0001209191-20-064951.txt : 20201222
0001209191-20-064951.hdr.sgml : 20201222
20201222213139
ACCESSION NUMBER: 0001209191-20-064951
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201218
FILED AS OF DATE: 20201222
DATE AS OF CHANGE: 20201222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CR Group L.P.
CENTRAL INDEX KEY: 0001702352
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39294
FILM NUMBER: 201409583
BUSINESS ADDRESS:
STREET 1: 1000 MAIN STREET, SUITE 2500
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 713-209-7350
MAIL ADDRESS:
STREET 1: 1000 MAIN STREET, SUITE 2500
CITY: HOUSTON
STATE: TX
ZIP: 77002
FORMER NAME:
FORMER CONFORMED NAME: Capital Royalty L.P.
DATE OF NAME CHANGE: 20170329
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CRG Partners III - Parallel Fund (A) L.P.
CENTRAL INDEX KEY: 0001651357
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39294
FILM NUMBER: 201409584
BUSINESS ADDRESS:
STREET 1: C/O CAPITAL ROYALTY L.P.
STREET 2: 1000 MAIN STREET, SUITE 2500
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 713-209-7350
MAIL ADDRESS:
STREET 1: C/O CAPITAL ROYALTY L.P.
STREET 2: 1000 MAIN STREET, SUITE 2500
CITY: HOUSTON
STATE: TX
ZIP: 77002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CRG Partners III - Parallel Fund B (Cayman) L.P.
CENTRAL INDEX KEY: 0001767508
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39294
FILM NUMBER: 201409585
BUSINESS ADDRESS:
STREET 1: 1000 MAIN STREET
STREET 2: SUITE 2500
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 7132097350
MAIL ADDRESS:
STREET 1: 1000 MAIN STREET
STREET 2: SUITE 2500
CITY: HOUSTON
STATE: TX
ZIP: 77002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CRG Partners III (Cayman) Lev AIV I L.P.
CENTRAL INDEX KEY: 0001767509
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39294
FILM NUMBER: 201409586
BUSINESS ADDRESS:
STREET 1: 1000 MAIN STREET
STREET 2: SUITE 2500
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 7132097350
MAIL ADDRESS:
STREET 1: 1000 MAIN STREET
STREET 2: SUITE 2500
CITY: HOUSTON
STATE: TX
ZIP: 77002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CRG Partners III (Cayman) Unlev AIV I L.P.
CENTRAL INDEX KEY: 0001767510
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39294
FILM NUMBER: 201409587
BUSINESS ADDRESS:
STREET 1: 1000 MAIN STREET
STREET 2: SUITE 2500
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 7132097350
MAIL ADDRESS:
STREET 1: 1000 MAIN STREET
STREET 2: SUITE 2500
CITY: HOUSTON
STATE: TX
ZIP: 77002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CRG Partners III L.P.
CENTRAL INDEX KEY: 0001637591
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39294
FILM NUMBER: 201409588
BUSINESS ADDRESS:
STREET 1: 1000 MAIN STREET, SUITE 2500
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 713-209-7350
MAIL ADDRESS:
STREET 1: 1000 MAIN STREET, SUITE 2500
CITY: HOUSTON
STATE: TX
ZIP: 77002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Loan Security Holdings I LLC
CENTRAL INDEX KEY: 0001781518
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39294
FILM NUMBER: 201409589
BUSINESS ADDRESS:
STREET 1: 1000 MAIN ST.
STREET 2: SUITE 2500
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 713-209-7350
MAIL ADDRESS:
STREET 1: 1000 MAIN ST.
STREET 2: SUITE 2500
CITY: HOUSTON
STATE: TX
ZIP: 77002
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Assertio Holdings, Inc.
CENTRAL INDEX KEY: 0001808665
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 850598378
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 S. SAUNDERS ROAD
STREET 2: SUITE 300
CITY: LAKE FOREST
STATE: IL
ZIP: 60045
BUSINESS PHONE: (224) 419-7106
MAIL ADDRESS:
STREET 1: 100 S. SAUNDERS ROAD
STREET 2: SUITE 300
CITY: LAKE FOREST
STATE: IL
ZIP: 60045
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-12-18
0
0001808665
Assertio Holdings, Inc.
ASRT
0001702352
CR Group L.P.
1000 MAIN ST.
SUITE 2500
HOUSTON
TX
77002
0
0
1
0
0001651357
CRG Partners III - Parallel Fund (A) L.P.
1000 MAIN ST.
SUITE 2500
HOUSTON
PA
77002
0
0
1
0
0001767508
CRG Partners III - Parallel Fund B (Cayman) L.P.
1000 MAIN ST.
SUITE 2500
HOUSTON
TX
77002
0
0
1
0
0001767509
CRG Partners III (Cayman) Lev AIV I L.P.
1000 MAIN ST.
SUITE 2500
HOUSTON
TX
77002
0
0
1
0
0001767510
CRG Partners III (Cayman) Unlev AIV I L.P.
1000 MAIN ST.
SUITE 2500
HOUSTON
TX
77002
0
0
1
0
0001637591
CRG Partners III L.P.
1000 MAIN ST.
SUITE 2500
HOUSTON
PA
77002
0
0
1
0
0001781518
Loan Security Holdings I LLC
1000 MAIN ST.
SUITE 2500
HOUSTON
TX
77002
0
0
1
0
Common Stock
2020-12-18
4
S
0
500000
0.3776
D
10967185
I
By Loan Security Holdings I LLC
Common Stock
2020-12-21
4
S
0
500000
0.3602
D
10467185
I
By Loan Security Holdings I LLC
Common Stock
2020-12-22
4
S
0
1500000
0.339
D
8967185
I
By Loan Security Holdings I LLC
The price reported is a weighted-average price. The shares were sold at prices ranging from $0.3700 to $0.3909. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
The securities are held by Loan Security Holdings I LLC, a wholly owned LLC held by CRG Partners III - Parallel Fund "A" L.P., CRG Partners III - Parallel Fund "B" (Cayman) L.P., CRG Partners III (Cayman) Lev AIV I L.P., CRG Partners III (Cayman) Unlev AIV I L.P., and CRG Partners III L.P. (collectively, the "CRG Entities"). CRG Entities collectively hold all of the issued and outstanding shares of Loan Security Holdings I LLC. CR Group L.P. may be deemed to beneficially own the Shares and the Warrants by virtue of its position as the investment manager for the CRG Entities.
The price reported is a weighted-average price. The shares were sold at prices ranging from $0.3535 to $0.3697. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
The price reported is a weighted-average price. The shares were sold at prices ranging from $0.3310 to $0.3580. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
/s/ Nathan D. Hukill, authorized signatory for CR Group L.P. and each of the CRG Entities
2020-12-22
/s/ Andrei Dorenbaum, authorized signatory for Loan Security Holdings I LLC
2020-12-22