0001209191-21-057837.txt : 20210927
0001209191-21-057837.hdr.sgml : 20210927
20210927183255
ACCESSION NUMBER: 0001209191-21-057837
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210924
FILED AS OF DATE: 20210927
DATE AS OF CHANGE: 20210927
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Swayman Robert
CENTRAL INDEX KEY: 0001636524
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38407
FILM NUMBER: 211283109
MAIL ADDRESS:
STREET 1: 5022 NW 102 DRIVE
CITY: CORAL SPRINGS
STATE: FL
ZIP: 33076
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Red Violet, Inc.
CENTRAL INDEX KEY: 0001720116
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 822408531
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2650 NORTH MILITARY TRAIL
STREET 2: SUITE 300
CITY: BOCA RATON
STATE: FL
ZIP: 33431
BUSINESS PHONE: 5617574000
MAIL ADDRESS:
STREET 1: 2650 NORTH MILITARY TRAIL
STREET 2: SUITE 300
CITY: BOCA RATON
STATE: FL
ZIP: 33431
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-09-24
0
0001720116
Red Violet, Inc.
RDVT
0001636524
Swayman Robert
C/O RED VIOLET, INC.
2650 N. MILITARY TRAIL, SUITE 300
BOCA RATON
FL
33431
1
0
0
0
Common Stock
2021-09-24
4
A
0
7400
A
55066
D
Common Stock
5083
I
See Footnote
Common Stock
8000
I
See Footnote
On September 24, 2021, the reporting person received a grant of 7,400 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis, which vest in approximately three equal installments on each of October 1, 2022, October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain conditions. The RSU grant includes an award of 2,400 RSUs for serving as a member of the Company's Board of Directors and 5,000 RSUs for serving on the Audit Committee.
On November 20, 2020, the reporting person received a grant of 4,500 RSUs, convertible into common stock of the issuance on a one-for-one basis, which vest in approximately three equal installments on each of November 1, 2021, November 1, 2022, and November 1, 2023, subject to accelerated vesting under certain conditions.
Includes 2,666 RSUs convertible into common stock originally granted on October 28, 2019. The RSUs vest on September 1, 2022, subject to accelerated vesting under certain conditions.
Shares held through BSIG, LLC, of which Mr. Swayman is a member.
Shares held by a family trust of which Mr. Swayman serves as co-trustee.
/s/ Robert Swayman
2021-09-27