|
|
|
|
|
|
|
|
|
Shares |
|
|
|
|
Market
Value |
|
|
|
|
|
400 |
|
|
Ingles Markets Inc., Cl. A |
|
$ |
24,660 |
|
|
1,000 |
|
|
Lands End Inc. |
|
|
24,810 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
65,022 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
TOTAL COMMON STOCKS |
|
|
21,297,239 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
CLOSED-END FUNDS 0.1% |
|
|
3,000 |
|
|
Altaba Inc., Escrow |
|
|
43,650 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
RIGHTS 0.2% |
|
|
|
|
|
Health Care 0.0% |
|
|
10,000 |
|
|
Dova Pharmaceuticals Inc., CVR |
|
|
1,250 |
|
|
25,000 |
|
|
Innocoll, CVR(a) |
|
|
0 |
|
|
10,000 |
|
|
Ipsen SA/Clementia, CVR(a) |
|
|
0 |
|
|
3,600 |
|
|
Ocera Therapeutics, CVR(a) |
|
|
612 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
1,862 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Metals and Mining 0.2% |
|
|
|
|
|
67,000 |
|
|
Pan American Silver Corp., CVR |
|
|
58,290 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
TOTAL RIGHTS |
|
|
60,152 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
WARRANTS 0.0% |
|
|
|
|
|
|
|
|
Energy and Utilities 0.0% |
|
|
|
|
|
1,155 |
|
|
Weatherford International plc, expire 12/13/23 |
|
|
497 |
|
|
|
|
|
|
|
|
|
|
|
|
Principal Amount |
|
|
|
|
|
|
|
|
U.S. GOVERNMENT OBLIGATIONS 43.8% |
|
|
|
|
|
U.S. Treasury Bills 43.8% |
|
|
$16,715,000 |
|
|
0.005% to 0.115%, 04/01/21 to 09/30/21 |
|
|
16,714,230 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
TOTAL INVESTMENTS 100.0% (Cost $33,838,881) |
|
$ |
38,115,768 |
|
|
|
|
|
|
|
|
|
|