0001437749-24-005402.txt : 20240223 0001437749-24-005402.hdr.sgml : 20240223 20240223174019 ACCESSION NUMBER: 0001437749-24-005402 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240221 FILED AS OF DATE: 20240223 DATE AS OF CHANGE: 20240223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McGraner Matt CENTRAL INDEX KEY: 0001636187 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39210 FILM NUMBER: 24672850 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NexPoint Real Estate Finance, Inc. CENTRAL INDEX KEY: 0001786248 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] ORGANIZATION NAME: 05 Real Estate & Construction IRS NUMBER: 842178264 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 214-276-6300 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 4 1 rdgdoc.xml FORM 4 X0508 4 2024-02-21 0001786248 NexPoint Real Estate Finance, Inc. NREF 0001636187 McGraner Matt 300 CRESCENT COURT, SUITE 700 DALLAS TX 75201 1 See Remarks 0 Common Stock 2024-02-21 4 M 0 17309 A 158204 D Common Stock 2024-02-21 4 F 0 6223 14.26 D 151981 D Common Stock 2024-02-22 4 M 0 15839 A 167820 D Common Stock 2024-02-22 4 F 0 5722 13.73 D 162098 D Common Stock 1800 I See Footnote Restricted Stock Units 2024-02-21 4 M 0 17309 0 D Common Stock 17309 34617 D Restricted Stock Units 2024-02-22 4 M 0 15839 0 D Common Stock 15839 15840 D Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. These shares are held by a limited liability company in which Mr. McGraner owns an indirect minority interest. Mr. McGraner disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. On February 21, 2022, the reporting person was granted 69,235 restricted stock units. The restricted stock units vested one-fourth on February 21, 2023 and one-fourth on February 21, 2024 and will vest one-fourth on February 21, 2025 and one-fourth on February 21, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. On February 22, 2021, the reporting person was granted 63,357 restricted stock units. The restricted stock units vested one-fourth on February 22, 2022, one-fourth on February 22, 2023 and one-fourth on February 22, 2024 and will vest one-fourth on February 22, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. Executive VP and Chief Investment Officer /s/ Brian Mitts, as attorney-in-fact for Matt McGraner 2024-02-23