0001209191-21-057837.txt : 20210927 0001209191-21-057837.hdr.sgml : 20210927 20210927183255 ACCESSION NUMBER: 0001209191-21-057837 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210924 FILED AS OF DATE: 20210927 DATE AS OF CHANGE: 20210927 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Swayman Robert CENTRAL INDEX KEY: 0001636524 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38407 FILM NUMBER: 211283109 MAIL ADDRESS: STREET 1: 5022 NW 102 DRIVE CITY: CORAL SPRINGS STATE: FL ZIP: 33076 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Red Violet, Inc. CENTRAL INDEX KEY: 0001720116 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 822408531 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2650 NORTH MILITARY TRAIL STREET 2: SUITE 300 CITY: BOCA RATON STATE: FL ZIP: 33431 BUSINESS PHONE: 5617574000 MAIL ADDRESS: STREET 1: 2650 NORTH MILITARY TRAIL STREET 2: SUITE 300 CITY: BOCA RATON STATE: FL ZIP: 33431 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-09-24 0 0001720116 Red Violet, Inc. RDVT 0001636524 Swayman Robert C/O RED VIOLET, INC. 2650 N. MILITARY TRAIL, SUITE 300 BOCA RATON FL 33431 1 0 0 0 Common Stock 2021-09-24 4 A 0 7400 A 55066 D Common Stock 5083 I See Footnote Common Stock 8000 I See Footnote On September 24, 2021, the reporting person received a grant of 7,400 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis, which vest in approximately three equal installments on each of October 1, 2022, October 1, 2023 and October 1, 2024, subject to accelerated vesting under certain conditions. The RSU grant includes an award of 2,400 RSUs for serving as a member of the Company's Board of Directors and 5,000 RSUs for serving on the Audit Committee. On November 20, 2020, the reporting person received a grant of 4,500 RSUs, convertible into common stock of the issuance on a one-for-one basis, which vest in approximately three equal installments on each of November 1, 2021, November 1, 2022, and November 1, 2023, subject to accelerated vesting under certain conditions. Includes 2,666 RSUs convertible into common stock originally granted on October 28, 2019. The RSUs vest on September 1, 2022, subject to accelerated vesting under certain conditions. Shares held through BSIG, LLC, of which Mr. Swayman is a member. Shares held by a family trust of which Mr. Swayman serves as co-trustee. /s/ Robert Swayman 2021-09-27