0001637307-16-000003.txt : 20161206
0001637307-16-000003.hdr.sgml : 20161206
20161206164703
ACCESSION NUMBER: 0001637307-16-000003
CONFORMED SUBMISSION TYPE: D/A
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
ITEM INFORMATION: Investment Company Act Section 3(c)
ITEM INFORMATION: Section 3(c)(7)
FILED AS OF DATE: 20161206
DATE AS OF CHANGE: 20161206
EFFECTIVENESS DATE: 20161206
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIMCO Emerging Markets StocksPLUS AR Fund LLC
CENTRAL INDEX KEY: 0001637307
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: D/A
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-238014
FILM NUMBER: 162036777
BUSINESS ADDRESS:
STREET 1: 650 NEWPORT CENTER DRIVE
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
BUSINESS PHONE: 949-720-6000
MAIL ADDRESS:
STREET 1: 650 NEWPORT CENTER DRIVE
CITY: NEWPORT BEACH
STATE: CA
ZIP: 92660
D/A
1
primary_doc.xml
X0707
D/A
LIVE
0001637307
PIMCO Emerging Markets StocksPLUS AR Fund LLC
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
949-720-6000
DELAWARE
None
None
Limited Liability Company
true
2014
N/A
PACIFIC INVESTMENT MANAGEMENT COMPANY LLC
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Promoter
INVESTMENT MANAGER OF THE ISSUER ("INVESTMENT MANAGER")
JENNIFER
S.
BRIDWELL
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
RICHARD
H.
CLARIDA
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
JOACHIM
FELS
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
WILLIAM
G.
DE LEON
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
EDWARD
DEVLIN
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
JENNIFER
E.
DURHAM
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
MOHSEN
FAHMI
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
DAVID
N.
FISHER III
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
DAVID
C.
FLATTUM
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
MICHAEL
A.
GOMEZ
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
BRENT
RICHARD
HARRIS
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
DOUGLAS
M.
HODGE
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
JONATHAN
LANE
HORNE
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
DANIEL
J.
IVASCYN
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
LEW
W.
JACOBS IV
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
MARK
R.
KIESEL
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
RICHARD
R.
LEBRUN JR.
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
DAVID
C.
LOWN
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
SUDESH
N.
MARIAPPA
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
SCOTT
A.
MATHER
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
RAVI
MATTU
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
KIMBERLEY
GRACE
KORINKE
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
MOHIT
MITTAL
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
JAMES
F.
MOORE
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
ALFRED
T.
MURATA
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
JOHN
WILLIAM
MURRAY
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
DOUGLAS
J.
ONGARO
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
THOMAS
J.
OTTERBEIN
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
STEPHEN
A.
RODOSKY
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
JEROME
M.
SCHNEIDER
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
MARC
PETER
SEIDNER
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
THIBAULT
C.
STRACKE
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
PETER
G.
STRELOW
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
ERIC
MICHAEL
SUTHERLAND
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
JOSHUA
THEODORE
THIMONS
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
ANDREW
TAYLOR
VADEN
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
QI
WANG
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
CANDICE
STACK
WHITTEN
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
SUSAN
L.
WILSON
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
MIHIR
P.
WORAH
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
ROBERT
O.
YOUNG
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
DAVID
L.
BRAUN
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
DANIEL
HYMAN
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
ANDREW
R.
JESSOP
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
NICHOLAS
J.
JOHNSON
650 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
ROBIN
C.
NABORS
6500 NEWPORT CENTER DRIVE
NEWPORT BEACH
CA
CALIFORNIA
92660
Executive Officer
EXECUTIVE OFFICER OF THE INVESTMENT MANAGER
Pooled Investment Fund
Hedge Fund
false
Decline to Disclose
- 06b
- 3C
- 3C.7
true
0001637307-15-000002
2015-03-31
true
true
false
0
PIMCO INVESTMENTS LLC
154957
None
None
1633 BROADWAY, 45TH FLOOR
NEW YORK
NY
NEW YORK
10019
All States
false
Indefinite
440010000
Indefinite
false
1
0
0
OFFERS AND SALES OF THE FUND WILL BE MADE BY AND THROUGH PIMCO INVESTMENTS LLC. HOWEVER, PIMCO INVESTMENTS LLC WILL NOT RECEIVE ANY SALES COMMISSIONS FOR ITS SERVICES.
0
false
PIMCO Emerging Markets StocksPLUS AR Fund LLC
ANDREW SPOTTISWOODE
ANDREW SPOTTISWOODE
SENIOR VICE PRESIDENT
2016-12-06