0000950170-24-025252.txt : 20240304 0000950170-24-025252.hdr.sgml : 20240304 20240304211314 ACCESSION NUMBER: 0000950170-24-025252 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240227 FILED AS OF DATE: 20240304 DATE AS OF CHANGE: 20240304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOOD MARK C CENTRAL INDEX KEY: 0001636999 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40937 FILM NUMBER: 24717968 MAIL ADDRESS: STREET 1: C/O CROSSROADS SYSTEMS, INC. STREET 2: 11000 N. MOPAC EXPRESSWAY #150 CITY: AUSTIN STATE: TX ZIP: 78759 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: P10, Inc. CENTRAL INDEX KEY: 0001841968 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4514 COLE AVENUE, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75205 BUSINESS PHONE: (214) 999-6063 MAIL ADDRESS: STREET 1: 4514 COLE AVENUE, SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75205 3 1 ownership.xml 3 X0206 3 2024-02-27 0 0001841968 P10, Inc. PX 0001636999 HOOD MARK C C/O P10, INC. 4514 COLE AVENUE, SUITE 1600 DALLAS TX 75205 false true false false See remarks Class A Common Stock 72226 D Restricted Stock Units Class A Common Stock 5377 D Restricted Stock Units Class A Common Stock 9440 D Employee stock option (right to buy) 9.93 2028-03-09 2033-03-09 Class A Common Stock 32000 D Employee stock option (right to buy) 12.30 2027-03-02 2032-03-02 Class A Common Stock 9928 D Employee stock option (right to buy) 11.11 2026-10-07 2031-10-07 Class A Common Stock 17500 D On October 23, 2023, the reporting person was granted 5,377 Restricted Stock Units ("RSUs"), all of which will vest on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the Issuer through such vesting date. On March 9, 2023, the reporting person was granted 9,440 RSUs, all of which will vest on the first anniversary of the grant date, provided that the reporting person remains in continuous service with the Issuer through such vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon vesting. Chief Administrative Officer and EVP of Operations; Exhibit List: Exhibit 24 - Power of Attorney /s/ Amanda Coussens, Attorney-in-Fact for Mark C. Hood 2024-03-04 EX-24 2 px-ex24.htm EX-24 EX-24

 

POWER OF ATTORNEY

 

 

Know all by these presents that the undersigned hereby constitutes and appoints Amanda Coussens, with full power of substitution, the undersigned’s true and lawful attorneys-in-fact to:

1.
execute for and on behalf of the undersigned (in accordance with Section 16(a) of the Securities Exchange Act of 1934, as amended, and the rules thereunder (the “Exchange Act”)), in the undersigned’s capacity as an officer and/or director of P10, Inc., a Delaware corporation (the “Company”), any and all Forms 3, 4 and/or 5, and any amendments thereto, that are necessary or advisable for the undersigned to file under Section 16(a) (collectively, “Documents”);

 

2.
do and perform any and all acts for and on behalf of the undersigned that may be necessary or desirable to complete and execute any such Documents and timely file such Documents with the United States Securities and Exchange Commission and any stock exchange or similar authority; and

 

3.
take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact’s discretion.

 

The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that each such attorney-in-fact (or such attorney-in-fact’s substitute or substitutes) shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned agrees that each such attorney-in-fact may rely entirely on information furnished orally or in writing by the undersigned to each such attorney-in-fact. The undersigned acknowledges that each attorney-in-fact, in serving in such capacity at the request of the undersigned, is not assuming, nor is such attorney-in-fact’s substitute or substitutes or the Company assuming, any of the undersigned’s responsibilities to comply with the Exchange Act. The undersigned agrees to defend and hold harmless each attorney-in-fact (and such attorney-in-fact’s substitute or substitutes) from and against any and all loss, damage or liability that such attorney-in-fact may sustain as a result of any action taken in good faith hereunder.

This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Documents with respect to the undersigned’s holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to each of the foregoing attorneys-in-fact.

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of March 4, 2024.

 

/s/ Mark C. Hood

Mark C. Hood