0000946275-16-000266.txt : 20160426 0000946275-16-000266.hdr.sgml : 20160426 20160426120900 ACCESSION NUMBER: 0000946275-16-000266 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160422 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20160426 DATE AS OF CHANGE: 20160426 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MSB FINANCIAL CORP CENTRAL INDEX KEY: 0001635261 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-37506 FILM NUMBER: 161591053 BUSINESS ADDRESS: STREET 1: 1902 LONG HILL ROAD CITY: MILLINGTON STATE: NJ ZIP: 07946 BUSINESS PHONE: (908) 647-4000 MAIL ADDRESS: STREET 1: 1902 LONG HILL ROAD CITY: MILLINGTON STATE: NJ ZIP: 07946 8-K 1 f8k_042216-54682.htm FORM 8-K - MSB FINANCIAL CORP. f8k_042216-54682.htm


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934


April 22, 2016
Date of Report
(Date of earliest event reported)

MSB Financial Corp.
(Exact name of Registrant as specified in its Charter)

Maryland
  
001-37506
  
34-1981437
(State or other jurisdiction
of incorporation)
  
(SEC Commission
File No.)
  
(IRS Employer
Identification Number)

1902 Long Hill Road, Millington, New Jersey
07946-0417
(Address of principal executive offices)
(Zip Code)

Registrant’s telephone number, including area code:
(908) 647-4000
  

Not Applicable
(Former name or former address, if changed since last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
   
o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)).



 
 
 

MSB FINANCIAL CORP.

INFORMATION TO BE INCLUDED IN THE REPORT

SECTION 5 – CORPORATE GOVERNANCE AND MANAGEMENT

Item 5.07.                     Submission of Matters to a Vote of Security Holders

On April 22, 2016, the Company held its annual meeting of stockholders at which the following items were voted on.

    (1)  
Election of Directors

Nominee
  
For
  
Withheld
  
Broker Non-Votes
             
For a Term to Expire in 2019
            
W. Soctt Gallaway
  
3,574,255
  
149,737
  
1,673,667
Michael A. Shriner
  
3,550,704
  
173,288
  
1,673,667
Robert D. Vollers
  
3,543,917
  
180,075
  
1,673,667

There were no abstentions in the election of directors.

      (2)  
Ratification of appointment of BDO USA, LLP as the Company’s independent auditors for the fiscal year ending December 31, 2016.

For
  
Against
  
Abstain
         
5,088,346
  
208,123
  
101,290
         

There were no broker non-votes on the ratification of auditors.

(3)           Approval of the MSB Financial Corp. 2016 Equity Incentive Plan.
 
For
  
Against
  
Abstain
  
Broker
Non-Vote
 
3,239,898
  
378,203
  
105,991
  
1,673,667

(4)           Approval of a non-binding advisory vote on executive compensation.
For
  
Against
  
Abstain
  
Broker
Non-Vote
 
3,257,695
  
337,422
  
128,975
  
1,673,667


 
 
 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, hereunto duly authorized.


   
MSB FINANCIAL CORP.
       
       
Date:
April 22, 2016
By:
 /s/ Michael A. Shriner 
     
Michael A. Shriner
     
President and Chief Executive Officer
     
(Duly Authorized Officer)