0001193125-21-260795.txt : 20210830 0001193125-21-260795.hdr.sgml : 20210830 20210830170752 ACCESSION NUMBER: 0001193125-21-260795 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210830 DATE AS OF CHANGE: 20210830 EFFECTIVENESS DATE: 20210830 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Virtus AllianzGI Diversified Income & Convertible Fund CENTRAL INDEX KEY: 0001636289 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-23039 FILM NUMBER: 211224375 BUSINESS ADDRESS: STREET 1: 101 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 BUSINESS PHONE: (866) 270-7598 MAIL ADDRESS: STREET 1: 101 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 FORMER COMPANY: FORMER CONFORMED NAME: Virtus AllianzGI Diversified Income & Convertible DATE OF NAME CHANGE: 20210210 FORMER COMPANY: FORMER CONFORMED NAME: AllianzGI Diversified Income & Convertible Fund DATE OF NAME CHANGE: 20150325 FORMER COMPANY: FORMER CONFORMED NAME: AllianzGI Income & Growth Opportunities Fund DATE OF NAME CHANGE: 20150311 N-PX 1 d217362dnpx.txt VIRTUS ALLIANZGI DIVERSIFIED INCOME & CONVERTIBLE FUND ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 ----------------- FORM N-PX ----------------- ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number: 811-23039 ----------------- VIRTUS ALLIANZGI DIVERSIFIED INCOME & CONVERTIBLE FUND (exact name of registrant as specified in charter) ----------------- 101 Munson Street, Greenfield, MA 01301 (Address of principal executive offices) ----------------- Angela Borreggine, Vice President, Chief Legal Officer, Counsel and Secretary 1540 Broadway 16/th/ Floor, New York, NY 10036 (Name and Address of agent for service) ----------------- Registrant's telephone number, including area code: 800-243-1574 Date of Fiscal Year End: 01/31 Date of Reporting Period: 07/01/2020 - 06/30/2021 ================================================================================ ******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-23039 Reporting Period: 07/01/2020 - 06/30/2021 Virtus AllianzGI Diversified Income & Convertible Fund ========= Virtus AllianzGI Diversified Income & Convertible Fund (fka ========= ========= AllianzGI Diversified Income & Convertible Fund) ========= ABBOTT LABORATORIES Ticker: ABT Security ID: 002824100 Meeting Date: APR 23, 2021 Meeting Type: Annual Record Date: FEB 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Alpern For For Management 1.2 Elect Director Roxanne S. Austin For Withhold Management 1.3 Elect Director Sally E. Blount For For Management 1.4 Elect Director Robert B. Ford For For Management 1.5 Elect Director Michelle A. Kumbier For For Management 1.6 Elect Director Darren W. McDew For For Management 1.7 Elect Director Nancy McKinstry For Withhold Management 1.8 Elect Director William A. Osborn For Withhold Management 1.9 Elect Director Michael F. Roman For For Management 1.10 Elect Director Daniel J. Starks For For Management 1.11 Elect Director John G. Stratton For For Management 1.12 Elect Director Glenn F. Tilton For Withhold Management 1.13 Elect Director Miles D. White For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4a Adopt Majority Voting Standard for For For Management Amendments of the Articles of Incorporation and Effect Other Ministerial Changes 4b Adopt Majority Voting Standard for For For Management Certain Extraordinary Transactions 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Report on Racial Justice Against For Shareholder 7 Require Independent Board Chair Against For Shareholder -------------------------------------------------------------------------------- ABBVIE INC. Ticker: ABBV Security ID: 00287Y109 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roxanne S. Austin For For Management 1.2 Elect Director Richard A. Gonzalez For For Management 1.3 Elect Director Rebecca B. Roberts For For Management 1.4 Elect Director Glenn F. Tilton For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management 5 Amend Nonqualified Employee Stock For For Management Purchase Plan 6 Eliminate Supermajority Vote For For Management Requirement 7 Report on Lobbying Payments and Policy Against For Shareholder 8 Require Independent Board Chair Against For Shareholder -------------------------------------------------------------------------------- ACCENTURE PLC Ticker: ACN Security ID: G1151C101 Meeting Date: FEB 03, 2021 Meeting Type: Annual Record Date: DEC 07, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jaime Ardila For Against Management 1b Elect Director Herbert Hainer For For Management 1c Elect Director Nancy McKinstry For Against Management 1d Elect Director Beth E. Mooney For For Management 1e Elect Director Gilles C. Pelisson For For Management 1f Elect Director Paula A. Price For For Management 1g Elect Director Venkata (Murthy) For For Management Renduchintala 1h Elect Director David Rowland For For Management 1i Elect Director Arun Sarin For For Management 1j Elect Director Julie Sweet For For Management 1k Elect Director Frank K. Tang For For Management 1l Elect Director Tracey T. Travis For Against Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Renew the Board's Authority to Issue For For Management Shares Under Irish Law 5 Authorize Board to Opt-Out of For For Management Statutory Pre-Emption Rights 6 Determine Price Range for Reissuance For For Management of Treasury Shares -------------------------------------------------------------------------------- ACTIVISION BLIZZARD, INC. Ticker: ATVI Security ID: 00507V109 Meeting Date: JUN 21, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Reveta Bowers For For Management 1b Elect Director Robert Corti For Against Management 1c Elect Director Hendrik Hartong, III For For Management 1d Elect Director Brian Kelly For For Management 1e Elect Director Robert Kotick For For Management 1f Elect Director Barry Meyer For For Management 1g Elect Director Robert Morgado For Against Management 1h Elect Director Peter Nolan For For Management 1i Elect Director Dawn Ostroff For For Management 1j Elect Director Casey Wasserman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ADOBE INC. Ticker: ADBE Security ID: 00724F101 Meeting Date: APR 20, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Amy Banse For For Management 1b Elect Director Melanie Boulden For For Management 1c Elect Director Frank Calderoni For For Management 1d Elect Director James Daley For Against Management 1e Elect Director Laura Desmond For For Management 1f Elect Director Shantanu Narayen For For Management 1g Elect Director Kathleen Oberg For For Management 1h Elect Director Dheeraj Pandey For For Management 1i Elect Director David Ricks For For Management 1j Elect Director Daniel Rosensweig For For Management 1k Elect Director John Warnock For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify KPMG LLP as Auditors For Against Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- ADVANCED MICRO DEVICES, INC. Ticker: AMD Security ID: 007903107 Meeting Date: APR 07, 2021 Meeting Type: Special Record Date: FEB 10, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ADVANCED MICRO DEVICES, INC. Ticker: AMD Security ID: 007903107 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John E. Caldwell For For Management 1b Elect Director Nora M. Denzel For For Management 1c Elect Director Mark Durcan For For Management 1d Elect Director Michael P. Gregoire For For Management 1e Elect Director Joseph A. Householder For For Management 1f Elect Director John W. Marren For For Management 1g Elect Director Lisa T. Su For For Management 1h Elect Director Abhi Y. Talwalkar For Against Management 2 Ratify Ernst & Young LLP as Auditors For Against Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALIBABA GROUP HOLDING LIMITED Ticker: 9988 Security ID: 01609W102 Meeting Date: SEP 30, 2020 Meeting Type: Annual Record Date: AUG 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2.1 Elect Maggie Wei Wu as Director For For Management 2.2 Elect Kabir Misra as Director For Against Management 2.3 Elect Walter Teh Ming Kwauk as Director For Against Management 3 Ratify PricewaterhouseCoopers as For Against Management Auditors -------------------------------------------------------------------------------- ALIGN TECHNOLOGY, INC. Ticker: ALGN Security ID: 016255101 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin J. Dallas For For Management 1.2 Elect Director Joseph M. Hogan For For Management 1.3 Elect Director Joseph Lacob For Against Management 1.4 Elect Director C. Raymond Larkin, Jr. For For Management 1.5 Elect Director George J. Morrow For Against Management 1.6 Elect Director Anne M. Myong For For Management 1.7 Elect Director Andrea L. Saia For For Management 1.8 Elect Director Greg J. Santora For Against Management 1.9 Elect Director Susan E. Siegel For For Management 1.10 Elect Director Warren S. Thaler For Against Management 2 Ratify PricewaterhouseCoopers LLP as For Against Management Auditors 3 Amend Bylaws to Add Federal Forum For Against Management Selection Provision 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALPHABET INC. Ticker: GOOGL Security ID: 02079K305 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 06, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Larry Page For Against Management 1b Elect Director Sergey Brin For Against Management 1c Elect Director Sundar Pichai For For Management 1d Elect Director John L. Hennessy For Against Management 1e Elect Director Frances H. Arnold For For Management 1f Elect Director L. John Doerr For Against Management 1g Elect Director Roger W. Ferguson, Jr. For For Management 1h Elect Director Ann Mather For Against Management 1i Elect Director Alan R. Mulally For For Management 1j Elect Director K. Ram Shriram For Against Management 1k Elect Director Robin L. Washington For Against Management 2 Ratify Ernst & Young LLP as Auditors For Against Management 3 Approve Omnibus Stock Plan For Against Management 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 5 Require Independent Director Nominee Against For Shareholder with Human and/or Civil Rights Experience 6 Assess Feasibility of Including Against For Shareholder Sustainability as a Performance Measure for Senior Executive Compensation 7 Report on Takedown Requests Against For Shareholder 8 Report on Whistleblower Policies and Against For Shareholder Practices 9 Report on Charitable Contributions Against Against Shareholder 10 Report on Risks Related to Against For Shareholder Anticompetitive Practices 11 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation -------------------------------------------------------------------------------- AMAZON.COM, INC. Ticker: AMZN Security ID: 023135106 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey P. Bezos For For Management 1b Elect Director Keith B. Alexander For For Management 1c Elect Director Jamie S. Gorelick For For Management 1d Elect Director Daniel P. Huttenlocher For For Management 1e Elect Director Judith A. McGrath For For Management 1f Elect Director Indra K. Nooyi For For Management 1g Elect Director Jonathan J. Rubinstein For For Management 1h Elect Director Thomas O. Ryder For For Management 1i Elect Director Patricia Q. Stonesifer For For Management 1j Elect Director Wendell P. Weeks For For Management 2 Ratify Ernst & Young LLP as Auditor For Against Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Customers' Use of its Against For Shareholder Surveillance and Computer Vision Products Capabilities or Cloud Products Contribute to Human Rights Violations 5 Require Independent Board Chair Against Against Shareholder 6 Report on Gender/Racial Pay Gap Against For Shareholder 7 Report on Promotion Data Against Against Shareholder 8 Report on the Impacts of Plastic Against For Shareholder Packaging 9 Oversee and Report on a Civil Rights, Against For Shareholder Equity, Diversity and Inclusion Audit 10 Adopt a Policy to Include Hourly Against For Shareholder Employees as Director Candidates 11 Report on Board Oversight of Risks Against For Shareholder Related to Anti-Competitive Practices 12 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting 13 Report on Lobbying Payments and Policy Against For Shareholder 14 Report on Potential Human Rights Against For Shareholder Impacts of Customers' Use of Rekognition -------------------------------------------------------------------------------- AON PLC Ticker: AON Security ID: G0403H108 Meeting Date: AUG 26, 2020 Meeting Type: Special Record Date: JUN 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Issuance of the Aggregate For For Management Scheme Consideration 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- AON PLC Ticker: AON Security ID: G0403H108 Meeting Date: JUN 02, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lester B. Knight For Against Management 1.2 Elect Director Gregory C. Case For For Management 1.3 Elect Director Jin-Yong Cai For For Management 1.4 Elect Director Jeffrey C. Campbell For Against Management 1.5 Elect Director Fulvio Conti For Against Management 1.6 Elect Director Cheryl A. Francis For For Management 1.7 Elect Director J. Michael Losh For Against Management 1.8 Elect Director Richard B. Myers For Against Management 1.9 Elect Director Richard C. Notebaert For Against Management 1.10 Elect Director Gloria Santona For Against Management 1.11 Elect Director Byron O. Spruell For For Management 1.12 Elect Director Carolyn Y. Woo For Against Management 2 Advisory Vote to Ratify Named For Abstain Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For Against Management 4 Ratify Ernst & Young Chartered For Against Management Accountants as Statutory Auditor 5 Authorize Board to Fix Remuneration of For For Management Auditors 6 Amend Articles of Association Re: For For Management Article 190 7 Authorize the Board of Directors to For For Management Capitalize Certain Non-distributable Reserves 8 Approve Creation of Distributable For For Management Profits by the Reduction and Cancellation of the Amounts Capitalized Pursuant to the Authority Given Under Proposal 7 -------------------------------------------------------------------------------- APPLE INC. Ticker: AAPL Security ID: 037833100 Meeting Date: FEB 23, 2021 Meeting Type: Annual Record Date: DEC 28, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James Bell For For Management 1b Elect Director Tim Cook For For Management 1c Elect Director Al Gore For Against Management 1d Elect Director Andrea Jung For Against Management 1e Elect Director Art Levinson For Against Management 1f Elect Director Monica Lozano For For Management 1g Elect Director Ron Sugar For For Management 1h Elect Director Sue Wagner For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Proxy Access Amendments Against For Shareholder 5 Improve Principles of Executive Against Against Shareholder Compensation Program -------------------------------------------------------------------------------- ATLASSIAN CORPORATION PLC Ticker: TEAM Security ID: G06242104 Meeting Date: DEC 03, 2020 Meeting Type: Annual Record Date: OCT 06, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Appoint Ernst & Young LLP as Auditors For For Management 4 Authorize Board to Fix Remuneration of For For Management Auditors 5 Elect Director Shona L. Brown For For Management 6 Elect Director Michael Cannon-Brookes For For Management 7 Elect Director Scott Farquhar For For Management 8 Elect Director Heather Mirjahangir For For Management Fernandez 9 Elect Director Sasan Goodarzi For For Management 10 Elect Director Jay Parikh For For Management 11 Elect Director Enrique Salem For For Management 12 Elect Director Steven Sordello For For Management 13 Elect Director Richard P. Wong For Against Management 14 Authorize to Make Off-Market Purchases For For Management of Ordinary Shares 15 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- BOOKING HOLDINGS INC. Ticker: BKNG Security ID: 09857L108 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy M. Armstrong For For Management 1.2 Elect Director Glenn D. Fogel For For Management 1.3 Elect Director Mirian M. Graddick-Weir For For Management 1.4 Elect Director Wei Hopeman For For Management 1.5 Elect Director Robert J. Mylod, Jr. For Withhold Management 1.6 Elect Director Charles H. Noski For For Management 1.7 Elect Director Nicholas J. Read For For Management 1.8 Elect Director Thomas E. Rothman For For Management 1.9 Elect Director Bob van Dijk For Withhold Management 1.10 Elect Director Lynn M. Vojvodich For For Management 1.11 Elect Director Vanessa A. Wittman For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify Deloitte & Touche LLP as For Against Management Auditors 5 Provide Right to Act by Written Consent For For Management 6 Provide Right to Act by Written Consent Against For Shareholder 7 Report on Annual Climate Transition Against For Shareholder 8 Annual Investor Advisory Vote on Against For Shareholder Climate Plan -------------------------------------------------------------------------------- BROADCOM INC. Ticker: AVGO Security ID: 11135F101 Meeting Date: APR 05, 2021 Meeting Type: Annual Record Date: FEB 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Diane M. Bryant For For Management 1b Elect Director Gayla J. Delly For For Management 1c Elect Director Raul J. Fernandez For For Management 1d Elect Director Eddy W. Hartenstein For For Management 1e Elect Director Check Kian Low For For Management 1f Elect Director Justine F. Page For For Management 1g Elect Director Henry Samueli For For Management 1h Elect Director Hock E. Tan For For Management 1i Elect Director Harry L. You For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- CATERPILLAR INC. Ticker: CAT Security ID: 149123101 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kelly A. Ayotte For For Management 1.2 Elect Director David L. Calhoun For Against Management 1.3 Elect Director Daniel M. Dickinson For Against Management 1.4 Elect Director Gerald Johnson For For Management 1.5 Elect Director David W. MacLennan For For Management 1.6 Elect Director Debra L. Reed-Klages For For Management 1.7 Elect Director Edward B. Rust, Jr. For Against Management 1.8 Elect Director Susan C. Schwab For For Management 1.9 Elect Director D. James Umpleby, III For For Management 1.10 Elect Director Miles D. White For Against Management 1.11 Elect Director Rayford Wilkins, Jr. For For Management 2 Ratify PricewaterhouseCoopers as For Against Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Report on Climate Policy Against For Shareholder 5 Report on Diversity and Inclusion Against For Shareholder Efforts 6 Amend Certificate of Incorporate to Against Against Shareholder become Public Benefit Corporation 7 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- COSTCO WHOLESALE CORPORATION Ticker: COST Security ID: 22160K105 Meeting Date: JAN 21, 2021 Meeting Type: Annual Record Date: NOV 12, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Susan L. Decker For Withhold Management 1.2 Elect Director Kenneth D. Denman For For Management 1.3 Elect Director Richard A. Galanti For For Management 1.4 Elect Director W. Craig Jelinek For For Management 1.5 Elect Director Sally Jewell For For Management 1.6 Elect Director Charles T. Munger For Withhold Management 1.7 Elect Director Jeffrey S. Raikes For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- CROWDSTRIKE HOLDINGS, INC. Ticker: CRWD Security ID: 22788C105 Meeting Date: JUL 06, 2020 Meeting Type: Annual Record Date: MAY 11, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Denis J. O'Leary For Withhold Management 1.2 Elect Director Joseph E. Sexton For For Management 1.3 Elect Director Godfrey R. Sullivan For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- CROWDSTRIKE HOLDINGS, INC. Ticker: CRWD Security ID: 22788C105 Meeting Date: JUN 30, 2021 Meeting Type: Annual Record Date: MAY 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roxanne S. Austin For For Management 1.2 Elect Director Sameer K. Gandhi For For Management 1.3 Elect Director Gerhard Watzinger For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency Three One Year Management Years 5 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- CROWN CASTLE INTERNATIONAL CORP. Ticker: CCI Security ID: 22822V101 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director P. Robert Bartolo For For Management 1b Elect Director Jay A. Brown For For Management 1c Elect Director Cindy Christy For Against Management 1d Elect Director Ari Q. Fitzgerald For Against Management 1e Elect Director Andrea J. Goldsmith For For Management 1f Elect Director Lee W. Hogan For Against Management 1g Elect Director Tammy K. Jones For For Management 1h Elect Director J. Landis Martin For For Management 1i Elect Director Anthony J. Melone For For Management 1j Elect Director W. Benjamin Moreland For For Management 1k Elect Director Kevin A. Stephens For For Management 1l Elect Director Matthew Thornton, III For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- D.R. HORTON, INC. Ticker: DHI Security ID: 23331A109 Meeting Date: JAN 20, 2021 Meeting Type: Annual Record Date: NOV 30, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Donald R. Horton For For Management 1b Elect Director Barbara K. Allen For For Management 1c Elect Director Brad S. Anderson For Against Management 1d Elect Director Michael R. Buchanan For Against Management 1e Elect Director Michael W. Hewatt For Against Management 1f Elect Director Maribess L. Miller For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- DEERE & COMPANY Ticker: DE Security ID: 244199105 Meeting Date: FEB 24, 2021 Meeting Type: Annual Record Date: DEC 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Tamra A. Erwin For For Management 1b Elect Director Alan C. Heuberger For For Management 1c Elect Director Charles O. Holliday, Jr. For For Management 1d Elect Director Dipak C. Jain For For Management 1e Elect Director Michael O. Johanns For For Management 1f Elect Director Clayton M. Jones For Against Management 1g Elect Director John C. May For For Management 1h Elect Director Gregory R. Page For For Management 1i Elect Director Sherry M. Smith For For Management 1j Elect Director Dmitri L. Stockton For For Management 1k Elect Director Sheila G. Talton For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For Against Management Auditors -------------------------------------------------------------------------------- DEXCOM, INC. Ticker: DXCM Security ID: 252131107 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin R. Sayer For For Management 1.2 Elect Director Nicholas Augustinos For For Management 1.3 Elect Director Bridgette P. Heller For For Management 2 Ratify Ernst & Young LLP as Auditors For Against Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- DOCUSIGN, INC. Ticker: DOCU Security ID: 256163106 Meeting Date: MAY 28, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Enrique Salem For For Management 1.2 Elect Director Peter Solvik For For Management 1.3 Elect Director Inhi Cho Suh For For Management 1.4 Elect Director Mary Agnes "Maggie" For Withhold Management Wilderotter 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- DOLLAR GENERAL CORPORATION Ticker: DG Security ID: 256677105 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 18, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Warren F. Bryant For For Management 1b Elect Director Michael M. Calbert For Against Management 1c Elect Director Patricia D. Fili-Krushel For For Management 1d Elect Director Timothy I. McGuire For For Management 1e Elect Director William C. Rhodes, III For For Management 1f Elect Director Debra A. Sandler For For Management 1g Elect Director Ralph E. Santana For For Management 1h Elect Director Todd J. Vasos For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For Against Management 4 Approve Omnibus Stock Plan For Against Management 5 Provide Right to Call Special Meeting For For Management of the total of 25% of Outstanding Common Stock 6 Provide Right to Call A Special Against For Shareholder Meeting of the total of 10% of Outstanding Common Stock -------------------------------------------------------------------------------- DOW INC. Ticker: DOW Security ID: 260557103 Meeting Date: APR 15, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Samuel R. Allen For Against Management 1b Elect Director Gaurdie Banister, Jr. For For Management 1c Elect Director Wesley G. Bush For For Management 1d Elect Director Richard K. Davis For For Management 1e Elect Director Debra L. Dial For For Management 1f Elect Director Jeff M. Fettig For Against Management 1g Elect Director Jim Fitterling For Against Management 1h Elect Director Jacqueline C. Hinman For For Management 1i Elect Director Luis A. Moreno For For Management 1j Elect Director Jill S. Wyant For For Management 1k Elect Director Daniel W. Yohannes For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Ratify Deloitte & Touche LLP as For Against Management Auditors 6 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- ELI LILLY AND COMPANY Ticker: LLY Security ID: 532457108 Meeting Date: MAY 03, 2021 Meeting Type: Annual Record Date: FEB 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Katherine Baicker For For Management 1b Elect Director J. Erik Fyrwald For For Management 1c Elect Director Jamere Jackson For Against Management 1d Elect Director Gabrielle Sulzberger For For Management 1e Elect Director Jackson P. Tai For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For Against Management 4 Declassify the Board of Directors For For Management 5 Eliminate Supermajority Vote For For Management Requirement 6 Report on Lobbying Payments and Policy Against For Shareholder 7 Require Independent Board Chair Against For Shareholder 8 Adopt Policy on Bonus Banking Against For Shareholder 9 Clawback Disclosure of Recoupment Against For Shareholder Activity from Senior Officers -------------------------------------------------------------------------------- ENPHASE ENERGY, INC. Ticker: ENPH Security ID: 29355A107 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Badrinarayanan For For Management Kothandaraman 1.2 Elect Director Joseph Malchow For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Increase Authorized Common Stock For Against Management 4 Approve Omnibus Stock Plan For For Management 5 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- FACEBOOK, INC. Ticker: FB Security ID: 30303M102 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: APR 01, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peggy Alford For Withhold Management 1.2 Elect Director Marc L. Andreessen For Withhold Management 1.3 Elect Director Andrew W. Houston For Withhold Management 1.4 Elect Director Nancy Killefer For For Management 1.5 Elect Director Robert M. Kimmitt For Withhold Management 1.6 Elect Director Sheryl K. Sandberg For For Management 1.7 Elect Director Peter A. Thiel For Withhold Management 1.8 Elect Director Tracey T. Travis For Withhold Management 1.9 Elect Director Mark Zuckerberg For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For Against Management 3 Amend Non-Employee Director For Against Management Compensation Policy 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 5 Require Independent Board Chair Against For Shareholder 6 Report on Online Child Sexual Against For Shareholder Exploitation 7 Require Independent Director Nominee Against Against Shareholder with Human and/or Civil Rights Experience 8 Report on Platform Misuse Against For Shareholder 9 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation -------------------------------------------------------------------------------- FORD MOTOR COMPANY Ticker: F Security ID: 345370860 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 17, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kimberly A. Casiano For Against Management 1b Elect Director Anthony F. Earley, Jr. For For Management 1c Elect Director Alexandra Ford English For For Management 1d Elect Director James D. Farley, Jr. For For Management 1e Elect Director Henry Ford, III For For Management 1f Elect Director William Clay Ford, Jr. For For Management 1g Elect Director William W. Helman, IV For For Management 1h Elect Director Jon M. Huntsman, Jr. For For Management 1i Elect Director William E. Kennard For Against Management 1j Elect Director Beth E. Mooney For For Management 1k Elect Director John L. Thornton For For Management 1l Elect Director John B. Veihmeyer For For Management 1m Elect Director Lynn M. Vojvodich For For Management 1n Elect Director John S. Weinberg For For Management 2 Ratify PricewaterhouseCoopers LLP as For Against Management Auditor 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share -------------------------------------------------------------------------------- FREEPORT-MCMORAN INC. Ticker: FCX Security ID: 35671D857 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David P. Abney For For Management 1.2 Elect Director Richard C. Adkerson For Against Management 1.3 Elect Director Robert W. Dudley For For Management 1.4 Elect Director Lydia H. Kennard For Against Management 1.5 Elect Director Dustan E. McCoy For Against Management 1.6 Elect Director John J. Stephens For For Management 1.7 Elect Director Frances Fragos Townsend For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- HONEYWELL INTERNATIONAL INC. Ticker: HON Security ID: 438516106 Meeting Date: MAY 21, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Darius Adamczyk For Against Management 1B Elect Director Duncan B. Angove For Against Management 1C Elect Director William S. Ayer For Against Management 1D Elect Director Kevin Burke For Against Management 1E Elect Director D. Scott Davis For Against Management 1F Elect Director Deborah Flint For Against Management 1G Elect Director Judd Gregg For Against Management 1H Elect Director Grace D. Lieblein For Against Management 1I Elect Director Raymond T. Odierno For Against Management 1J Elect Director George Paz For Against Management 1K Elect Director Robin L. Washington For Against Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as Auditor For For Management 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- HORIZON THERAPEUTICS PUBLIC LIMITED COMPANY Ticker: HZNP Security ID: G46188101 Meeting Date: APR 29, 2021 Meeting Type: Annual Record Date: FEB 24, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William F. Daniel For For Management 1b Elect Director H. Thomas Watkins For Against Management 1c Elect Director Pascale Witz For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Authorize Market Purchases or Overseas For For Management Market Purchases of Ordinary Shares 5 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ILLUMINA, INC. Ticker: ILMN Security ID: 452327109 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 31, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Caroline D. Dorsa For For Management 1B Elect Director Robert S. Epstein For For Management 1C Elect Director Scott Gottlieb For For Management 1D Elect Director Gary S. Guthart For For Management 1E Elect Director Philip W. Schiller For For Management 1F Elect Director John W. Thompson For For Management 2 Ratify Ernst & Young LLP as Auditors For Against Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- INTUIT INC. Ticker: INTU Security ID: 461202103 Meeting Date: JAN 21, 2021 Meeting Type: Annual Record Date: NOV 23, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Eve Burton For For Management 1b Elect Director Scott D. Cook For For Management 1c Elect Director Richard L. Dalzell For For Management 1d Elect Director Sasan K. Goodarzi For For Management 1e Elect Director Deborah Liu For For Management 1f Elect Director Tekedra Mawakana For For Management 1g Elect Director Suzanne Nora Johnson For Against Management 1h Elect Director Dennis D. Powell For Against Management 1i Elect Director Brad D. Smith For For Management 1j Elect Director Thomas Szkutak For For Management 1k Elect Director Raul Vazquez For For Management 1l Elect Director Jeff Weiner For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For Against Management -------------------------------------------------------------------------------- INTUITIVE SURGICAL, INC. Ticker: ISRG Security ID: 46120E602 Meeting Date: APR 22, 2021 Meeting Type: Annual Record Date: MAR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Craig H. Barratt For Against Management 1b Elect Director Joseph C. Beery For Against Management 1c Elect Director Gary S. Guthart For For Management 1d Elect Director Amal M. Johnson For Against Management 1e Elect Director Don R. Kania For Against Management 1f Elect Director Amy L. Ladd For Against Management 1g Elect Director Keith R. Leonard, Jr. For Against Management 1h Elect Director Alan J. Levy For Against Management 1i Elect Director Jami Dover Nachtsheim For Against Management 1j Elect Director Monica P. Reed For For Management 1k Elect Director Mark J. Rubash For Against Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- IQVIA HOLDINGS INC. Ticker: IQV Security ID: 46266C105 Meeting Date: APR 13, 2021 Meeting Type: Annual Record Date: FEB 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ari Bousbib For For Management 1.2 Elect Director John M. Leonard For For Management 1.3 Elect Director Todd B. Sisitsky For Withhold Management 2 Advisory Vote on Say on Pay Frequency None One Year Management 3a Eliminate Supermajority Vote For For Management Requirement to Amend Bylaws 3b Eliminate Supermajority Vote For For Management Requirement for Removal of Directors 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Ticker: JPM Security ID: 46625H100 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda B. Bammann For For Management 1b Elect Director Stephen B. Burke For For Management 1c Elect Director Todd A. Combs For For Management 1d Elect Director James S. Crown For For Management 1e Elect Director James Dimon For For Management 1f Elect Director Timothy P. Flynn For For Management 1g Elect Director Mellody Hobson For Against Management 1h Elect Director Michael A. Neal For For Management 1i Elect Director Phebe N. Novakovic For For Management 1j Elect Director Virginia M. Rometty For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify PricewaterhouseCoopers LLP as For Against Management Auditors 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Request Action by Written Consent 6 Report on Racial Equity Audit Against For Shareholder 7 Require Independent Board Chair Against For Shareholder 8 Report on Congruency Political Against For Shareholder Analysis and Electioneering Expenditures -------------------------------------------------------------------------------- LAM RESEARCH CORPORATION Ticker: LRCX Security ID: 512807108 Meeting Date: NOV 03, 2020 Meeting Type: Annual Record Date: SEP 04, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sohail U. Ahmed For For Management 1.2 Elect Director Timothy M. Archer For For Management 1.3 Elect Director Eric K. Brandt For For Management 1.4 Elect Director Michael R. Cannon For For Management 1.5 Elect Director Catherine P. Lego For Withhold Management 1.6 Elect Director Bethany J. Mayer For For Management 1.7 Elect Director Abhijit Y. Talwalkar For Withhold Management 1.8 Elect Director Lih Shyng (Rick L.) Tsai For For Management 1.9 Elect Director Leslie F. Varon For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For Against Management -------------------------------------------------------------------------------- MARVELL TECHNOLOGY GROUP LTD. Ticker: MRVL Security ID: G5876H105 Meeting Date: JUL 23, 2020 Meeting Type: Annual Record Date: MAY 15, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Tudor Brown For For Management 1B Elect Director Brad Buss For For Management 1C Elect Director Edward Frank For For Management 1D Elect Director Richard S. Hill For Against Management 1E Elect Director Bethany Mayer For For Management 1F Elect Director Matthew J. Murphy For For Management 1G Elect Director Michael Strachan For For Management 1H Elect Director Robert E. Switz For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- MARVELL TECHNOLOGY GROUP LTD. Ticker: MRVL Security ID: G5876H105 Meeting Date: APR 15, 2021 Meeting Type: Special Record Date: FEB 25, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Reduce Supermajority Vote Requirement For For Management to Approve Merger 2 Approve Merger Agreement For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- MASTERCARD INCORPORATED Ticker: MA Security ID: 57636Q104 Meeting Date: JUN 22, 2021 Meeting Type: Annual Record Date: APR 23, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ajay Banga For For Management 1b Elect Director Merit E. Janow For Against Management 1c Elect Director Richard K. Davis For For Management 1d Elect Director Steven J. Freiberg For Against Management 1e Elect Director Julius Genachowski For Against Management 1f Elect Director Choon Phong Goh For Against Management 1g Elect Director Oki Matsumoto For For Management 1h Elect Director Michael Miebach For For Management 1i Elect Director Youngme Moon For For Management 1j Elect Director Rima Qureshi For For Management 1k Elect Director Jose Octavio Reyes For For Management Lagunes 1l Elect Director Gabrielle Sulzberger For For Management 1m Elect Director Jackson Tai For For Management 1n Elect Director Lance Uggla For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For Against Management Auditors 4 Amend Omnibus Stock Plan For Against Management 5 Amend Non-Employee Director Omnibus For For Management Stock Plan 6 Eliminate Supermajority Vote For For Management Requirement -------------------------------------------------------------------------------- MATCH GROUP, INC. Ticker: MTCH Security ID: 57667L107 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wendi Murdoch For For Management 1b Elect Director Glenn H. Schiffman For Against Management 1c Elect Director Pamela S. Seymon For For Management 2 Approve Qualified Employee Stock For For Management Purchase Plan 3 Ratify Ernst & Young LLP as Auditors For Against Management -------------------------------------------------------------------------------- MCKESSON CORPORATION Ticker: MCK Security ID: 58155Q103 Meeting Date: JUL 29, 2020 Meeting Type: Annual Record Date: JUN 01, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dominic J. Caruso For For Management 1b Elect Director N. Anthony Coles For For Management 1c Elect Director M. Christine Jacobs For Against Management 1d Elect Director Donald R. Knauss For For Management 1e Elect Director Marie L. Knowles For Against Management 1f Elect Director Bradley E. Lerman For For Management 1g Elect Director Maria Martinez For For Management 1h Elect Director Edward A. Mueller For For Management 1i Elect Director Susan R. Salka For For Management 1j Elect Director Brian S. Tyler For For Management 1k Elect Director Kenneth E. Washington For For Management 2 Ratify Deloitte & Touche LLP as For Against Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Report on the Statement on the Purpose Against For Shareholder of a Corporation -------------------------------------------------------------------------------- MICRON TECHNOLOGY, INC. Ticker: MU Security ID: 595112103 Meeting Date: JAN 14, 2021 Meeting Type: Annual Record Date: NOV 18, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard M. Beyer For For Management 1b Elect Director Lynn A. Dugle For For Management 1c Elect Director Steven J. Gomo For For Management 1d Elect Director Mary Pat McCarthy For For Management 1e Elect Director Sanjay Mehrotra For For Management 1f Elect Director Robert E. Switz For For Management 1g Elect Director MaryAnn Wright For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify PricewaterhouseCoopers LLP as For Against Management Auditors -------------------------------------------------------------------------------- MICROSOFT CORPORATION Ticker: MSFT Security ID: 594918104 Meeting Date: DEC 02, 2020 Meeting Type: Annual Record Date: OCT 08, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Reid G. Hoffman For For Management 1.2 Elect Director Hugh F. Johnston For For Management 1.3 Elect Director Teri L. List-Stoll For For Management 1.4 Elect Director Satya Nadella For For Management 1.5 Elect Director Sandra E. Peterson For For Management 1.6 Elect Director Penny S. Pritzker For For Management 1.7 Elect Director Charles W. Scharf For For Management 1.8 Elect Director Arne M. Sorenson For For Management 1.9 Elect Director John W. Stanton For For Management 1.10 Elect Director John W. Thompson For For Management 1.11 Elect Director Emma N. Walmsley For For Management 1.12 Elect Director Padmasree Warrior For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For Against Management Auditors 4 Report on Employee Representation on Against Against Shareholder the Board of Directors -------------------------------------------------------------------------------- NETFLIX, INC. Ticker: NFLX Security ID: 64110L106 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard N. Barton For Withhold Management 1b Elect Director Rodolphe Belmer For Withhold Management 1c Elect Director Bradford L. Smith For Withhold Management 1d Elect Director Anne M. Sweeney For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Report on Political Contributions Against For Shareholder 5 Adopt Simple Majority Vote Against For Shareholder 6 Improve the Executive Compensation Against Against Shareholder Philosophy -------------------------------------------------------------------------------- NIKE, INC. Ticker: NKE Security ID: 654106103 Meeting Date: SEP 17, 2020 Meeting Type: Annual Record Date: JUL 17, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alan B. Graf, Jr. For Withhold Management 1b Elect Director Peter B. Henry For For Management 1c Elect Director Michelle A. Peluso For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For Against Management Auditors 4 Amend Omnibus Stock Plan For Against Management 5 Report on Political Contributions Against For Shareholder Disclosure -------------------------------------------------------------------------------- NVIDIA CORPORATION Ticker: NVDA Security ID: 67066G104 Meeting Date: JUN 03, 2021 Meeting Type: Annual Record Date: APR 05, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert K. Burgess For For Management 1b Elect Director Tench Coxe For For Management 1c Elect Director John O. Dabiri For For Management 1d Elect Director Persis S. Drell For For Management 1e Elect Director Jen-Hsun Huang For For Management 1f Elect Director Dawn Hudson For For Management 1g Elect Director Harvey C. Jones For Against Management 1h Elect Director Michael G. McCaffery For For Management 1i Elect Director Stephen C. Neal For For Management 1j Elect Director Mark L. Perry For Against Management 1k Elect Director A. Brooke Seawell For Against Management 1l Elect Director Aarti Shah For For Management 1m Elect Director Mark A. Stevens For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- OCCIDENTAL PETROLEUM CORPORATION Ticker: OXY Security ID: 674599105 Meeting Date: MAY 07, 2021 Meeting Type: Annual Record Date: MAR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen I. Chazen For Against Management 1b Elect Director Andrew Gould For For Management 1c Elect Director Carlos M. Gutierrez For Against Management 1d Elect Director Vicki Hollub For For Management 1e Elect Director Gary Hu For Against Management 1f Elect Director William R. Klesse For For Management 1g Elect Director Andrew N. Langham For Against Management 1h Elect Director Jack B. Moore For For Management 1i Elect Director Margarita For For Management Palau-Hernandez 1j Elect Director Avedick B. Poladian For Against Management 1k Elect Director Robert M. Shearer For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- PAYPAL HOLDINGS, INC. Ticker: PYPL Security ID: 70450Y103 Meeting Date: MAY 26, 2021 Meeting Type: Annual Record Date: MAR 30, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rodney C. Adkins For For Management 1b Elect Director Jonathan Christodoro For For Management 1c Elect Director John J. Donahoe For Against Management 1d Elect Director David W. Dorman For Against Management 1e Elect Director Belinda J. Johnson For For Management 1f Elect Director Gail J. McGovern For For Management 1g Elect Director Deborah M. Messemer For For Management 1h Elect Director David M. Moffett For For Management 1i Elect Director Ann M. Sarnoff For For Management 1j Elect Director Daniel H. Schulman For For Management 1k Elect Director Frank D. Yeary For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For Against Management Auditors 4 Provide Right to Act by Written Consent Against For Shareholder 5 Report on Whether Written Policies or Against For Shareholder Unwritten Norms Reinforce Racism in Company Culture -------------------------------------------------------------------------------- QUALCOMM INCORPORATED Ticker: QCOM Security ID: 747525103 Meeting Date: MAR 10, 2021 Meeting Type: Annual Record Date: JAN 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sylvia Acevedo For For Management 1b Elect Director Mark Fields For For Management 1c Elect Director Jeffrey W. Henderson For For Management 1d Elect Director Gregory N. Johnson For For Management 1e Elect Director Ann M. Livermore For For Management 1f Elect Director Harish Manwani For Against Management 1g Elect Director Mark D. McLaughlin For For Management 1h Elect Director Jamie S. Miller For For Management 1i Elect Director Steve Mollenkopf For For Management 1j Elect Director Clark T. "Sandy" Randt, For Against Management Jr. 1k Elect Director Irene B. Rosenfeld For For Management 1l Elect Director Kornelis "Neil" Smit For For Management 1m Elect Director Jean-Pascal Tricoire For For Management 1n Elect Director Anthony J. Vinciquerra For For Management 2 Ratify PricewaterhouseCoopers LLP as For Against Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- ROKU, INC. Ticker: ROKU Security ID: 77543R102 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ravi Ahuja For Withhold Management 1b Elect Director Mai Fyfield For Withhold Management 1c Elect Director Laurie Simon Hodrick For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- S&P GLOBAL INC. Ticker: SPGI Security ID: 78409V104 Meeting Date: MAR 11, 2021 Meeting Type: Special Record Date: JAN 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management -------------------------------------------------------------------------------- S&P GLOBAL INC. Ticker: SPGI Security ID: 78409V104 Meeting Date: MAY 05, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marco Alvera For For Management 1.2 Elect Director William J. Amelio For For Management 1.3 Elect Director William D. Green For For Management 1.4 Elect Director Stephanie C. Hill For For Management 1.5 Elect Director Rebecca J. Jacoby For For Management 1.6 Elect Director Monique F. Leroux For Against Management 1.7 Elect Director Ian P. Livingston For For Management 1.8 Elect Director Maria R. Morris For For Management 1.9 Elect Director Douglas L. Peterson For For Management 1.10 Elect Director Edward B. Rust, Jr. For For Management 1.11 Elect Director Kurt L. Schmoke For For Management 1.12 Elect Director Richard E. Thornburgh For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For Against Management 4 Approve Greenhouse Gas (GHG) Emissions For For Management Reduction Plan 5 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation -------------------------------------------------------------------------------- SALESFORCE.COM, INC. Ticker: CRM Security ID: 79466L302 Meeting Date: JUN 10, 2021 Meeting Type: Annual Record Date: APR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Marc Benioff For Against Management 1b Elect Director Craig Conway For Against Management 1c Elect Director Parker Harris For For Management 1d Elect Director Alan Hassenfeld For Against Management 1e Elect Director Neelie Kroes For For Management 1f Elect Director Colin Powell For For Management 1g Elect Director Sanford Robertson For Against Management 1h Elect Director John V. Roos For For Management 1i Elect Director Robin Washington For For Management 1j Elect Director Maynard Webb For Against Management 1k Elect Director Susan Wojcicki For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 5 Amend Certificate of Incorporation to Against Against Shareholder Become a Public Benefit Corporation -------------------------------------------------------------------------------- SERVICENOW, INC. Ticker: NOW Security ID: 81762P102 Meeting Date: JUN 07, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan L. Bostrom For For Management 1b Elect Director Jonathan C. Chadwick For For Management 1c Elect Director Lawrence J. Jackson, Jr. For For Management 1d Elect Director Frederic B. Luddy For For Management 1e Elect Director Jeffrey A. Miller For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Provide Right to Call Special Meeting For For Management 5 Approve Omnibus Stock Plan For Against Management 6 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- SHOPIFY INC. Ticker: SHOP Security ID: 82509L107 Meeting Date: MAY 26, 2021 Meeting Type: Annual/Special Record Date: APR 13, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Tobias Luetke For For Management 1B Elect Director Robert Ashe For For Management 1C Elect Director Gail Goodman For For Management 1D Elect Director Colleen Johnston For For Management 1E Elect Director Jeremy Levine For For Management 1F Elect Director John Phillips For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Re-approve Stock Option Plan For Against Management 4 Re-approve Long Term Incentive Plan For Against Management 5 Advisory Vote on Executive For Against Management Compensation Approach -------------------------------------------------------------------------------- SOUTHWESTERN ENERGY COMPANY Ticker: SWN Security ID: 845467109 Meeting Date: MAY 18, 2021 Meeting Type: Annual Record Date: MAR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John D. Gass For Against Management 1.2 Elect Director S. P. "Chip" Johnson, IV For For Management 1.3 Elect Director Catherine A. Kehr For For Management 1.4 Elect Director Greg D. Kerley For For Management 1.5 Elect Director Jon A. Marshall For For Management 1.6 Elect Director Patrick M. Prevost For For Management 1.7 Elect Director Anne Taylor For For Management 1.8 Elect Director Denis J. Walsh, III For For Management 1.9 Elect Director William J. Way For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- SQUARE, INC. Ticker: SQ Security ID: 852234103 Meeting Date: JUN 15, 2021 Meeting Type: Annual Record Date: APR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Randy Garutti For For Management 1.2 Elect Director Mary Meeker For For Management 1.3 Elect Director Lawrence Summers For For Management 1.4 Elect Director Darren Walker For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Require Independent Board Chair Against For Shareholder 5 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share -------------------------------------------------------------------------------- STANLEY BLACK & DECKER, INC. Ticker: SWK Security ID: 854502846 Meeting Date: MAY 10, 2021 Meeting Type: Annual Record Date: MAR 11, 2021 # Proposal Mgt Rec Vote Cast Sponsor 6 Eliminate Supermajority Vote For For Management Requirement to Approve Certain Business Combinations -------------------------------------------------------------------------------- STARBUCKS CORPORATION Ticker: SBUX Security ID: 855244109 Meeting Date: MAR 17, 2021 Meeting Type: Annual Record Date: JAN 08, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard E. Allison, Jr. For For Management 1b Elect Director Rosalind G. Brewer None None Management *Withdrawn Resolution* 1c Elect Director Andrew Campion For For Management 1d Elect Director Mary N. Dillon For Against Management 1e Elect Director Isabel Ge Mahe For For Management 1f Elect Director Mellody Hobson For Against Management 1g Elect Director Kevin R. Johnson For For Management 1h Elect Director Jorgen Vig Knudstorp For Against Management 1i Elect Director Satya Nadella For For Management 1j Elect Director Joshua Cooper Ramo For For Management 1k Elect Director Clara Shih For For Management 1l Elect Director Javier G. Teruel For Against Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For Against Management Auditors 4 Adopt a Policy to Include Against Against Shareholder Non-Management Employees as Prospective Director Candidates -------------------------------------------------------------------------------- TARGET CORPORATION Ticker: TGT Security ID: 87612E106 Meeting Date: JUN 09, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Douglas M. Baker, Jr. For For Management 1b Elect Director George S. Barrett For For Management 1c Elect Director Brian C. Cornell For For Management 1d Elect Director Robert L. Edwards For For Management 1e Elect Director Melanie L. Healey For For Management 1f Elect Director Donald R. Knauss For For Management 1g Elect Director Christine A. Leahy For For Management 1h Elect Director Monica C. Lozano For For Management 1i Elect Director Mary E. Minnick For Against Management 1j Elect Director Derica W. Rice For For Management 1k Elect Director Kenneth L. Salazar For For Management 1l Elect Director Dmitri L. Stockton For For Management 2 Ratify Ernst & Young LLP as Auditors For Against Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- TESLA, INC. Ticker: TSLA Security ID: 88160R101 Meeting Date: SEP 22, 2020 Meeting Type: Annual Record Date: JUL 31, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Elon Musk For For Management 1.2 Elect Director Robyn Denholm For Against Management 1.3 Elect Director Hiromichi Mizuno For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Report on Paid Advertising Against Against Shareholder 5 Adopt Simple Majority Vote Against For Shareholder 6 Report on Employee Arbitration Against For Shareholder 7 Additional Reporting on Human Rights Against For Shareholder -------------------------------------------------------------------------------- THE CHARLES SCHWAB CORPORATION Ticker: SCHW Security ID: 808513105 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 15, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Walter W. Bettinger, II For For Management 1b Elect Director Joan T. Dea For Against Management 1c Elect Director Christopher V. Dodds For Against Management 1d Elect Director Mark A. Goldfarb For Against Management 1e Elect Director Bharat B. Masrani For Against Management 1f Elect Director Charles A. Ruffel For Against Management 2 Ratify Deloitte & Touche LLP as For Against Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Declassify the Board of Directors Against For Shareholder -------------------------------------------------------------------------------- THE CHEMOURS COMPANY Ticker: CC Security ID: 163851108 Meeting Date: APR 28, 2021 Meeting Type: Annual Record Date: MAR 02, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Curtis V. Anastasio For For Management 1b Elect Director Bradley J. Bell For For Management 1c Elect Director Richard H. Brown For For Management 1d Elect Director Mary B. Cranston For For Management 1e Elect Director Curtis J. Crawford For For Management 1f Elect Director Dawn L. Farrell For For Management 1g Elect Director Erin N. Kane For For Management 1h Elect Director Sean D. Keohane For For Management 1i Elect Director Mark P. Vergnano For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Eliminate Supermajority Vote For For Management Requirement to Amend Certificate of Incorporation and Bylaws 5 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- THE HOME DEPOT, INC. Ticker: HD Security ID: 437076102 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 22, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gerard J. Arpey For For Management 1b Elect Director Ari Bousbib For Against Management 1c Elect Director Jeffery H. Boyd For For Management 1d Elect Director Gregory D. Brenneman For Against Management 1e Elect Director J. Frank Brown For For Management 1f Elect Director Albert P. Carey For Against Management 1g Elect Director Helena B. Foulkes For Against Management 1h Elect Director Linda R. Gooden For For Management 1i Elect Director Wayne M. Hewett For For Management 1j Elect Director Manuel Kadre For For Management 1k Elect Director Stephanie C. Linnartz For For Management 1l Elect Director Craig A. Menear For Against Management 2 Ratify KPMG LLP as Auditors For Against Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Shareholder Written Consent Against For Shareholder Provisions 5 Report on Political Contributions Against For Shareholder Congruency Analysis 6 Report on Prison Labor in the Supply Against For Shareholder Chain -------------------------------------------------------------------------------- THE TJX COMPANIES, INC. Ticker: TJX Security ID: 872540109 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Zein Abdalla For For Management 1b Elect Director Jose B. Alvarez For For Management 1c Elect Director Alan M. Bennett For Against Management 1d Elect Director Rosemary T. Berkery For For Management 1e Elect Director David T. Ching For Against Management 1f Elect Director C. Kim Goodwin For For Management 1g Elect Director Ernie Herrman For For Management 1h Elect Director Michael F. Hines For Against Management 1i Elect Director Amy B. Lane For Against Management 1j Elect Director Carol Meyrowitz For For Management 1k Elect Director Jackwyn L. Nemerov For For Management 1l Elect Director John F. O'Brien For Against Management 2 Ratify PricewaterhouseCoopers as For Against Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Report on Animal Welfare Against Against Shareholder 5 Report on Pay Disparity Against Abstain Shareholder -------------------------------------------------------------------------------- THERMO FISHER SCIENTIFIC INC. Ticker: TMO Security ID: 883556102 Meeting Date: MAY 19, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Marc N. Casper For For Management 1b Elect Director Nelson J. Chai For For Management 1c Elect Director C. Martin Harris For For Management 1d Elect Director Tyler Jacks For For Management 1e Elect Director R. Alexandra Keith For For Management 1f Elect Director Thomas J. Lynch For For Management 1g Elect Director Jim P. Manzi For For Management 1h Elect Director James C. Mullen For For Management 1i Elect Director Lars R. Sorensen For Against Management 1j Elect Director Debora L. Spar For For Management 1k Elect Director Scott M. Sperling For For Management 1l Elect Director Dion J. Weisler For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditor 4 Provide Right to Call A Special Meeting Against For Shareholder -------------------------------------------------------------------------------- TWILIO INC. Ticker: TWLO Security ID: 90138F102 Meeting Date: JUN 16, 2021 Meeting Type: Annual Record Date: APR 19, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeff Lawson For For Management 1.2 Elect Director Byron Deeter For Withhold Management 1.3 Elect Director Jeffrey Epstein For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNION PACIFIC CORPORATION Ticker: UNP Security ID: 907818108 Meeting Date: MAY 13, 2021 Meeting Type: Annual Record Date: MAR 16, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andrew H. Card, Jr. For For Management 1b Elect Director William J. DeLaney For For Management 1c Elect Director David B. Dillon For For Management 1d Elect Director Lance M. Fritz For For Management 1e Elect Director Deborah C. Hopkins For For Management 1f Elect Director Jane H. Lute For For Management 1g Elect Director Michael R. McCarthy For Against Management 1h Elect Director Thomas F. McLarty, III For For Management 1i Elect Director Jose H. Villarreal For For Management 1j Elect Director Christopher J. Williams For For Management 2 Ratify Deloitte & Touche LLP as For Against Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For Against Management 5 Approve Nonqualified Employee Stock For For Management Purchase Plan 6 Report on EEO Against For Shareholder 7 Publish Annually a Report Assessing Against For Shareholder Diversity and Inclusion Efforts 8 Annual Vote and Report on Climate Against For Shareholder Change -------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED Ticker: UNH Security ID: 91324P102 Meeting Date: JUN 07, 2021 Meeting Type: Annual Record Date: APR 09, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard T. Burke For For Management 1b Elect Director Timothy P. Flynn For For Management 1c Elect Director Stephen J. Hemsley For Against Management 1d Elect Director Michele J. Hooper For Against Management 1e Elect Director F. William McNabb, III For For Management 1f Elect Director Valerie C. Montgomery For For Management Rice 1g Elect Director John H. Noseworthy For For Management 1h Elect Director Gail R. Wilensky For Against Management 1i Elect Director Andrew Witty For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Reduce Ownership Threshold for Against For Shareholder Shareholders to Call Special Meeting -------------------------------------------------------------------------------- VISA INC. Ticker: V Security ID: 92826C839 Meeting Date: JAN 26, 2021 Meeting Type: Annual Record Date: NOV 27, 2020 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd A. Carney For Against Management 1b Elect Director Mary B. Cranston For For Management 1c Elect Director Francisco Javier For For Management Fernandez-Carbajal 1d Elect Director Alfred F. Kelly, Jr. For For Management 1e Elect Director Ramon Laguarta For For Management 1f Elect Director John F. Lundgren For For Management 1g Elect Director Robert W. Matschullat For For Management 1h Elect Director Denise M. Morrison For For Management 1i Elect Director Suzanne Nora Johnson For Against Management 1j Elect Director Linda J. Rendle For For Management 1k Elect Director John A. C. Swainson For Against Management 1l Elect Director Maynard G. Webb, Jr. For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For Against Management 5 Provide Holders of At Least 15% Class For For Management A Common Stock Right to Call Special Meeting 6 Provide Right to Act by Written Consent Against For Shareholder 7 Amend Principles of Executive Against Abstain Shareholder Compensation Program -------------------------------------------------------------------------------- WELLS FARGO & COMPANY Ticker: WFC Security ID: 949746101 Meeting Date: APR 27, 2021 Meeting Type: Annual Record Date: FEB 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven D. Black For For Management 1b Elect Director Mark A. Chancy For For Management 1c Elect Director Celeste A. Clark For For Management 1d Elect Director Theodore F. Craver, Jr. For For Management 1e Elect Director Wayne M. Hewett For For Management 1f Elect Director Maria R. Morris For For Management 1g Elect Director Charles H. Noski For Against Management 1h Elect Director Richard B. Payne, Jr. For For Management 1i Elect Director Juan A. Pujadas For For Management 1j Elect Director Ronald L. Sargent For For Management 1k Elect Director Charles W. Scharf For For Management 1l Elect Director Suzanne M. Vautrinot For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For Against Management 4 Amend Proxy Access Right Against For Shareholder 5 Amend Certificate of Incorporation to Against Against Shareholder Become a Delaware Public Benefit Corporation 6 Report on Incentive-Based Compensation Against For Shareholder and Risks of Material Losses 7 Report on Racial Equity Audit Against For Shareholder -------------------------------------------------------------------------------- WORKDAY, INC. Ticker: WDAY Security ID: 98138H101 Meeting Date: JUN 08, 2021 Meeting Type: Annual Record Date: APR 12, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Aneel Bhusri For For Management 1.2 Elect Director Ann-Marie Campbell For For Management 1.3 Elect Director David A. Duffield For For Management 1.4 Elect Director Lee J. Styslinger, III For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- ZOETIS INC. Ticker: ZTS Security ID: 98978V103 Meeting Date: MAY 20, 2021 Meeting Type: Annual Record Date: MAR 26, 2021 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sanjay Khosla For For Management 1b Elect Director Antoinette R. For For Management Leatherberry 1c Elect Director Willie M. Reed For For Management 1d Elect Director Linda Rhodes For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditor For For Management 4 Adopt Simple Majority Vote Against For Shareholder ========== END NPX REPORT SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Virtus AllianzGI Diversified Income & Convertible Fund By: /s/ George R. Aylward -------------------------- George R. Aylward, President Date: August 27, 2021