0001437749-21-015835.txt : 20210628
0001437749-21-015835.hdr.sgml : 20210628
20210628180108
ACCESSION NUMBER: 0001437749-21-015835
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210624
FILED AS OF DATE: 20210628
DATE AS OF CHANGE: 20210628
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Goetz Matthew
CENTRAL INDEX KEY: 0001636204
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39210
FILM NUMBER: 211054844
MAIL ADDRESS:
STREET 1: 2515 MCKINNEY AVENUE
STREET 2: SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NexPoint Real Estate Finance, Inc.
CENTRAL INDEX KEY: 0001786248
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 842178264
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2515 MCKINNEY AVENUE, SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 833-463-6697
MAIL ADDRESS:
STREET 1: 2515 MCKINNEY AVENUE, SUITE 1100
CITY: DALLAS
STATE: TX
ZIP: 75201
4
1
rdgdoc.xml
FORM 4
X0306
4
2021-06-24
0001786248
NexPoint Real Estate Finance, Inc.
NREF
0001636204
Goetz Matthew
2515 MCKINNEY AVENUE, SUITE 1100
DALLAS
TX
75201
1
See Remarks
Common Stock
2021-06-24
4
M
0
11922
A
48474
D
Common Stock
2021-06-24
4
F
0
3544
20.73
D
44930
D
Common Stock
65700
I
See Footnote
Restricted Stock Units
2021-06-24
4
M
0
11922
0
D
Common Stock
11922
35765
D
Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc.
These shares are held by NexPoint Real Estate Strategies Fund ("NRESF"). These shares were previously reported in error, as Mr. Goetz does not have voting or investment control over shares held by NRESF. Consequently, Mr. Goetz will no longer report beneficial ownership of shares held by NRESF on a going forward basis.
On June 24, 2020, the reporting person was granted 47,687 restricted stock units. The restricted stock units vested one-fourth on June 24, 2021, and will vest one-fourth on May 8, 2022, one-fourth on May 8, 2023 and one-fourth on May 8, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash.
Senior VP-Investments and Asset Management
/s/ Brian Mitts, as attorney-in-fact for Matt Goetz
2021-06-28