0001209191-20-060249.txt : 20201124
0001209191-20-060249.hdr.sgml : 20201124
20201124170017
ACCESSION NUMBER: 0001209191-20-060249
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201120
FILED AS OF DATE: 20201124
DATE AS OF CHANGE: 20201124
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Swayman Robert
CENTRAL INDEX KEY: 0001636524
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38407
FILM NUMBER: 201344958
MAIL ADDRESS:
STREET 1: 5022 NW 102 DRIVE
CITY: CORAL SPRINGS
STATE: FL
ZIP: 33076
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Red Violet, Inc.
CENTRAL INDEX KEY: 0001720116
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 822408531
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2650 NORTH MILITARY TRAIL
STREET 2: SUITE 300
CITY: BOCA RATON
STATE: FL
ZIP: 33431
BUSINESS PHONE: 5617574000
MAIL ADDRESS:
STREET 1: 2650 NORTH MILITARY TRAIL
STREET 2: SUITE 300
CITY: BOCA RATON
STATE: FL
ZIP: 33431
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-11-20
0
0001720116
Red Violet, Inc.
RDVT
0001636524
Swayman Robert
C/O RED VIOLET, INC.
2650 N. MILITARY TRAIL, SUITE 300
BOCA RATON
FL
33431
1
0
0
0
Common Stock
2020-11-20
4
A
0
4500
A
47666
D
Common Stock
5083
I
See Footnote
Common Stock
8000
I
See Footnote
On November 20, 2020, the reporting person received a grant of 4,500 restricted stock units ("RSUs"), convertible into common stock of the issuance on a one-for-one basis, which vest in approximately three equal installments on each of November 1, 2021, November 1, 2022, and November 1, 2023, subject to accelerated vesting under certain conditions.
Includes 5,333 RSUs convertible into common stock originally granted on October 28, 2019. The RSUs vest in two equal installments on each of September 1, 2021 and September 1, 2022, subject to accelerated vesting under certain conditions.
Includes 4,166 RSUs convertible into common stock originally granted subject to both certain performance- and time-based criteria on September 5, 2018. As of June 30, 2019, the issuer deemed the performance criteria had been met. As a result of the meeting the performance criteria, the remaining RSUs vest on July 1, 2021, subject to accelerated vesting under certain conditions.
Includes 4,000 RSUs convertible into common stock originally granted on March 29, 2018. The RSUs vest on March 29, 2021, subject to accelerated vesting under certain conditions.
Shares held through BSIG, LLC, of which Mr. Swayman is a member.
Shares held by a family trust of which Mr. Swayman serves as co-trustee.
/s/ Robert Swayman
2020-11-24