | |
Keith C. Valentine | |||
President and Chief Executive Officer |
1. | I have reviewed this Amendment No. 1 to the Annual Report on Form 10-K/A of SeaSpine Holdings Corporation; and |
2. | Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report. |
Date: | March 6, 2018 | /s/ Keith C. Valentine |
Keith C. Valentine | ||
Chief Executive Officer |
1. | I have reviewed this Amendment No. 1 to the Annual Report on Form 10-K/A of SeaSpine Holdings Corporation; and |
2. | Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report. |
Date: | March 6, 2018 | /s/ John J. Bostjancic |
John J. Bostjancic | ||
Chief Financial Officer |
1. | the Annual Report on Form 10-K/A for the year ended December 31, 2017 (the “Report”) which this statement accompanies, fully complies with the requirements of Section 13(a) or Section 15(d), as applicable, of the Securities Exchange Act of 1934, as amended; and |
2. | information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. |
Date: | March 6, 2018 | /s/ Keith C. Valentine |
Keith C. Valentine | ||
Chief Executive Officer |
1. | the Annual Report on Form 10-K/A for the year ended December 31, 2017 (the “Report”) which this statement accompanies, fully complies with the requirements of Section 13(a) or Section 15(d), as applicable, of the Securities Exchange Act of 1934, as amended; and |
2. | information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. |
Date: | March 6, 2018 | /s/ John J. Bostjancic |
John J. Bostjancic | ||
Chief Financial Officer |