0000899243-20-025717.txt : 20200918
0000899243-20-025717.hdr.sgml : 20200918
20200918162107
ACCESSION NUMBER: 0000899243-20-025717
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200917
FILED AS OF DATE: 20200918
DATE AS OF CHANGE: 20200918
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Goetz Matthew
CENTRAL INDEX KEY: 0001636204
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39210
FILM NUMBER: 201184232
MAIL ADDRESS:
STREET 1: 300 CRESCENT COURT, SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NexPoint Real Estate Finance, Inc.
CENTRAL INDEX KEY: 0001786248
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 842178264
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 300 CRESCENT COURT, SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: (972) 628-4100
MAIL ADDRESS:
STREET 1: 300 CRESCENT COURT, SUITE 700
CITY: DALLAS
STATE: TX
ZIP: 75201
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-09-17
0
0001786248
NexPoint Real Estate Finance, Inc.
NREF
0001636204
Goetz Matthew
300 CRESCENT COURT, SUITE 700
DALLAS
TX
75201
0
1
0
0
See Remarks
Common Stock
2020-09-17
4
P
0
1000
13.74
A
36552
D
Common Stock
65700
I
See Footnote
Due to an inadvertent clerical error, the balance reported in the Form 4 filed on March 26, 2020, and the number of shares purchased on that date as reported therein, were overstated by 500 shares. The balance shown on this Form 4 has been adjusted to correct the overstatement.
These shares are held by NexPoint Real Estate Strategies Fund ("NRESF"). The Reporting Person is a co-portfolio manager of NRESF, and may be deemed to be an indirect beneficial owner of shares held by NRESF. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Senior VP-Investments and Asset Management
/s/ Lauren Thedford, as attorney-in-fact for Matt Goetz
2020-09-18