0001752724-19-179918.txt : 20191126 0001752724-19-179918.hdr.sgml : 20191126 20191126163328 ACCESSION NUMBER: 0001752724-19-179918 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191126 PERIOD START: 20191231 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Gabelli Go Anywhere Trust CENTRAL INDEX KEY: 0001635193 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-23035 FILM NUMBER: 191251473 BUSINESS ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580-1022 BUSINESS PHONE: 914-921-5100 MAIL ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580-1022 NPORT-P 1 primary_doc.xml NPORT-P false 0001635193 XXXXXXXX Gabelli Go Anywhere Trust 811-23035 0001635193 5493002YIVP4S847QX53 One Corporate Center Rye 10580-1422 1-800-422-3554 Gabelli Go Anywhere Trust 5493002YIVP4S847QX53 2019-12-31 2019-09-30 N 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Inc 549300OHQRI7MW2NQU72 Reading International Inc 755408200 439.00000000 NS USD 10975.00000000 0.041508560904 Long EC CORP US N 1 N N N TREASURY BILL 254900HROIFWPRGM1V77 United States Treasury Bill 912796RF8 1035000.00000000 PA USD 1034543.95000000 3.912749936887 Long DBT UST US N 2 2019-10-10 None 0.00000000 N N N N N N Modine Manufacturing Co Z35SZFYJR8GZZRSIUU09 Modine Manufacturing Co 607828100 8000.00000000 NS USD 90960.00000000 0.344019927098 Long EC CORP US N 1 N N N Bassett Furniture Industries I N/A Bassett Furniture Industries Inc 070203104 10003.00000000 NS USD 153045.90000000 0.578835085320 Long EC CORP US N 1 N N N Energizer Holdings Inc 5493000D6NN0V57UME20 Energizer Holdings Inc 29272W109 10000.00000000 NS USD 435800.00000000 1.648239712286 Long EC CORP US N 1 N N N Dana Inc KVWHW7YLZPFJM8QYNJ51 Dana Inc 235825205 2500.00000000 NS USD 36100.00000000 0.136533854092 Long EC CORP US N 1 N N N Celgene Corp 4SIHMF0MOSTTL8CD0X64 Celgene Corp 151020104 10000.00000000 NS USD 993000.00000000 3.755626512850 Long EC CORP US N 1 N N N Hertz Global Holdings Inc 549300NBK3K85MH1EX16 Hertz Global Holdings Inc 42806J106 27012.00000000 NS USD 373846.08000000 1.413923715783 Long EC CORP US N 1 N N N Valvoline Inc 549300CMHPBEY6VPOT75 Valvoline Inc 92047W101 6000.00000000 NS USD 132180.00000000 0.499918139444 Long EC CORP US N 1 N N N Liberty Media Corp-Liberty Bra N/A Liberty Media Corp-Liberty Braves 531229888 3000.00000000 NS USD 83250.00000000 0.314859926681 Long EC CORP US N 1 N N N CHART INDUSTRIES INC EM7QGKC1GYOF3LSZSL80 Chart Industries Inc 16115QAD2 100000.00000000 PA USD 125624.00000000 0.475122683837 Long DBT CORP US Y 2 2024-11-15 Fixed 1.00000000 N N N N Y Chart Industries Inc Chart Industries Inc USD XXXX N N N TimkenSteel Corp 549300QZTZWHDE9HJL14 TimkenSteel Corp 887399103 17000.00000000 NS USD 106930.00000000 0.404420083604 Long EC CORP US N 1 N N N OCERA THERAPEUTICS CVR N/A OCERA THERAPEUTICS CVR 000000000 3600.00000000 NS USD 1404.00000000 0.005310070114 Long EC CORP US N 3 N N N CNH Industrial NV 549300WGC2HZ5J67V817 CNH Industrial NV 000000000 100000.00000000 NS USD 1015000.00000000 3.838832739721 Long EC CORP GB N 1 N N N Ampco-Pittsburgh Corp N/A Ampco-Pittsburgh Corp 032037103 3000.00000000 NS USD 11040.00000000 0.041754397484 Long EC CORP US N 1 N N N Buckeye Partners LP 549300C1PQJLVEIUBK50 Buckeye Partners LP 118230101 1000.00000000 NS USD 41090.00000000 0.155406539187 Long EC CORP US N 1 N N N GNC Holdings Inc 529900KBRR0AMACIJU82 GNC Holdings Inc 36191G107 46000.00000000 NS USD 98440.00000000 0.372310044234 Long EC CORP US N 1 N N N LegacyTexas Financial Group In 5493003WRRL7ZRXZ5630 LegacyTexas Financial Group Inc 52471Y106 1000.00000000 NS USD 43530.00000000 0.164634866167 Long EC CORP US N 1 N N N Meredith Corp 549300YC8BC386CCTS24 Meredith Corp 589433101 20000.00000000 NS USD 733200.00000000 2.773036615530 Long EC CORP US N 1 N N N Altran Technologies SA 969500T0V37NV3M8PR58 Altran Technologies SA 000000000 500.00000000 NS 7853.12000000 0.029701294743 Long EC CORP FR N 1 N N N International Game Technology 549300UQ6KHRCZDRGZ76 International Game Technology PLC 000000000 5000.00000000 NS USD 71050.00000000 0.268718291780 Long EC CORP US N 1 N N N Reading International Inc 549300OHQRI7MW2NQU72 Reading International Inc 755408101 12039.00000000 NS USD 143986.44000000 0.544571290589 Long EC CORP US N 1 N N N JM Smucker Co/The 5493000WDH6A0LHDJD55 JM Smucker Co/The 832696405 2400.00000000 NS USD 264048.00000000 0.998656263308 Long EC CORP US N 1 N N N Herc Holdings Inc 549300TP80QLITMSBP82 Herc Holdings Inc 42704L104 24500.00000000 NS USD 1139495.00000000 4.309685431279 Long EC CORP US N 1 N N N 2019-11-20 Gabelli Go Anywhere Trust John C. Ball John C. Ball Treasurer XXXX NPORT-EX 2 GB43GBGoAnywhere.htm FOR VALIDATION PURPOSES ONLY - [819025.GGN]

The Gabelli Go Anywhere Trust

Schedule of Investments — September 30, 2019 (Unaudited)

 

Shares

         

Market

Value

 
   COMMON STOCKS — 77.5%

 

   Health Care — 9.0%

 

  40,000     

Achaogen Inc.†

   $ 480  
  2,500     

Allergan plc.

     420,725  
  11,000     

Bausch Health Cos. Inc.†

     240,350  
  10,000     

Celgene Corp.†

     993,000  
  14,000     

Clovis Oncology Inc.†

     55,020  
  1,000     

Covetrus Inc.†

     11,890  
  43,000     

Cutera Inc.†

     1,256,890  
  6,500     

Idorsia Ltd.†

     159,822  
  500     

Incyte Corp.†

     37,115  
  3,500     

IntriCon Corp.†

     68,040  
  1,000     

Johnson & Johnson

     129,380  
  10,000     

NeoGenomics Inc.†

     191,200  
  9,000     

Pacific Biosciences of California Inc.†

     46,440  
  18,000     

Patterson Cos. Inc.

     320,760  
  3,500     

Spark Therapeutics Inc.†

     339,430  
     

 

 

 
          4,270,542  
     

 

 

 
   Machinery — 6.8%

 

  24,000     

Astec Industries Inc.

     746,400  
  100,000     

CNH Industrial NV, Borsa Italiana

     1,018,017  
  100,000     

CNH Industrial NV, New York

     1,015,000  
  39,000     

Twin Disc Inc.†

     413,010  
     

 

 

 
        3,192,427  
     

 

 

 
   Energy and Utilities — 6.3%

 

  1,000     

Buckeye Partners LP

     41,090  
  8,500     

CNX Resources Corp.†

     61,710  
  500     

Connecticut Water Service Inc.

     35,030  
  6,000     

Dominion Energy Inc.

     486,240  
  5,000     

Dril-Quip Inc.†

     250,900  
  10,000     

El Paso Electric Co.

     670,800  
  50,000     

Mueller Water Products Inc., Cl. A

     562,000  
  8,200     

National Fuel Gas Co.

     384,744  
  18,000     

The AES Corp.

     294,120  
  3,472     

UGI Corp.

     174,537  
  1,000     

Valener Inc.

     19,617  
  150,000     

Weatherford International plc†

     4,170  
     

 

 

 
        2,984,958  
     

 

 

 
   Diversified Industrial — 5.0%

 

  3,000     

Ampco-Pittsburgh Corp.†

     11,040  
  17,000     

EnPro Industries Inc.

     1,167,050  
  7,000     

Griffon Corp.

     146,790  
  8,000     

Myers Industries Inc.

     141,200  
  14,400     

Textron Inc.

     705,024  
  9,000     

Trinity Industries Inc.

     177,120  
     

 

 

 
        2,348,224  
     

 

 

 
   Food and Beverage — 4.7%

 

  2,400     

Chr. Hansen Holding A/S

     203,704  
  20,000     

Cott Corp.

     249,400  
  50,000     

Davide Campari-Milano SpA.

     451,786  

Shares

         

Market

Value

 
  1,400     

Diageo plc, ADR

   $ 228,928  
  13,300     

Farmer Brothers Co.†

     172,235  
  1,000     

Fomento Economico Mexicano SAB de CV, ADR

     91,580  
  1,000     

National Beverage Corp.

     44,360  
  1,000     

Nestlé SA

     108,492  
  1,100     

Pernod Ricard SA

     195,908  
  1,600     

Remy Cointreau SA

     212,410  
  2,400     

The J.M. Smucker Co.

     264,048  
     

 

 

 
        2,222,851  
     

 

 

 
   Telecommunications — 4.6%

 

  8,400     

Acacia Communications Inc.†

     549,360  
  10,000     

CenturyLink Inc.

     124,800  
  6,000     

Inmarsat plc

     43,142  
  7,500     

Millicom International Cellular SA, SDR

     363,875  
  3,000     

Parrot SA†

     9,908  
  56,023     

Sistema PJSFC, GDR

     216,473  
  50,000     

Sprint Corp.†

     308,500  
  4,400     

United States Cellular Corp.†

     165,352  
  30,000     

VEON Ltd., ADR

     72,000  
  9,000     

Zayo Group Holdings Inc.†

     305,100  
     

 

 

 
          2,158,510  
     

 

 

 
   Financial Services — 4.5%

 

  6,000     

Citigroup Inc.

     414,480  
  500     

Entegra Financial Corp.†

     15,020  
  7,500     

Flushing Financial Corp.

     151,537  
  4,086     

Icahn Enterprises LP

     262,321  
  1,000     

LegacyTexas Financial Group Inc.

     43,530  
  42,000     

MoneyGram International Inc.†

     167,160  
  6,312     

Steel Partners Holdings LP†

     80,794  
  10,000     

The Bank of New York Mellon Corp.

     452,100  
  1,000     

The PNC Financial Services Group Inc.

     140,160  
  4,000     

Waddell & Reed Financial Inc., Cl. A

     68,720  
  6,500     

Wells Fargo & Co.

     327,860  
     

 

 

 
        2,123,682  
     

 

 

 
   Equipment and Supplies — 4.2%

 

  10,000     

CIRCOR International Inc.†

     375,500  
  15,000     

Flowserve Corp.

     700,650  
  26,800     

Mueller Industries Inc.

     768,624  
  1,000     

Stratasys Ltd.†

     21,305  
  3,800     

The Eastern Co.

     94,316  
     

 

 

 
        1,960,395  
     

 

 

 
   Consumer Products — 3.7%

 

  12,500     

Edgewell Personal Care Co.†

     406,125  
  10,000     

Energizer Holdings Inc.

     435,800  
  15,000     

Mattel Inc.†

     170,850  
  38,000     

Newell Brands Inc.

     711,360  
     

 

 

 
        1,724,135  
     

 

 

 
 

 

1

The Gabelli Go Anywhere Trust

Schedule of Investments (Continued) — September 30, 2019 (Unaudited)

 

 

Shares

         

Market

Value

 
   COMMON STOCKS (Continued)

 

   Computer Software and Services — 3.4%

 

  500     

Altran Technologies SA

   $ 7,853  
  1,000     

Business & Decision†

     7,957  
  19,500     

Diebold Nixdorf Inc.†

     218,400  
  23,000     

Digi International Inc.†

     313,260  
  700     

GrubHub Inc.†

     39,347  
  45,000     

Hewlett Packard Enterprise Co.

     682,650  
  2,000     

Rockwell Automation Inc.

     329,600  
     

 

 

 
          1,599,067  
     

 

 

 
   Entertainment — 3.3%

 

  3,000     

Cherry AB, Cl. B†(a)

     26,513  
  45,000     

Grupo Televisa SAB, ADR

     440,100  
  1,250     

International Speedway Corp., Cl. A

     56,263  
  3,000     

Liberty Media Corp.- Liberty Braves, Cl. A†

     83,490  
  3,000     

Liberty Media Corp.- Liberty Braves, Cl. C†

     83,250  
  12,039     

Reading International Inc., Cl. A†

     143,986  
  439     

Reading International Inc., Cl. B†

     10,975  
  28,800     

Sirius XM Holdings Inc.

     180,144  
  12,000     

Viacom Inc., Cl. A

     315,120  
  10,000     

Viacom Inc., Cl. B

     240,300  
     

 

 

 
        1,580,141  
     

 

 

 
   Building and Construction — 3.1%

 

  3,333     

Arcosa Inc.

     114,022  
  22,000     

Armstrong Flooring Inc.†

     140,580  
  2,000     

Bouygues SA

     80,112  
  24,500     

Herc Holdings Inc.†

     1,139,495  
     

 

 

 
        1,474,209  
     

 

 

 
   Publishing — 3.0%

 

  7,000     

Axel Springer SE†

     480,670  
  20,000     

Meredith Corp.

     733,200  
  15,257     

The E.W. Scripps Co., Cl. A

     202,613  
     

 

 

 
        1,416,483  
     

 

 

 
   Specialty Chemicals — 2.6%

 

  24,000     

GCP Applied Technologies Inc.†

     462,000  
  1,000     

Hexion Holdings Corp., Cl. B†

     11,250  
  2,200     

Oil-Dri Corp. of America

     74,932  
  10,000     

OMNOVA Solutions Inc.†

     100,700  
  6,000     

Valvoline Inc.

     132,180  
  8,000     

Versum Materials Inc.

     423,440  
     

 

 

 
        1,204,502  
     

 

 

 

Shares

         

Market

Value

 
   Retail — 2.2%

 

  3,000     

Cars.com Inc.†

   $ 26,940  
  46,000     

GNC Holdings Inc., Cl. A†

     98,440  
  27,012     

Hertz Global Holdings Inc.†

     373,846  
  4,000     

Ingles Markets Inc., Cl. A

     155,440  
  20,000     

J.C. Penney Co. Inc.†

     17,778  
  30,000     

Lands’ End Inc.†

     340,350  
  2,500     

Rite Aid Corp.†

     17,375  
     

 

 

 
          1,030,169  
     

 

 

 
   Agriculture — 2.2%

 

  18,000     

Bunge Ltd.

     1,019,160  
     

 

 

 
   Real Estate — 1.9%

 

  500     

Condor Hospitality Trust Inc., REIT

     5,525  
  1,000     

Cousins Properties Inc., REIT

     37,590  
  15,500     

Griffin Industrial Realty Inc.

     588,225  
  37,000     

Trinity Place Holdings Inc.†

     148,000  
  2,400     

Vastned Retail Belgium NV, REIT

     117,192  
     

 

 

 
        896,532  
     

 

 

 
   Cable and Satellite — 1.9%

 

  3,000     

Intelsat SA†

     68,400  
  38,000     

Iridium Communications Inc.†

     808,640  
     

 

 

 
        877,040  
     

 

 

 
   Automotive: Parts and Accessories — 1.2%

 

  2,500     

Dana Inc.

     36,100  
  8,000     

Modine Manufacturing Co.†

     90,960  
  7,000     

Navistar International Corp.†

     196,770  
  30,000     

Uni-Select Inc.

     249,991  
     

 

 

 
        573,821  
     

 

 

 
   Home Furnishings — 0.9%

 

  10,003     

Bassett Furniture Industries Inc.

     153,046  
  4,000     

Hunter Douglas NV

     259,845  
     

 

 

 
        412,891  
     

 

 

 
   Hotels and Gaming — 0.7%

 

  5,000     

International Game Technology plc

     71,050  
  800     

Ryman Hospitality Properties Inc., REIT

     65,448  
  1,600     

Wynn Resorts Ltd.

     173,952  
     

 

 

 
        310,450  
     

 

 

 
   Semiconductors — 0.6%

 

  2,800     

Mellanox Technologies Ltd.†

     306,852  
     

 

 

 
   Aerospace — 0.5%

 

  4,000     

Allied Motion Technologies Inc.

     141,240  
  500     

Latecoere SACA†

     2,093  
  10,000     

Wesco Aircraft Holdings Inc.†

     110,100  
     

 

 

 
        253,433  
     

 

 

 
 

 

2

The Gabelli Go Anywhere Trust

Schedule of Investments (Continued) — September 30, 2019 (Unaudited)

 

 

Shares

         

Market

Value

 
   COMMON STOCKS (Continued)

 

   Metals and Mining — 0.4%

 

  500     

Allegheny Technologies Inc.†

   $ 10,125  
  10,000     

Freeport-McMoRan Inc.

     95,700  
  17,000     

TimkenSteel Corp.†

     106,930  
     

 

 

 
        212,755  
     

 

 

 
   Transportation — 0.3%

 

  475     

DSV Panalpina A/S

     45,198  
  1,000     

GATX Corp.

     77,530  
     

 

 

 
        122,728  
     

 

 

 
   Materials — 0.2%

 

  10,000     

Canfor Corp.†

     117,221  
     

 

 

 
   Media — 0.2%

 

  2,500     

Sinclair Broadcast Group Inc., Cl. A

     106,850  
     

 

 

 
   Airlines — 0.1%

 

  2,000     

WestJet Airlines Ltd.

     46,194  
     

 

 

 
   Consumer Services — 0.0%

 

  100     

Sotheby’s†

     5,698  
     

 

 

 
   Electronics — 0.0%

 

  107     

II-VI Inc.†

     3,767  
     

 

 

 
   TOTAL COMMON STOCKS      36,555,687  
     

 

 

 
   CLOSED-END FUNDS — 0.1%

 

  3,000     

Altaba Inc.

     58,440  
     

 

 

 
   RIGHTS — 0.1%

 

   Health Care — 0.0%

 

  25,000     

Innocoll, CVR†(a)

     0  
  10,000     

Ipsen SA/Clementia, CVR†(a)

     13,500  
  3,600     

Ocera Therapeutics, CVR†(a)

     1,404  
     

 

 

 
        14,904  
     

 

 

 
   Metals and Mining — 0.1%

 

  67,000     

Pan American Silver Corp., CVR†

     40,200  
     

 

 

 
   TOTAL RIGHTS      55,104  
     

 

 

 

Principal
Amount

         

Market

Value

 
   CONVERTIBLE CORPORATE BONDS — 0.5%

 

   Diversified Industrial — 0.3%

 

  $     100,000     

Chart Industries Inc.,
1.000%, 11/15/24(b)

   $ 125,624  
     

 

 

 
   Telecommunications — 0.2%

 

  100,000     

Gogo Inc.,
6.000%, 05/15/22(b)

     119,615  
     

 

 

 
  

TOTAL CONVERTIBLE CORPORATE BONDS

     245,239  
     

 

 

 
   U.S. GOVERNMENT OBLIGATIONS — 21.8%

 

  10,302,000     

U.S. Treasury Bills,
1.762% to 2.126%††,
10/10/19 to 12/26/19

     10,276,379  
     

 

 

 
  

TOTAL INVESTMENTS — 100.0%
(Cost $47,521,184)

   $ 47,190,849  
     

 

 

 

 

 

(a)   

Security is valued using significant unobservable inputs and is classified as Level 3 in the fair value hierarchy.

(b)   

Security exempt from registration under Rule 144A of the Securities Act of 1933, as amended. These securities may be resold in transactions exempt from registration, normally to qualified institutional buyers.

  

Non-income producing security.

††   

Represents annualized yields at dates of purchase.

ADR   

American Depositary Receipt

CVR   

Contingent Value Right

GDR   

Global Depositary Receipt

REIT   

Real Estate Investment Trust

SDR   

Swedish Depositary Receipt

 

 

3