0001209191-20-064951.txt : 20201222 0001209191-20-064951.hdr.sgml : 20201222 20201222213139 ACCESSION NUMBER: 0001209191-20-064951 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201218 FILED AS OF DATE: 20201222 DATE AS OF CHANGE: 20201222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CR Group L.P. CENTRAL INDEX KEY: 0001702352 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39294 FILM NUMBER: 201409583 BUSINESS ADDRESS: STREET 1: 1000 MAIN STREET, SUITE 2500 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 713-209-7350 MAIL ADDRESS: STREET 1: 1000 MAIN STREET, SUITE 2500 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER NAME: FORMER CONFORMED NAME: Capital Royalty L.P. DATE OF NAME CHANGE: 20170329 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRG Partners III - Parallel Fund (A) L.P. CENTRAL INDEX KEY: 0001651357 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39294 FILM NUMBER: 201409584 BUSINESS ADDRESS: STREET 1: C/O CAPITAL ROYALTY L.P. STREET 2: 1000 MAIN STREET, SUITE 2500 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 713-209-7350 MAIL ADDRESS: STREET 1: C/O CAPITAL ROYALTY L.P. STREET 2: 1000 MAIN STREET, SUITE 2500 CITY: HOUSTON STATE: TX ZIP: 77002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRG Partners III - Parallel Fund B (Cayman) L.P. CENTRAL INDEX KEY: 0001767508 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39294 FILM NUMBER: 201409585 BUSINESS ADDRESS: STREET 1: 1000 MAIN STREET STREET 2: SUITE 2500 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7132097350 MAIL ADDRESS: STREET 1: 1000 MAIN STREET STREET 2: SUITE 2500 CITY: HOUSTON STATE: TX ZIP: 77002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRG Partners III (Cayman) Lev AIV I L.P. CENTRAL INDEX KEY: 0001767509 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39294 FILM NUMBER: 201409586 BUSINESS ADDRESS: STREET 1: 1000 MAIN STREET STREET 2: SUITE 2500 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7132097350 MAIL ADDRESS: STREET 1: 1000 MAIN STREET STREET 2: SUITE 2500 CITY: HOUSTON STATE: TX ZIP: 77002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRG Partners III (Cayman) Unlev AIV I L.P. CENTRAL INDEX KEY: 0001767510 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39294 FILM NUMBER: 201409587 BUSINESS ADDRESS: STREET 1: 1000 MAIN STREET STREET 2: SUITE 2500 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 7132097350 MAIL ADDRESS: STREET 1: 1000 MAIN STREET STREET 2: SUITE 2500 CITY: HOUSTON STATE: TX ZIP: 77002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CRG Partners III L.P. CENTRAL INDEX KEY: 0001637591 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39294 FILM NUMBER: 201409588 BUSINESS ADDRESS: STREET 1: 1000 MAIN STREET, SUITE 2500 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 713-209-7350 MAIL ADDRESS: STREET 1: 1000 MAIN STREET, SUITE 2500 CITY: HOUSTON STATE: TX ZIP: 77002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Loan Security Holdings I LLC CENTRAL INDEX KEY: 0001781518 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39294 FILM NUMBER: 201409589 BUSINESS ADDRESS: STREET 1: 1000 MAIN ST. STREET 2: SUITE 2500 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 713-209-7350 MAIL ADDRESS: STREET 1: 1000 MAIN ST. STREET 2: SUITE 2500 CITY: HOUSTON STATE: TX ZIP: 77002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Assertio Holdings, Inc. CENTRAL INDEX KEY: 0001808665 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 850598378 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 S. SAUNDERS ROAD STREET 2: SUITE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 BUSINESS PHONE: (224) 419-7106 MAIL ADDRESS: STREET 1: 100 S. SAUNDERS ROAD STREET 2: SUITE 300 CITY: LAKE FOREST STATE: IL ZIP: 60045 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-12-18 0 0001808665 Assertio Holdings, Inc. ASRT 0001702352 CR Group L.P. 1000 MAIN ST. SUITE 2500 HOUSTON TX 77002 0 0 1 0 0001651357 CRG Partners III - Parallel Fund (A) L.P. 1000 MAIN ST. SUITE 2500 HOUSTON PA 77002 0 0 1 0 0001767508 CRG Partners III - Parallel Fund B (Cayman) L.P. 1000 MAIN ST. SUITE 2500 HOUSTON TX 77002 0 0 1 0 0001767509 CRG Partners III (Cayman) Lev AIV I L.P. 1000 MAIN ST. SUITE 2500 HOUSTON TX 77002 0 0 1 0 0001767510 CRG Partners III (Cayman) Unlev AIV I L.P. 1000 MAIN ST. SUITE 2500 HOUSTON TX 77002 0 0 1 0 0001637591 CRG Partners III L.P. 1000 MAIN ST. SUITE 2500 HOUSTON PA 77002 0 0 1 0 0001781518 Loan Security Holdings I LLC 1000 MAIN ST. SUITE 2500 HOUSTON TX 77002 0 0 1 0 Common Stock 2020-12-18 4 S 0 500000 0.3776 D 10967185 I By Loan Security Holdings I LLC Common Stock 2020-12-21 4 S 0 500000 0.3602 D 10467185 I By Loan Security Holdings I LLC Common Stock 2020-12-22 4 S 0 1500000 0.339 D 8967185 I By Loan Security Holdings I LLC The price reported is a weighted-average price. The shares were sold at prices ranging from $0.3700 to $0.3909. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. The securities are held by Loan Security Holdings I LLC, a wholly owned LLC held by CRG Partners III - Parallel Fund "A" L.P., CRG Partners III - Parallel Fund "B" (Cayman) L.P., CRG Partners III (Cayman) Lev AIV I L.P., CRG Partners III (Cayman) Unlev AIV I L.P., and CRG Partners III L.P. (collectively, the "CRG Entities"). CRG Entities collectively hold all of the issued and outstanding shares of Loan Security Holdings I LLC. CR Group L.P. may be deemed to beneficially own the Shares and the Warrants by virtue of its position as the investment manager for the CRG Entities. The price reported is a weighted-average price. The shares were sold at prices ranging from $0.3535 to $0.3697. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. The price reported is a weighted-average price. The shares were sold at prices ranging from $0.3310 to $0.3580. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. /s/ Nathan D. Hukill, authorized signatory for CR Group L.P. and each of the CRG Entities 2020-12-22 /s/ Andrei Dorenbaum, authorized signatory for Loan Security Holdings I LLC 2020-12-22