UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD
OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-23035
The Gabelli Go Anywhere Trust
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-422-3554
Date of fiscal year end: December 31
Date of reporting period: July 1, 2020 – June 30, 2021
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2020 TO JUNE 30, 2021
ProxyEdge
|
Report
Date: 07/01/2021 |
Investment Company Report | ||||||||||||||
BOX INC | ||||||||||||||
Security | 10316T104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BOX | Meeting Date | 15-Jul-2020 | |||||||||||
ISIN | US10316T1043 | Agenda | 935228658 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Sue Barsamian | For | For | |||||||||||
2 | Carl Bass | For | For | |||||||||||
3 | Jack Lazar | For | For | |||||||||||
2. | To
approve, on an advisory basis, the compensation of our named executive officers. |
Management | For | For | ||||||||||
3. | Ratification
of the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2021. |
Management | For | For | ||||||||||
REMY COINTREAU SA | ||||||||||||||
Security | F7725A100 | Meeting Type | MIX | |||||||||||
Ticker Symbol | Meeting Date | 23-Jul-2020 | ||||||||||||
ISIN | FR0000130395 | Agenda | 712845948 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
CMMT | THE
FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. |
Non-Voting | ||||||||||||
CMMT | FOLLOWING
CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. |
Non-Voting | ||||||||||||
CMMT | 03
JUL 2020: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202006172002625-73 AND-https://www.journal- officiel.gouv.fr/balo/document/202007032003017-80; PLEASE-NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK. IF YOU HAVE ALREADY- SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR- ORIGINAL INSTRUCTIONS. THANK YOU. |
Non-Voting | ||||||||||||
O.1 | APPROVAL
OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2019/2020 |
Management | No Action | |||||||||||
O.2 | APPROVAL
OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2019/2020 |
Management | No Action | |||||||||||
O.3 | ALLOCATION
OF INCOME FOR THE FINANCIAL YEAR ENDED 31 MARCH 2020 AND SETTING OF THE DIVIDEND |
Management | No Action | |||||||||||
O.4 | OPTION
FOR THE PAYMENT OF THE DIVIDEND IN SHARES |
Management | No Action | |||||||||||
O.5 | AGREEMENTS
REFERRED TO IN ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE AUTHORIZED DURING THE PREVIOUS FINANCIAL YEARS AND THE EXECUTION OF WHICH CONTINUED DURING THE FINANCIAL YEAR 2019/2020 |
Management | No Action | |||||||||||
O.6 | APPROVAL
OF THE REGULATED COMMITMENTS " SEVERANCE PAY ", " NON-COMPETITION INDEMNITY ", " DEFINED CONTRIBUTION PENSION COMMITMENTS, DEFINED BENEFIT PENSION COMMITMENTS AND DEATH, INCAPACITY FOR WORK, DISABILITY AND HEALTH INSURANCE COMMITMENTS " IN FAVOUR OF MR. ERIC VALLAT, CHIEF EXECUTIVE OFFICER OF THE COMPANY, PURSUANT TO ARTICLES L.225-42-1 AND L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE AND THE CONDITIONS OF ALLOCATION |
Management | No Action | |||||||||||
O.7 | RENEWAL
OF THE TERM OF OFFICE OF MRS. DOMINIQUE HERIARD DUBREUIL AS DIRECTOR |
Management | No Action | |||||||||||
O.8 | RENEWAL
OF THE TERM OF OFFICE OF MRS. LAURE HERIARD DUBREUIL AS DIRECTOR |
Management | No Action | |||||||||||
O.9 | RENEWAL
OF THE TERM OF OFFICE OF MR. EMMANUEL DE GEUSER AS DIRECTOR |
Management | No Action | |||||||||||
O.10 | APPOINTMENT
OF MAZARS FIRM, REPRESENTED BY MR. JEROME DE PASTORS, AS PRINCIPAL STATUTORY AUDITOR AS A REPLACEMENT FOR AUDITEURS ET CONSEILS ASSOCIES FIRM AND NON-RENEWAL AND NON-REPLACEMENT OF PIMPANEAU ET ASSOCIES COMPANY AS DEPUTY STATUTORY AUDITOR |
Management | No Action | |||||||||||
O.11 | APPROVAL
OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE CHAIRMAN OF THE BOARD OF DIRECTORS, PURSUANT TO ARTICLE L.225-37-2 OF THE FRENCH COMMERCIAL CODE |
Management | No Action | |||||||||||
O.12 | APPROVAL
OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE CHEF EXECUTIVE OFFICER, PURSUANT TO ARTICLE L.225-37-2 OF THE FRENCH COMMERCIAL CODE |
Management | No Action | |||||||||||
O.13 | APPROVAL
OF THE COMPENSATION POLICY OF DIRECTORS FOR THE FINANCIAL YEAR 2020/2021 |
Management | No Action | |||||||||||
O.14 | APPROVAL
OF THE INFORMATION RELATING TO THE COMPENSATION FOR THE FINANCIAL YEAR 2019/2020 OF THE CORPORATE OFFICERS MENTIONED IN ARTICLE L.225-37-3 I OF THE FRENCH COMMERCIAL CODE |
Management | No Action | |||||||||||
O.15 | APPROVAL
OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED, FOR THE FINANCIAL YEAR ENDED 31 MARCH 2020, TO MR. MARC HERIARD DUBREUIL, CHAIRMAN OF THE BOARD OF DIRECTORS, PURSUANT TO ARTICLE L. 225-100 OF THE FRENCH COMMERCIAL CODE |
Management | No Action | |||||||||||
O.16 | APPROVAL
OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED TO MRS. VALERIE CHAPOULAUD-FLOQUET, CHIEF EXECUTIVE OFFICER, IN RESPECT OF THE FINANCIAL YEAR ENDED 31 MARCH 2020, PURSUANT TO ARTICLE L.225-100 OF THE FRENCH COMMERCIAL CODE |
Management | No Action | |||||||||||
O.17 | APPROVAL
OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED TO MR. ERIC VALLAT, CHIEF EXECUTIVE OFFICER, IN RESPECT OF THE FINANCIAL YEAR ENDED 31 MARCH 2020, PURSUANT TO ARTICLE L.225-100 OF THE FRENCH COMMERCIAL CODE |
Management | No Action | |||||||||||
O.18 | COMPENSATION OF DIRECTORS | Management | No Action | |||||||||||
O.19 | AUTHORIZATION
FOR THE BOARD OF DIRECTORS TO TRADE IN THE COMPANY'S SHARES UNDER THE PROVISIONS OF ARTICLES L. 225-209 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE |
Management | No Action | |||||||||||
E.20 | AUTHORIZATION
FOR THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING TREASURY SHARES HELD BY THE COMPANY |
Management | No Action | |||||||||||
E.21 | DELEGATION
OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL AND/OR TRANSFERABLE SECURITIES GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES, WITH RETENTION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT |
Management | No Action | |||||||||||
E.22 | DELEGATION
OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL AND/OR TRANSFERABLE SECURITIES GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, BY WAY OF A PUBLIC OFFERING |
Management | No Action | |||||||||||
E.23 | DELEGATION
OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL AND/OR TRANSFERABLE SECURITIES GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES, WITH CANCELLATION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT, BY WAY OF PRIVATE PLACEMENTS AS REFERRED TO IN SECTION 1DECREE OF ARTICLE L.411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE |
Management | No Action | |||||||||||
E.24 | AUTHORIZATION
TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF OVERSUBSCRIPTION, WITHIN THE LIMIT OF 15% OF THE INITIAL ISSUE, WITH RETENTION OR CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT |
Management | No Action | |||||||||||
E.25 | DELEGATION
OF AUTHORITY TO THE BOARD OF DIRECTORS TO SET THE ISSUE PRICE OF SECURITIES TO BE ISSUED, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, BY PUBLIC OFFERING OR PRIVATE PLACEMENT, WITHIN THE LIMIT OF 10% OF THE CAPITAL PER YEAR |
Management | No Action | |||||||||||
E.26 | DELEGATION
OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL AND/OR TRANSFERABLE SECURITIES GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES, WITH CANCELLATION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT, IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY |
Management | No Action | |||||||||||
E.27 | DELEGATION
OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL IN ORDER TO REMUNERATE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY, WITHIN THE LIMIT OF 10% OF THE CAPITAL |
Management | No Action | |||||||||||
E.28 | DELEGATION
OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL BY CAPITALIZATION OF RESERVES, PROFITS OR PREMIUMS |
Management | No Action | |||||||||||
E.29 | DELEGATION
OF AUTHORITY TO THE BOARD OF DIRECTORS TO PROCEED WITH A CAPITAL INCREASE RESERVED FOR EMPLOYEES OF THE COMPANY OR ITS RELATED COMPANIES, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT |
Management | No Action | |||||||||||
E.30 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | |||||||||||
PACIFIC BIOSCIENCES OF CALIFORNIA, INC. | ||||||||||||||
Security | 69404D108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PACB | Meeting Date | 04-Aug-2020 | |||||||||||
ISIN | US69404D1081 | Agenda | 935242189 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1.1 | Election Of Class I Director: Christian O. Henry | Management | For | For | ||||||||||
1.2 | Election Of Class I Director: John F. Milligan, Ph.D. | Management | For | For | ||||||||||
1.3 | Election Of Class I Director: Lucy Shapiro, Ph.D | Management | For | For | ||||||||||
2. | Ratification
of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2020. |
Management | For | For | ||||||||||
3. | Advisory
approval of the Company's executive compensation. |
Management | For | For | ||||||||||
4. | Approval of the Company's 2020 Equity Incentive Plan. | Management | Against | Against | ||||||||||
THE J. M. SMUCKER COMPANY | ||||||||||||||
Security | 832696405 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SJM | Meeting Date | 19-Aug-2020 | |||||||||||
ISIN | US8326964058 | Agenda | 935244599 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election
of Director whose term of office will expire in 2021: Susan E. Chapman-Hughes |
Management | For | For | ||||||||||
1B. | Election
of Director whose term of office will expire in 2021: Paul J. Dolan |
Management | For | For | ||||||||||
1C. | Election
of Director whose term of office will expire in 2021: Jay L. Henderson |
Management | For | For | ||||||||||
1D. | Election
of Director whose term of office will expire in 2021: Kirk L. Perry |
Management | For | For | ||||||||||
1E. | Election
of Director whose term of office will expire in 2021: Sandra Pianalto |
Management | For | For | ||||||||||
1F. | Election
of Director whose term of office will expire in 2021: Nancy Lopez Russell |
Management | For | For | ||||||||||
1G. | Election
of Director whose term of office will expire in 2021: Alex Shumate |
Management | For | For | ||||||||||
1H. | Election
of Director whose term of office will expire in 2021: Mark T. Smucker |
Management | For | For | ||||||||||
1I. | Election
of Director whose term of office will expire in 2021: Richard K. Smucker |
Management | For | For | ||||||||||
1J. | Election
of Director whose term of office will expire in 2021: Timothy P. Smucker |
Management | For | For | ||||||||||
1K. | Election
of Director whose term of office will expire in 2021: Jodi L. Taylor |
Management | For | For | ||||||||||
1L. | Election
of Director whose term of office will expire in 2021: Dawn C. Willoughby |
Management | For | For | ||||||||||
2. | Ratification
of appointment of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for the 2021 fiscal year. |
Management | For | For | ||||||||||
3. | Advisory
approval of the Company's executive compensation. |
Management | For | For | ||||||||||
4. | Approval
of The J. M. Smucker Company 2020 Equity and Incentive Compensation Plan. |
Management | For | For | ||||||||||
BOUYGUES | ||||||||||||||
Security | F11487125 | Meeting Type | Ordinary General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 04-Sep-2020 | ||||||||||||
ISIN | FR0000120503 | Agenda | 712995731 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
CMMT | THE
FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. |
Non-Voting | ||||||||||||
CMMT | FOLLOWING
CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. |
Non-Voting | ||||||||||||
CMMT | 19
AUG 2020: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202007312003534-92 AND-https://www.journal- officiel.gouv.fr/balo/document/202008192003789-100;- PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO-AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. |
Non-Voting | ||||||||||||
1 | DISTRIBUTION OF A DIVIDEND | Management | No Action | |||||||||||
2 | APPROVAL
OF THE UPDATE OF THE COMPENSATION POLICY FOR EXECUTIVE CORPORATE OFFICERS |
Management | No Action | |||||||||||
3 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | |||||||||||
PATTERSON COMPANIES, INC. | ||||||||||||||
Security | 703395103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PDCO | Meeting Date | 14-Sep-2020 | |||||||||||
ISIN | US7033951036 | Agenda | 935253384 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: John D. Buck | Management | For | For | ||||||||||
1B. | Election of Director: Alex N. Blanco | Management | For | For | ||||||||||
1C. | Election of Director: Jody H. Feragen | Management | For | For | ||||||||||
1D. | Election of Director: Robert C. Frenzel | Management | For | For | ||||||||||
1E. | Election of Director: Francis J. Malecha | Management | For | For | ||||||||||
1F. | Election of Director: Ellen A. Rudnick | Management | For | For | ||||||||||
1G. | Election of Director: Neil A. Schrimsher | Management | For | For | ||||||||||
1H. | Election of Director: Mark S. Walchirk | Management | For | For | ||||||||||
2. | Advisory approval of executive compensation. | Management | For | For | ||||||||||
3. | To
ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending April 24, 2021. |
Management | For | For | ||||||||||
DIAGEO PLC | ||||||||||||||
Security | 25243Q205 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DEO | Meeting Date | 28-Sep-2020 | |||||||||||
ISIN | US25243Q2057 | Agenda | 935266292 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
O1 | Report and accounts 2020. | Management | For | For | ||||||||||
O2 | Directors' remuneration report 2020. | Management | For | For | ||||||||||
O3 | Directors' remuneration policy 2020. | Management | For | For | ||||||||||
O4 | Declaration of final dividend. | Management | For | For | ||||||||||
O5 | Election of Melissa Bethell (1,3,4) as a director. | Management | For | For | ||||||||||
O6 | Re-election of Javier Ferrán (3*) as a director. | Management | For | For | ||||||||||
O7 | Re-election of Susan Kilsby (1,3,4*) as a director. | Management | For | For | ||||||||||
O8 | Re-election of Lady Mendelsohn (1,3,4) as a director. | Management | For | For | ||||||||||
O9 | Re-election of Ivan Menezes (2*) as a director. | Management | For | For | ||||||||||
O10 | Re-election of Kathryn Mikells (2) as a director. | Management | For | For | ||||||||||
O11 | Re-election of Alan Stewart (1*,3,4) as a director. | Management | For | For | ||||||||||
O12 | Re-appointment of auditor. | Management | For | For | ||||||||||
013 | Remuneration of auditor. | Management | For | For | ||||||||||
O14 | Authority
to make political donations and/or to incur political expenditure. |
Management | For | For | ||||||||||
O15 | Authority to allot shares. | Management | For | For | ||||||||||
O16 | Amendment of the Diageo 2001 Share Incentive Plan. | Management | For | For | ||||||||||
O17 | Adoption of the Diageo 2020 Sharesave Plan. | Management | For | For | ||||||||||
O18 | Adoption of the Diageo Deferred Bonus Share Plan. | Management | For | For | ||||||||||
O19 | Authority to establish international share plans. | Management | For | For | ||||||||||
S20 | Disapplication of pre-emption rights. | Management | For | For | ||||||||||
S21 | Authority to purchase own shares. | Management | For | For | ||||||||||
S22 | Reduced notice of a general meeting other than an AGM. | Management | For | For | ||||||||||
S23 | Approval and adoption of new articles of association. | Management | For | For | ||||||||||
S24 | 2019
Share buy-backs and employee benefit and share ownership trust transactions. |
Management | For | |||||||||||
NATIONAL GENERAL HOLDINGS CORP. | ||||||||||||||
Security | 636220303 | Meeting Type | Special | |||||||||||
Ticker Symbol | NGHC | Meeting Date | 30-Sep-2020 | |||||||||||
ISIN | US6362203035 | Agenda | 935267434 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | To
adopt the Agreement and Plan of Merger, dated as of July 7, 2020 (as it may be amended from time to time, the "Merger Agreement"), by and among National General Holdings Corp., a Delaware corporation (the "Company"), The Allstate Corporation, a Delaware corporation ("Parent"), and Bluebird Acquisition Corp., a Delaware corporation and an indirect wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which, subject to the satisfaction of customary closing conditions, Merger Sub will be merged with and into the Company (the "Merger"). |
Management | For | For | ||||||||||
2. | To
approve, on a non-binding, advisory basis, the compensation payments that will or may be paid or become payable to the Company's named executive officers and that are based on or otherwise relate to the Merger and the agreements and understandings pursuant to which such compensation will or may be paid or become payable. |
Management | For | For | ||||||||||
3. | To
approve the adjournment of the special meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the Merger Agreement or in the absence of a quorum. |
Management | For | For | ||||||||||
NATIONAL BEVERAGE CORP. | ||||||||||||||
Security | 635017106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FIZZ | Meeting Date | 02-Oct-2020 | |||||||||||
ISIN | US6350171061 | Agenda | 935270152 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Nick A. Caporella | Management | For | For | ||||||||||
2. | To
approve executive compensation by a non-binding advisory vote. |
Management | For | For | ||||||||||
TWIN DISC, INCORPORATED | ||||||||||||||
Security | 901476101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TWIN | Meeting Date | 29-Oct-2020 | |||||||||||
ISIN | US9014761012 | Agenda | 935268652 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | MICHAEL DOAR | For | For | |||||||||||
2 | MICHAEL C. SMILEY | For | For | |||||||||||
2. | ADVISORY
VOTE TO APPROVE THE COMPENSATION OF THE CORPORATION'S NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||||
3. | RATIFY
THE APPOINTMENT OF RSM US LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JUNE 30, 2021. |
Management | For | For | ||||||||||
4. | APPROVAL
OF THE TWIN DISC, INCORPORATED 2020 STOCK INCENTIVE PLAN FOR NON-EMPLOYEE DIRECTORS. |
Management | Against | Against | ||||||||||
5. | APPROVAL
OF AMENDMENT TO THE ARTICLES OF INCORPORATION REGARDING THE MINIMUM NUMBER OF DIRECTORS. |
Management | For | For | ||||||||||
MEREDITH CORPORATION | ||||||||||||||
Security | 589433101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MDP | Meeting Date | 11-Nov-2020 | |||||||||||
ISIN | US5894331017 | Agenda | 935277764 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Elizabeth E. Tallett# | For | For | |||||||||||
2 | Donald A. Baer* | For | For | |||||||||||
3 | Gregory G. Coleman* | For | For | |||||||||||
2. | To
approve, on an advisory basis, the executive compensation program for the Company's named executive officers. |
Management | For | For | ||||||||||
3. | To
vote on a proposed amendment and restatement of the Meredith Corporation Employee Stock Purchase Plan of 2002. |
Management | For | For | ||||||||||
4. | To
ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the year ending June 30, 2021. |
Management | For | For | ||||||||||
5. | To
approve an amendment to our Restated Articles of Incorporation to clarify our ability to make distributions to our shareholders in separate classes of stock of our subsidiaries comparable to the classes of common stock and Class B stock held by them. |
Management | For | For | ||||||||||
COVETRUS, INC. | ||||||||||||||
Security | 22304C100 | Meeting Type | Special | |||||||||||
Ticker Symbol | CVET | Meeting Date | 17-Nov-2020 | |||||||||||
ISIN | US22304C1009 | Agenda | 935292994 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | To
approve the conversion of the Series A Convertible Preferred Stock into shares of Common Stock pursuant to NASDAQ Listing Rule 5635(b) to provide for the elimination of the preferred dividends. |
Management | For | For | ||||||||||
2. | To
approve an adjournment of the Special Meeting, if necessary or appropriate, to permit solicitation of additional proxies in favor of the above proposal. |
Management | For | For | ||||||||||
MOBILEIRON, INC. | ||||||||||||||
Security | 60739U204 | Meeting Type | Special | |||||||||||
Ticker Symbol | MOBL | Meeting Date | 24-Nov-2020 | |||||||||||
ISIN | US60739U2042 | Agenda | 935290964 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | To
consider and vote on the proposal to adopt the Agreement and Plan of Merger (as it may be amended from time to time), dated September 26, 2020, by and among MobileIron, Ivanti, Inc. and Oahu Merger Sub, Inc. (the "merger agreement"). |
Management | For | For | ||||||||||
2. | To
consider and vote on the proposal to approve, on a non- binding, advisory basis, the compensation that will or may become payable by MobileIron to its named executive officers in connection with the merger of Oahu Merger Sub, Inc., a wholly owned subsidiary of Ivanti, Inc., with and into MobileIron pursuant to the merger agreement (the "merger"). |
Management | For | For | ||||||||||
3. | To
consider and vote on any proposal to adjourn the special meeting to a later date or time, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the merger agreement at the time of the special meeting. |
Management | For | For | ||||||||||
CHR. HANSEN HOLDING A/S | ||||||||||||||
Security | K1830B107 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 25-Nov-2020 | ||||||||||||
ISIN | DK0060227585 | Agenda | 713299635 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
CMMT | IN
THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR- AN ADDED FEE IF REQUESTED. THANK YOU |
Non-Voting | ||||||||||||
CMMT | PLEASE
BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. |
Non-Voting | ||||||||||||
CMMT | IMPORTANT
MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE |
Non-Voting | ||||||||||||
CMMT | PLEASE
NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU |
Non-Voting | ||||||||||||
CMMT | PLEASE
NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS 7.A.A, 7.B.A TO 7.B.G AND 8.A. THANK YOU. |
Non-Voting | ||||||||||||
1 | REPORT
ON THE COMPANY'S ACTIVITIES (NOT TO BE PUT TO A VOTE) |
Non-Voting | ||||||||||||
2 | APPROVAL OF THE 2019/20 ANNUAL REPORT | Management | No Action | |||||||||||
3 | RESOLUTION ON THE APPROPRIATION OF PROFIT | Management | No Action | |||||||||||
4 | PRESENTATION
OF THE COMPANY'S 2019/20 REMUNERATION REPORT FOR AN ADVISORY VOTE |
Management | No Action | |||||||||||
5 | RESOLUTION
ON REMUNERATION OF MEMBERS OF THE BOARD OF DIRECTORS |
Management | No Action | |||||||||||
6.A | PROPOSALS
FROM THE BOARD OF DIRECTORS: PROPOSED AMENDMENT TO ARTICLE 6.9 OF THE COMPANY'S ARTICLES OF ASSOCIATION; STANDARD AGENDA FOR THE ANNUAL GENERAL MEETING |
Management | No Action | |||||||||||
6.B | PROPOSALS
FROM THE BOARD OF DIRECTORS: PROPOSED AMENDMENT TO ARTICLE 6.1 OF THE COMPANY'S ARTICLES OF ASSOCIATION; AUTHORISATION TO THE BOARD OF DIRECTORS TO RESOLVE TO HOLD PARTIAL OR FULL ELECTRONIC GENERAL MEETINGS |
Management | No Action | |||||||||||
6.C | PROPOSED
AMENDMENT TO ARTICLE 7.3 OF THE COMPANY'S ARTICLES OF ASSOCIATION; SHAREHOLDERS' NOTIFICATION OF ATTENDANCE |
Management | No Action | |||||||||||
7.A.A | ELECTION
OF A CHAIR OF THE BOARD OF DIRECTOR: DOMINIQUE REINICHE (RE-ELECTION) |
Management | No Action | |||||||||||
7.B.A | ELECTION
OF OTHER MEMBER TO THE BOARD OF DIRECTORS: JESPER BRANDGAARD (RE-ELECTION) |
Management | No Action | |||||||||||
7.B.B | ELECTION
OF OTHER MEMBER TO THE BOARD OF DIRECTORS: LUIS CANTARELL (RE-ELECTION) |
Management | No Action | |||||||||||
7.B.C | ELECTION
OF OTHER MEMBER TO THE BOARD OF DIRECTORS: HEIDI KLEINBACH-SAUTER (RE- ELECTION) |
Management | No Action | |||||||||||
7.B.D | ELECTION
OF OTHER MEMBER TO THE BOARD OF DIRECTORS: MARK WILSON (RE-ELECTION) |
Management | No Action | |||||||||||
7.B.E | ELECTION
OF OTHER MEMBER TO THE BOARD OF DIRECTORS: LISE KAAE (ELECTION) |
Management | No Action | |||||||||||
7.B.F | ELECTION
OF OTHER MEMBER TO THE BOARD OF DIRECTORS: KEVIN LANE (ELECTION) |
Management | No Action | |||||||||||
7.B.G | ELECTION
OF OTHER MEMBER TO THE BOARD OF DIRECTORS: LILLIE LI VALEUR (ELECTION) |
Management | No Action | |||||||||||
8.A | ELECTION
OF A COMPANY AUDITOR: RE-ELECTION OF PRICEWATERHOUSECOOPERS STATSAUTORISERET REVISIONS PARTNERSELSKAB |
Management | No Action | |||||||||||
9.A | PLEASE
NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSALS FROM AKADEMIKER PENSION: GOING FORWARD AND STARTING FROM THE 2020/21 FINANCIAL YEAR, THE COMPANY MUST APPLY THE RECOMMENDATIONS OF THE TASK FORCE ON CLIMATE-RELATED FINANCIAL DISCLOSURES (TCFD) AS THE FRAMEWORK FOR CLIMATE-RELATED DISCLOSURE IN THE COMPANY'S ANNUAL REPORT |
Shareholder | No Action | |||||||||||
9.B | PLEASE
NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSALS FROM AKADEMIKER PENSION: THE BOARD OF DIRECTORS MUST COMPLETE AN ASSESSMENT OF THE ABILITY OF THE COMPANY TO PUBLISH COUNTRY-BY-COUNTRY TAX REPORTING IN LINE WITH THE GLOBAL REPORTING INITIATIVE'S STANDARD (GRI 207: TAX 2019) STARTING FROM THE FINANCIAL YEAR 2021/22. THE FINDINGS OF THE ASSESSMENT SHOULD BE MADE PUBLIC BEFORE THE AGM IN 2021 |
Shareholder | No Action | |||||||||||
10 | AUTHORIZATION
OF THE CHAIRMAN OF THE ANNUAL GENERAL MEETING |
Management | No Action | |||||||||||
PERNOD RICARD SA | ||||||||||||||
Security | F72027109 | Meeting Type | MIX | |||||||||||
Ticker Symbol | Meeting Date | 27-Nov-2020 | ||||||||||||
ISIN | FR0000120693 | Agenda | 713260583 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
CMMT | THE
FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. |
Non-Voting | ||||||||||||
CMMT | FOLLOWING
CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. |
Non-Voting | ||||||||||||
CMMT | PLEASE
NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU |
Non-Voting | ||||||||||||
CMMT | 09
NOV 2020: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202010232004301-128 AND-https://www.journal- officiel.gouv.fr/balo/document/202011092004473-135;- PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK IN COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||||
1 | MODIFICATION
OF ARTICLES 35 AND 36 OF THE BYLAWS ON THE INCLUSION OF ABSTENTION, BLANK AND NULL VOTES FOR THE CALCULATION OF THE MAJORITY AT GENERAL MEETINGS IN ACCORDANCE WITH THE SOILIHI LAW |
Management | No Action | |||||||||||
2 | APPROVAL
OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 30 JUNE 2020 - ACKNOWLEDGEMENT OF THE TOTAL AMOUNT OF EXPENSES AND CHARGES REFERRED TO IN PARAGRAPH 4 OF ARTICLE 39 OF THE FRENCH GENERAL TAX CODE |
Management | No Action | |||||||||||
3 | APPROVAL
OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 30 JUNE 2020 |
Management | No Action | |||||||||||
4 | ALLOCATION
OF INCOME FOR THE FINANCIAL YEAR ENDED 30 JUNE 2020 AND SETTING OF THE DIVIDEND |
Management | No Action | |||||||||||
5 | RENEWAL
OF THE TERM OF OFFICE OF MR. ALEXANDRE RICARD AS DIRECTOR |
Management | No Action | |||||||||||
6 | RENEWAL
OF THE TERM OF OFFICE OF MR. CESAR GIRON AS DIRECTOR |
Management | No Action | |||||||||||
7 | RENEWAL
OF THE TERM OF OFFICE OF MR. WOLFGANG COLBERG AS DIRECTOR |
Management | No Action | |||||||||||
8 | APPOINTMENT
OF MRS. VIRGINIE FAUVEL AS DIRECTOR |
Management | No Action | |||||||||||
9 | SETTING
OF THE ANNUAL AMOUNT OF COMPENSATION ALLOCATED TO MEMBERS OF THE BOARD OF DIRECTORS |
Management | No Action | |||||||||||
10 | APPROVAL
OF THE COMPENSATION ELEMENTS PAID OR ALLOCATED DURING THE FINANCIAL YEAR 2019/20 TO MR. ALEXANDRE RICARD, CHAIRMAN AND CHIEF EXECUTIVE OFFICER |
Management | No Action | |||||||||||
11 | APPROVAL
OF THE COMPENSATION ELEMENTS PAID OR ALLOCATED DURING THE FINANCIAL YEAR 2019/20 TO THE CORPORATE OFFICERS |
Management | No Action | |||||||||||
12 | APPROVAL
OF THE ELEMENTS OF THE COMPENSATION POLICY APPLICABLE TO MR. ALEXANDRE RICARD, CHAIRMAN AND CHIEF EXECUTIVE OFFICER |
Management | No Action | |||||||||||
13 | APPROVAL
OF THE ELEMENTS OF THE COMPENSATION POLICY APPLICABLE TO CORPORATE OFFICERS |
Management | No Action | |||||||||||
14 | APPROVAL
OF THE REGULATED AGREEMENTS REFERRED TO IN ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE |
Management | No Action | |||||||||||
15 | AUTHORIZATION
TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO TRADE IN THE COMPANY'S SHARES |
Management | No Action | |||||||||||
16 | RATIFICATION
OF THE DECISION OF THE BOARD OF DIRECTORS TO TRANSFER THE REGISTERED OFFICE OF THE COMPANY AND OF THE AMENDMENT TO ARTICLE 4 "REGISTERED OFFICE" OF THE BYLAWS RELATING THERETO |
Management | No Action | |||||||||||
17 | DELEGATION
OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL WITHIN THE LIMIT OF 2% OF THE SHARE CAPITAL BY ISSUING SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, RESERVED FOR MEMBERS OF COMPANY SAVINGS PLANS WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF THE LATTER |
Management | No Action | |||||||||||
18 | DELEGATION
OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL WITHIN THE LIMIT OF 2% OF THE SHARE CAPITAL BY ISSUING SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL IN FAVOUR OF CATEGORY S OF DESIGNATED BENEFICIARIES WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT FOR THE BENEFIT OF THE LATTER |
Management | No Action | |||||||||||
19 | AMENDMENT
TO ARTICLE 21 OF THE BYLAWS "MEETINGS" IN ORDER TO INTRODUCE THE POSSIBILITY FOR THE BOARD OF DIRECTORS TO TAKE DECISIONS BY WRITTEN CONSULTATION UNDER THE CONDITIONS SET BY LAW SOILIHI LAW |
Management | No Action | |||||||||||
20 | MODIFICATION
OF ARTICLES 25 "REMUNERATION OF BOARD MEMBERS", 28 "CENSORS" AND 35 "ORDINARY GENERAL MEETINGS" OF THE BYLAWS IN ORDER TO REPLACE THE TERM "ATTENDANCE FEES" BY THAT OF "REMUNERATION" IN ACCORDANCE WITH THE PACTE LAW |
Management | No Action | |||||||||||
21 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management | No Action | |||||||||||
CMMT | 29
OCT 2020: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS ("CDIs")-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIs TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- |
Non-Voting | ||||||||||||
TRANSFERRING
YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU. |
||||||||||||||
STRATASYS LTD | ||||||||||||||
Security | M85548101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SSYS | Meeting Date | 30-Nov-2020 | |||||||||||
ISIN | IL0011267213 | Agenda | 935289670 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election or re-election of Director: Dov Ofer | Management | For | For | ||||||||||
1b. | Election or re-election of Director: Zeev Holtzman | Management | For | For | ||||||||||
1c. | Election or re-election of Director: John J. McEleney | Management | For | For | ||||||||||
1d. | Election or re-election of Director: Ziva Patir | Management | For | For | ||||||||||
1e. | Election or re-election of Director: David Reis | Management | For | For | ||||||||||
1f. | Election or re-election of Director: Michael Schoellhorn | Management | For | For | ||||||||||
1g. | Election or re-election of Director: Yair Seroussi | Management | For | For | ||||||||||
1h. | Election or re-election of Director: Adina Shorr | Management | For | For | ||||||||||
2. | Approval
of the continuation of the payment of the current annual compensation packages (consisting of annual cash fees for Board and committee service, annual option grants and per meeting cash fees) to the non-employee directors of the Company in respect of their directorship services on the Company's Board of Directors (the "Board"). |
Management | For | For | ||||||||||
3. | Approval
of compensation for the Company's new Chairman of the Board, Dov Ofer. |
Management | For | For | ||||||||||
4. | Approval
of an increase by 500,000 in the number of ordinary shares available for issuance under the Company's 2012 Omnibus Equity Incentive Plan. |
Management | Against | Against | ||||||||||
5. | Approval
of amendment to Compensation Policy to amend D&O insurance coverage and premium/deductible parameters. |
Management | For | For | ||||||||||
5a. | The
undersigned hereby confirms that he, she or it is not a "controlling shareholder" (under the Israeli Companies Law, as described in the Proxy Statement) and does not have a conflict of interest (referred to as a "personal interest" under the Israeli Companies Law, as described in the Proxy Statement) in the approval of Proposal 5 [MUST COMPLETE]. |
Management | For | |||||||||||
6. | Reappointment
of Kesselman & Kesselman, a member of PricewaterhouseCoopers International Limited, as the Company's independent auditors for the year ending December 31, 2020 and until the Company's next annual general meeting of shareholders, and authorization of the Board (upon recommendation of the audit committee of the Board) to fix their remuneration. |
Management | For | For | ||||||||||
PERCEPTRON, INC. | ||||||||||||||
Security | 71361F100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PRCP | Meeting Date | 08-Dec-2020 | |||||||||||
ISIN | US71361F1003 | Agenda | 935296651 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | Adoption
of the Agreement and Plan of Merger, dated as of September 27, 2020, by and among Perceptron, Inc., Atlas Copco North America LLC and Odyssey Acquisition Corp. (the "Merger Agreement"). |
Management | For | For | ||||||||||
2. | Approval
of the adjournment of the annual meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the annual meeting to approve the proposal to adopt the Merger Agreement or in the absence of a quorum. |
Management | For | For | ||||||||||
3. | A
non-binding resolution to approve the compensation payments that will or may be paid by the Company to certain named executive officers in connection with the merger contemplated by the Merger Agreement. |
Management | For | For | ||||||||||
4. | DIRECTOR | Management | ||||||||||||
1 | John F. Bryant | For | For | |||||||||||
2 | Jay W. Freeland | For | For | |||||||||||
3 | Sujatha Kumar | For | For | |||||||||||
4 | C. Richard Neely, Jr. | For | For | |||||||||||
5 | James A. Ratigan | For | For | |||||||||||
6 | William C. Taylor | For | For | |||||||||||
5. | A
non-binding resolution to approve the compensation of our named executive officers. |
Management | For | For | ||||||||||
6. | The
ratification of the selection of BDO USA, LLP as the Company's independent registered public accounting firm for fiscal 2021. |
Management | For | For | ||||||||||
FARMER BROS. CO. | ||||||||||||||
Security | 307675108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FARM | Meeting Date | 09-Dec-2020 | |||||||||||
ISIN | US3076751086 | Agenda | 935288402 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Allison M. Boersma | For | For | |||||||||||
2 | Alfred Poe | For | For | |||||||||||
2. | To
ratify the selection of Deloitte & Touche LLP ("Deloitte") as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2021. |
Management | For | For | ||||||||||
3. | To
hold an advisory (non-binding) vote to approve the compensation paid to the Company's Named Executive Officers. |
Management | For | For | ||||||||||
4. | To
approve the Farmer Bros. Co. Amended and Restated 2017 Long-Term Incentive Plan (the "Amended and Restated 2017 Plan"), which includes an increase in the number of shares of stock authorized for issuance under the plan and certain technical and administrative updates. |
Management | Against | Against | ||||||||||
GRIFFON CORPORATION | ||||||||||||||
Security | 398433102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GFF | Meeting Date | 28-Jan-2021 | |||||||||||
ISIN | US3984331021 | Agenda | 935317265 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Henry A. Alpert | For | For | |||||||||||
2 | Jerome L. Coben | For | For | |||||||||||
3 | Ronald J. Kramer | For | For | |||||||||||
4 | Victor Eugene Renuart | For | For | |||||||||||
5 | Kevin F. Sullivan | For | For | |||||||||||
2. | Approval
of the resolution approving the compensation of our executive officers as disclosed in the Proxy Statement. |
Management | For | For | ||||||||||
3. | Ratification
of the selection by our audit committee of Grant Thornton LLP to serve as our independent registered public accounting firm for fiscal year 2021. |
Management | For | For | ||||||||||
UGI CORPORATION | ||||||||||||||
Security | 902681105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | UGI | Meeting Date | 29-Jan-2021 | |||||||||||
ISIN | US9026811052 | Agenda | 935316718 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election
of Director for a term expiring in 2022: Frank S. Hermance, Chair |
Management | For | For | ||||||||||
1B. | Election
of Director for a term expiring in 2022: M. Shawn Bort |
Management | For | For | ||||||||||
1C. | Election
of Director for a term expiring in 2022: Theodore A. Dosch |
Management | For | For | ||||||||||
1D. | Election
of Director for a term expiring in 2022: Alan N. Harris |
Management | For | For | ||||||||||
1E. | Election
of Director for a term expiring in 2022: Mario Longhi |
Management | For | For | ||||||||||
1F. | Election
of Director for a term expiring in 2022: William J. Marrazzo |
Management | For | For | ||||||||||
1G. | Election
of Director for a term expiring in 2022: Cindy J. Miller |
Management | For | For | ||||||||||
1H. | Election
of Director for a term expiring in 2022: Kelly A. Romano |
Management | For | For | ||||||||||
1I. | Election
of Director for a term expiring in 2022: James B. Stallings, Jr. |
Management | For | For | ||||||||||
1J. | Election
of Director for a term expiring in 2022: John L. Walsh |
Management | For | For | ||||||||||
2. | Advisory Vote on Executive Compensation. | Management | For | For | ||||||||||
3. | Approval of the Company's 2021 Incentive Award Plan. | Management | Against | Against | ||||||||||
4. | Ratification
of Independent Registered Public Accounting Firm for 2021. |
Management | For | For | ||||||||||
DIGI INTERNATIONAL INC. | ||||||||||||||
Security | 253798102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DGII | Meeting Date | 29-Jan-2021 | |||||||||||
ISIN | US2537981027 | Agenda | 935318243 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Christopher D. Heim | Management | For | For | ||||||||||
1B. | Election of Director: Sally J. Smith | Management | For | For | ||||||||||
2. | Company
proposal to approve, on a non-binding advisory basis, the compensation paid to named executive officers. |
Management | For | For | ||||||||||
3. | Ratification
of the appointment of Grant Thornton LLP as independent registered public accounting firm of the company for the 2021 fiscal year. |
Management | For | For | ||||||||||
4. | Company
proposal to approve the Digi International Inc. 2021 Omnibus Incentive Plan. |
Management | Against | Against | ||||||||||
ENERGIZER HOLDINGS, INC. | ||||||||||||||
Security | 29272W109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ENR | Meeting Date | 01-Feb-2021 | |||||||||||
ISIN | US29272W1099 | Agenda | 935317568 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Carlos Abrams-Rivera | Management | For | For | ||||||||||
1B. | Election of Director: Bill G. Armstrong | Management | For | For | ||||||||||
1C. | Election of Director: Cynthia J. Brinkley | Management | For | For | ||||||||||
1D. | Election of Director: Rebecca Frankiewicz | Management | For | For | ||||||||||
1E. | Election of Director: Alan R. Hoskins | Management | For | For | ||||||||||
1F. | Election of Director: Kevin J. Hunt | Management | For | For | ||||||||||
1G. | Election of Director: James C. Johnson | Management | For | For | ||||||||||
1H. | Election of Director: Mark S. LaVigne | Management | For | For | ||||||||||
1I. | Election of Director: Patrick J. Moore | Management | For | For | ||||||||||
1J. | Election of Director: Nneka L. Rimmer | Management | For | For | ||||||||||
1K. | Election of Director: Robert V. Vitale | Management | For | For | ||||||||||
2. | To
ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal 2021. |
Management | For | For | ||||||||||
3. | Advisory, non-binding vote on executive compensation. | Management | For | For | ||||||||||
ROCKWELL AUTOMATION, INC. | ||||||||||||||
Security | 773903109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ROK | Meeting Date | 02-Feb-2021 | |||||||||||
ISIN | US7739031091 | Agenda | 935318534 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
A. | DIRECTOR | Management | ||||||||||||
1 | William P. Gipson | For | For | |||||||||||
2 | J. Phillip Holloman | For | For | |||||||||||
3 | Steven R. Kalmanson | For | For | |||||||||||
4 | Lawrence D. Kingsley | For | For | |||||||||||
5 | Lisa A. Payne | For | For | |||||||||||
B. | To
approve, on an advisory basis, the compensation of the Corporation's named executive officers. |
Management | For | For | ||||||||||
C. | To
approve the selection of Deloitte & Touche LLP as the Corporation's independent registered public accounting firm. |
Management | For | For | ||||||||||
EDGEWELL PERSONAL CARE COMPANY | ||||||||||||||
Security | 28035Q102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | EPC | Meeting Date | 04-Feb-2021 | |||||||||||
ISIN | US28035Q1022 | Agenda | 935313813 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Robert W. Black | Management | For | For | ||||||||||
1B. | Election of Director: George R. Corbin | Management | For | For | ||||||||||
1C. | Election of Director: Daniel J. Heinrich | Management | For | For | ||||||||||
1D. | Election of Director: Carla C. Hendra | Management | For | For | ||||||||||
1E. | Election of Director: John C. Hunter, III | Management | For | For | ||||||||||
1F. | Election of Director: James C. Johnson | Management | For | For | ||||||||||
1G. | Election of Director: Rod R. Little | Management | For | For | ||||||||||
1H. | Election of Director: Joseph D. O'Leary | Management | For | For | ||||||||||
1I. | Election of Director: Rakesh Sachdev | Management | For | For | ||||||||||
1J. | Election of Director: Swan Sit | Management | For | For | ||||||||||
1K. | Election of Director: Gary K. Waring | Management | For | For | ||||||||||
2. | To
ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for fiscal 2021. |
Management | For | For | ||||||||||
3. | To
cast a non-binding advisory vote on executive compensation. |
Management | For | For | ||||||||||
MUELLER WATER PRODUCTS, INC. | ||||||||||||||
Security | 624758108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MWA | Meeting Date | 09-Feb-2021 | |||||||||||
ISIN | US6247581084 | Agenda | 935318180 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Shirley C. Franklin | Management | For | For | ||||||||||
1B. | Election of Director: Scott Hall | Management | For | For | ||||||||||
1C. | Election of Director: Thomas J. Hansen | Management | For | For | ||||||||||
1D. | Election of Director: Jerry W. Kolb | Management | For | For | ||||||||||
1E. | Election of Director: Mark J. O'Brien | Management | For | For | ||||||||||
1F. | Election of Director: Christine Ortiz | Management | For | For | ||||||||||
1G. | Election of Director: Bernard G. Rethore | Management | For | For | ||||||||||
1H. | Election of Director: Lydia W. Thomas | Management | For | For | ||||||||||
1I. | Election of Director: Michael T. Tokarz | Management | For | For | ||||||||||
1J. | Election of Director: Stephen C. Van Arsdell | Management | For | For | ||||||||||
2. | To
approve, on an advisory basis, the compensation of the Company's named executive officers. |
Management | For | For | ||||||||||
3. | To
ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2021. |
Management | For | For | ||||||||||
INGLES MARKETS, INCORPORATED | ||||||||||||||
Security | 457030104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | IMKTA | Meeting Date | 09-Feb-2021 | |||||||||||
ISIN | US4570301048 | Agenda | 935320096 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Ernest E. Ferguson | For | For | |||||||||||
2 | John R. Lowden | For | For | |||||||||||
2. | To
approve, by non-binding vote, executive compensation, as disclosed in the Proxy Statement. |
Management | For | For | ||||||||||
3. | To
recommend, by non-binding vote, the frequency of executive compensation votes. |
Management | 1 Year | For | ||||||||||
4. | Stockholder
proposal concerning equal voting rights for each share. |
Shareholder | Against | For | ||||||||||
PNM RESOURCES, INC. | ||||||||||||||
Security | 69349H107 | Meeting Type | Special | |||||||||||
Ticker Symbol | PNM | Meeting Date | 12-Feb-2021 | |||||||||||
ISIN | US69349H1077 | Agenda | 935324397 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | Approve
the Agreement and Plan of Merger, dated as of October 20, 2020, as it may be amended from time to time, or the merger agreement, by and among PNM Resources, Inc. (the Company), Avangrid, Inc. and NM Green Holdings, Inc. |
Management | For | For | ||||||||||
2. | Approve,
by non-binding, advisory vote, certain existing compensation arrangements for the Company's named executive officers in connection with the merger contemplated by the merger agreement. |
Management | For | For | ||||||||||
3. | Approve
one or more adjournments of the special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the merger agreement. |
Management | For | For | ||||||||||
NAVISTAR INTERNATIONAL CORPORATION | ||||||||||||||
Security | 63934E108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NAV | Meeting Date | 02-Mar-2021 | |||||||||||
ISIN | US63934E1082 | Agenda | 935333081 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | To
adopt the Merger Agreement and transactions contemplated thereby. |
Management | For | For | ||||||||||
2. | To
approve certain compensation arrangements for the Company's named executive officers in connection with the Merger. |
Management | For | For | ||||||||||
3. | DIRECTOR | Management | ||||||||||||
1 | Troy A. Clarke | For | For | |||||||||||
2 | José María Alapont | For | For | |||||||||||
3 | Stephen R. D'Arcy | For | For | |||||||||||
4 | Vincent J. Intrieri | For | For | |||||||||||
5 | Mark H. Rachesky, M.D. | For | For | |||||||||||
6 | Christian Schulz | For | For | |||||||||||
7 | Kevin M. Sheehan | For | For | |||||||||||
8 | Dennis A. Suskind | For | For | |||||||||||
9 | Janet T. Yeung | For | For | |||||||||||
4. | Advisory Vote on Executive Compensation. | Management | For | For | ||||||||||
5. | Vote
to ratify the selection of KPMG LLP as our independent registered public accounting firm. |
Management | For | For | ||||||||||
6. | To
approve the adjournment or postponement of the Annual Meeting, if necessary, to continue to solicit votes for the Merger Proposal. |
Management | For | For | ||||||||||
REALPAGE, INC. | ||||||||||||||
Security | 75606N109 | Meeting Type | Special | |||||||||||
Ticker Symbol | RP | Meeting Date | 08-Mar-2021 | |||||||||||
ISIN | US75606N1090 | Agenda | 935334261 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | To
approve the adoption of the Agreement and Plan of Merger (the "Merger Agreement"), dated as of December 20, 2020, by and among Mirasol Parent, LLC, Mirasol Merger Sub, Inc., and RealPage, Inc. ("RealPage"). |
Management | For | For | ||||||||||
2. | To
approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to RealPage's named executive officers that is based on or otherwise relates to the Merger Agreement and the transactions contemplated by the Merger Agreement. |
Management | For | For | ||||||||||
3. | To
adjourn the special meeting to a later date or dates if necessary or appropriate to solicit additional proxies if there are insufficient votes to approve Proposal 1 at the time of the special meeting. |
Management | For | For | ||||||||||
AEROJET ROCKETDYNE HOLDINGS, INC. | ||||||||||||||
Security | 007800105 | Meeting Type | Special | |||||||||||
Ticker Symbol | AJRD | Meeting Date | 09-Mar-2021 | |||||||||||
ISIN | US0078001056 | Agenda | 935333966 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | Adoption
of the Merger Agreement and the transactions contemplated thereby. |
Management | For | For | ||||||||||
2. | Adjournment
of the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement and the transactions contemplated thereby at the time of the Special Meeting. |
Management | For | For | ||||||||||
3. | Adoption
of a non-binding, advisory proposal to approve certain compensation payable to Aerojet Rocketdyne's named executive officers in connection with the Merger. |
Management | For | For | ||||||||||
BASSETT FURNITURE INDUSTRIES, INC. | ||||||||||||||
Security | 070203104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BSET | Meeting Date | 10-Mar-2021 | |||||||||||
ISIN | US0702031040 | Agenda | 935334158 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Emma S. Battle | For | For | |||||||||||
2 | John R. Belk | For | For | |||||||||||
3 | Kristina Cashman | For | For | |||||||||||
4 | Virginia W. Hamlet | For | For | |||||||||||
5 | J. Walter McDowell | For | For | |||||||||||
6 | Robert H. Spilman, Jr. | For | For | |||||||||||
7 | William C. Wampler, Jr. | For | For | |||||||||||
8 | William C. Warden, Jr. | For | For | |||||||||||
2. | PROPOSAL
TO RATIFY THE SELECTION OF ERNST & YOUNG LLP as the Company's independent registered public accounting firm for the fiscal year ending November 27, 2021. |
Management | For | For | ||||||||||
3. | PROPOSAL
to consider and act on an advisory vote regarding the approval of compensation paid to certain executive officers. |
Management | For | For | ||||||||||
4. | PROPOSAL
to approve the Company's 2021 Stock Incentive Plan. |
Management | For | For | ||||||||||
NATIONAL FUEL GAS COMPANY | ||||||||||||||
Security | 636180101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NFG | Meeting Date | 11-Mar-2021 | |||||||||||
ISIN | US6361801011 | Agenda | 935329626 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | David H. Anderson | For | For | |||||||||||
2 | David P. Bauer | For | For | |||||||||||
3 | Barbara M. Baumann | For | For | |||||||||||
4 | Rebecca Ranich | Withheld | Against | |||||||||||
2. | Advisory
approval of named executive officer compensation |
Management | For | For | ||||||||||
3. | Approval
of an amendment of the Restated Certificate of Incorporation to declassify the Board of Directors |
Management | For | For | ||||||||||
4. | Ratification
of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal 2021 |
Management | For | For | ||||||||||
WADDELL & REED FINANCIAL, INC. | ||||||||||||||
Security | 930059100 | Meeting Type | Special | |||||||||||
Ticker Symbol | WDR | Meeting Date | 23-Mar-2021 | |||||||||||
ISIN | US9300591008 | Agenda | 935337988 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | A
proposal to adopt the Agreement and Plan of Merger (as amended or supplemented from time to time, the "merger agreement"), by and among Waddell & Reed Financial, Inc. (the "Company"), Macquarie Management Holdings, Inc. ("Macquarie"), Merry Merger Sub, Inc., and (solely for limited purposes) Macquarie Financial Holdings Pty Ltd, pursuant to which, among other things, Merger Sub will be merged with and into the Company (the "merger"), with the Company surviving the merger as a wholly-owned subsidiary of Macquarie. |
Management | For | For | ||||||||||
2. | A
proposal to approve, by a non-binding advisory vote, the compensation that may be paid or become payable to the Company's principal executive officer, principal financial officer and three most highly compensated executive officers other than the principal executive officer and principal financial officer that is based on or otherwise relates to the merger and the other transactions contemplated by the merger agreement. |
Management | For | For | ||||||||||
3. | A
proposal to adjourn the special meeting to a later date or time, if necessary or appropriate, to solicit additional proxies in favor of the proposal to adopt the merger agreement if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement. |
Management | For | For | ||||||||||
THE BANK OF NEW YORK MELLON CORPORATION | ||||||||||||||
Security | 064058100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BK | Meeting Date | 13-Apr-2021 | |||||||||||
ISIN | US0640581007 | Agenda | 935338132 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Linda Z. Cook | Management | For | For | ||||||||||
1B. | Election of Director: Joseph J. Echevarria | Management | For | For | ||||||||||
1C. | Election of Director: Thomas P. "Todd" Gibbons | Management | For | For | ||||||||||
1D. | Election of Director: M. Amy Gilliland | Management | For | For | ||||||||||
1E. | Election of Director: Jeffrey A. Goldstein | Management | For | For | ||||||||||
1F. | Election of Director: K. Guru Gowrappan | Management | For | For | ||||||||||
1G. | Election of Director: Ralph Izzo | Management | For | For | ||||||||||
1H. | Election of Director: Edmund F. "Ted" Kelly | Management | For | For | ||||||||||
1I. | Election of Director: Elizabeth E. Robinson | Management | For | For | ||||||||||
1J. | Election of Director: Samuel C. Scott III | Management | For | For | ||||||||||
1K. | Election of Director: Frederick O. Terrell | Management | For | For | ||||||||||
1L. | Election of Director: Alfred W. "Al" Zollar | Management | For | For | ||||||||||
2. | Advisory
resolution to approve the 2020 compensation of our named executive officers. |
Management | For | For | ||||||||||
3. | Ratification
of KPMG LLP as our independent auditor for 2021. |
Management | For | For | ||||||||||
4. | Stockholder
proposal regarding stockholder requests for a record date to initiate written consent. |
Shareholder | Against | For | ||||||||||
CUBIC CORPORATION | ||||||||||||||
Security | 229669106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CUB | Meeting Date | 13-Apr-2021 | |||||||||||
ISIN | US2296691064 | Agenda | 935394558 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Prithviraj Banerjee | For | For | |||||||||||
2 | Bruce G. Blakley | For | For | |||||||||||
3 | Maureen Breakiron-Evans | For | For | |||||||||||
4 | Denise L. Devine | For | For | |||||||||||
5 | Bradley H. Feldmann | For | For | |||||||||||
6 | Carolyn A. Flowers | For | For | |||||||||||
7 | Janice M. Hamby | For | For | |||||||||||
8 | David F. Melcher | For | For | |||||||||||
9 | Steven J. Norris | For | For | |||||||||||
2. | Approval,
on an advisory, non-binding basis, of the Company's named executive office compensation. |
Management | For | For | ||||||||||
3. | Ratification
of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2021. |
Management | For | For | ||||||||||
HEWLETT PACKARD ENTERPRISE COMPANY | ||||||||||||||
Security | 42824C109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HPE | Meeting Date | 14-Apr-2021 | |||||||||||
ISIN | US42824C1099 | Agenda | 935339045 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Daniel Ammann | Management | For | For | ||||||||||
1B. | Election of Director: Pamela L. Carter | Management | For | For | ||||||||||
1C. | Election of Director: Jean M. Hobby | Management | For | For | ||||||||||
1D. | Election of Director: George R. Kurtz | Management | For | For | ||||||||||
1E. | Election of Director: Raymond J. Lane | Management | For | For | ||||||||||
1F. | Election of Director: Ann M. Livermore | Management | For | For | ||||||||||
1G. | Election of Director: Antonio F. Neri | Management | For | For | ||||||||||
1H. | Election of Director: Charles H. Noski | Management | For | For | ||||||||||
1I. | Election of Director: Raymond E. Ozzie | Management | For | For | ||||||||||
1J. | Election of Director: Gary M. Reiner | Management | For | For | ||||||||||
1K. | Election of Director: Patricia F. Russo | Management | For | For | ||||||||||
1L. | Election of Director: Mary Agnes Wilderotter | Management | For | For | ||||||||||
2. | Ratification
of the appointment of the independent registered public accounting firm for the fiscal year ending October 31, 2021. |
Management | For | For | ||||||||||
3. | Approval
of the Hewlett Packard Enterprise 2021 Stock Incentive Plan. |
Management | For | For | ||||||||||
4. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
5. | Advisory
vote on the frequency of future advisory votes on executive compensation. |
Management | 1 Year | For | ||||||||||
CNH INDUSTRIAL N.V. | ||||||||||||||
Security | N20944109 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 15-Apr-2021 | ||||||||||||
ISIN | NL0010545661 | Agenda | 713654526 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
CMMT | PLEASE
NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. |
Non-Voting | ||||||||||||
CMMT | PLEASE
NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU |
Non-Voting | ||||||||||||
1 | OPEN MEETING | Non-Voting | ||||||||||||
2.a | RECEIVE
EXPLANATION ON COMPANY'S RESERVES AND DIVIDEND POLICY |
Non-Voting | ||||||||||||
2.b | ADOPT
FINANCIAL STATEMENTS AND STATUTORY REPORTS |
Management | No Action | |||||||||||
2.c | APPROVE DIVIDENDS OF EUR 0.11 PER SHARE | Management | No Action | |||||||||||
2.d | APPROVE DISCHARGE OF DIRECTORS | Management | No Action | |||||||||||
3 | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||||
4.a | REELECT
SUZANNE HEYWOOD AS EXECUTIVE DIRECTOR |
Management | No Action | |||||||||||
4.b | ELECT SCOTT W. WINE AS EXECUTIVE DIRECTOR | Management | No Action | |||||||||||
4.c | REELECT
HOWARD W. BUFFETT AS NON- EXECUTIVE DIRECTOR |
Management | No Action | |||||||||||
4.d | REELECT
TUFAN ERGINBILGIC AS NON-EXECUTIVE DIRECTOR |
Management | No Action | |||||||||||
4.e | REELECT
LEO W. HOULE AS NON-EXECUTIVE DIRECTOR |
Management | No Action | |||||||||||
4.f | REELECT
JOHN B. LANAWAY AS NON-EXECUTIVE DIRECTOR |
Management | No Action | |||||||||||
4.g | REELECT
ALESSANDRO NASI AS NON-EXECUTIVE DIRECTOR |
Management | No Action | |||||||||||
4.h | REELECT
LORENZO SIMONELLI AS NON-EXECUTIVE DIRECTOR |
Management | No Action | |||||||||||
4.i | REELECT
VAGN SORENSEN AS NON-EXECUTIVE DIRECTOR |
Management | No Action | |||||||||||
5 | RATIFY
ERNST & YOUNG ACCOUNTANTS LLP AS AUDITORS |
Management | No Action | |||||||||||
6 | AUTHORIZE
REPURCHASE OF UP TO 10 PERCENT OF ISSUED COMMON SHARES |
Management | No Action | |||||||||||
7 | CLOSE MEETING | Non-Voting | ||||||||||||
CMMT | 08
MAR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXY EDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE. THANK YOU |
Non-Voting | ||||||||||||
CMMT | 08
MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||||
DANA INCORPORATED | ||||||||||||||
Security | 235825205 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DAN | Meeting Date | 21-Apr-2021 | |||||||||||
ISIN | US2358252052 | Agenda | 935342268 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Rachel A. Gonzalez | For | For | |||||||||||
2 | James K. Kamsickas | For | For | |||||||||||
3 | Virginia A. Kamsky | For | For | |||||||||||
4 | Bridget E. Karlin | For | For | |||||||||||
5 | Raymond E. Mabus, Jr. | For | For | |||||||||||
6 | Michael J. Mack, Jr. | For | For | |||||||||||
7 | R. Bruce McDonald | For | For | |||||||||||
8 | Diarmuid B. O'Connell | For | For | |||||||||||
9 | Keith E. Wandell | For | For | |||||||||||
2. | Approval
of a non-binding advisory proposal approving executive compensation. |
Management | For | For | ||||||||||
3. | Ratification
of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm. |
Management | For | For | ||||||||||
4. | Approval
of the Dana Incorporated 2021 Omnibus Incentive Plan. |
Management | For | For | ||||||||||
BOUYGUES | ||||||||||||||
Security | F11487125 | Meeting Type | MIX | |||||||||||
Ticker Symbol | Meeting Date | 22-Apr-2021 | ||||||||||||
ISIN | FR0000120503 | Agenda | 713660721 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
CMMT | THE
FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. |
Non-Voting | ||||||||||||
CMMT | FOLLOWING
CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. |
Non-Voting | ||||||||||||
CMMT | 08
MAR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIs)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIs TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU AND-PLEASE |
Non-Voting | ||||||||||||
NOTE
THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU AND INTERMEDIARY CLIENTS ONLY - PLEASE NOTE-THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER-RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER-INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO-PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK-TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE |
||||||||||||||
CMMT | PLEASE
NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE |
Non-Voting | ||||||||||||
CMMT | 06
APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF-COMMENT AND CHANGE IN NUMBERING FOR ALL RESOLUTIONS. IF YOU HAVE ALREADY SENT-IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR-ORIGINAL INSTRUCTIONS. THANK YOU AND PLEASE NOTE THAT IMPORTANT ADDITIONAL-MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202103052100426-28 |
Non-Voting | ||||||||||||
1 | APPROVAL
OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2020 |
Management | No Action | |||||||||||
2 | APPROVAL
OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2020 |
Management | No Action | |||||||||||
3 | ALLOCATION
OF INCOME FOR THE FINANCIAL YEAR 2020 AND SETTING OF THE DIVIDEND |
Management | No Action | |||||||||||
4 | APPROVAL
OF THE REGULATED AGREEMENTS REFERRED TO IN ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE |
Management | No Action | |||||||||||
5 | APPROVAL
OF THE COMPENSATION POLICY FOR EXECUTIVE CORPORATE OFFICERS |
Management | No Action | |||||||||||
6 | APPROVAL
OF THE COMPENSATION POLICY FOR DIRECTORS |
Management | No Action | |||||||||||
7 | APPROVAL
OF THE INFORMATION RELATING TO THE COMPENSATION OF CORPORATE OFFICERS REFERRED TO IN SECTION I OF ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL CODE |
Management | No Action | |||||||||||
8 | APPROVAL
OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED FOR THE FINANCIAL YEAR 2020 TO MR. MARTIN BOUYGUES, CHAIRMAN AND CHIEF EXECUTIVE OFFICER |
Management | No Action | |||||||||||
9 | APPROVAL
OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED FOR THE FINANCIAL YEAR 2020 TO MR. OLIVIER BOUYGUES, DEPUTY CHIEF EXECUTIVE OFFICER UNTIL 31 AUGUST 2020 |
Management | No Action | |||||||||||
10 | APPROVAL
OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED FOR THE FINANCIAL YEAR 2020 TO MR. PHILIPPE MARIEN, DEPUTY CHIEF EXECUTIVE OFFICER UNTIL 19 FEBRUARY 2020 |
Management | No Action | |||||||||||
11 | APPROVAL
OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED FOR THE FINANCIAL YEAR 2020 TO MR. OLIVIER ROUSSAT, DEPUTY CHIEF EXECUTIVE OFFICER |
Management | No Action | |||||||||||
12 | RENEWAL
OF THE TERM OF OFFICE OF MR. MARTIN BOUYGUES AS DIRECTOR |
Management | No Action | |||||||||||
13 | APPOINTMENT
OF MRS. PASCALINE DE DREUZY AS DIRECTOR, AS A REPLACEMENT FOR MRS. ANNE- MARIE IDRAC |
Management | No Action | |||||||||||
14 | RENEWAL
OF THE TERM OF OFFICE OF ERNST &YOUNG AUDIT AS PRINCIPAL STATUTORY AUDITOR |
Management | No Action | |||||||||||
15 | AUTHORISATION
GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF EIGHTEEN MONTHS, IN ORDER TO TRADE IN THE COMPANY'S SHARES |
Management | No Action | |||||||||||
16 | AUTHORISATION
GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF EIGHTEEN MONTHS, IN ORDER TO REDUCE THE SHARE CAPITAL BY CANCELLING TREASURY SHARES |
Management | No Action | |||||||||||
17 | DELEGATION
OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE SHARE CAPITAL, WITH RETENTION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, BY ISSUING SHARES AND ANY TRANSFERABLE SECURITIES GRANTING IMMEDIATE AND/OR FUTURE ACCESS TO SHARES OF THE COMPANY OR ONE OF ITS SUBSIDIARIES |
Management | No Action | |||||||||||
18 | DELEGATION
OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE SHARE CAPITAL BY CAPITALISATION OF PREMIUMS, RESERVES, PROFITS OR OTHERS |
Management | No Action | |||||||||||
19 | DELEGATION
OF AUTHORITY TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE SHARE CAPITAL BY MEANS OF A PUBLIC OFFERING OTHER THAN THOSE REFERRED TO IN ARTICLE L. 411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, BY ISSUING SHARES AND ANY TRANSFERABLE SECURITIES GRANTING IMMEDIATE AND/OR FUTURE ACCESS TO SHARES OF THE COMPANY OR ONE OF ITS SUBSIDIARIES |
Management | No Action | |||||||||||
20 | DELEGATION
OF AUTHORITY TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE SHARE CAPITAL BY MEANS OF PUBLIC OFFERINGS AS REFERRED TO IN ARTICLE L. 411-2 1DECREE OF THE FRENCH MONETARY AND FINANCIAL CODE, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, BY ISSUING SHARES AND ANY TRANSFERABLE SECURITIES GRANTING IMMEDIATE AND/OR FUTURE ACCESS TO SHARES OF THE COMPANY OR ONE OF ITS SUBSIDIARIES |
Management | No Action | |||||||||||
21 | AUTHORISATION
GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER TO SET, IN ACCORDANCE WITH THE TERMS AND CONDITIONS DETERMINED BY THE GENERAL MEETING, THE ISSUE PRICE, WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE RIGHT TO SUBSCRIBE TO EQUITY SECURITIES TO BE ISSUED IMMEDIATELY OR IN THE FUTURE |
Management | No Action | |||||||||||
22 | DELEGATION
OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE, WITH OR WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT |
Management | No Action | |||||||||||
23 | DELEGATION
OF POWERS GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE SHARE CAPITAL WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, IN ORDER TO REMUNERATE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND CONSISTING OF EQUITY SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF ANOTHER COMPANY, OUTSIDE A PUBLIC EXCHANGE OFFER |
Management | No Action | |||||||||||
24 | DELEGATION
OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE SHARE CAPITAL, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, IN ORDER TO REMUNERATE CONTRIBUTIONS OF SECURITIES IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY |
Management | No Action | |||||||||||
25 | DELEGATION
OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER TO ISSUE SHARES WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, AS A RESULT OF THE ISSUE, BY A SUBSIDIARY, OF TRANSFERABLE SECURITIES GRANTING ACCESS TO SHARES OF THE COMPANY |
Management | No Action | |||||||||||
26 | DELEGATION
OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE SHARE CAPITAL, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, FOR THE BENEFIT OF THE EMPLOYEES OR CORPORATE OFFICERS OF THE COMPANY OR RELATED COMPANIES, WHO ARE MEMBERS OF A COMPANY SAVINGS PLAN |
Management | No Action | |||||||||||
27 | AUTHORISATION
GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER TO GRANT SHARE SUBSCRIPTION OR PURCHASE OPTIONS TO EMPLOYEES OR CORPORATE OFFICERS OF THE COMPANY OR RELATED COMPANIES |
Management | No Action | |||||||||||
28 | AUTHORISATION
GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER TO PROCEED WITH FREE ALLOCATIONS OF EXISTING SHARES OR SHARES TO BE ISSUED, WITH WAIVER BY SHAREHOLDERS OF THEIR PRE-EMPTIVE SUBSCRIPTION RIGHTS, FOR THE BENEFIT OF EMPLOYEES OR CORPORATE OFFICERS OF THE COMPANY OR RELATED COMPANIES |
Management | No Action | |||||||||||
29 | AUTHORISATION
GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER TO PROCEED WITH FREE ALLOCATIONS OF EXISTING SHARES OR SHARES TO BE ISSUED DEDICATED TO RETIREMENT BENEFITS, WITH WAIVER BY THE SHAREHOLDERS OF THEIR PRE-EMPTIVE SUBSCRIPTION RIGHTS, FOR THE BENEFIT OF ELIGIBLE EMPLOYEES OR CORPORATE OFFICERS OF THE COMPANY OR RELATED COMPANIES |
Management | No Action | |||||||||||
30 | DELEGATION
OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF EIGHTEEN MONTHS, IN ORDER TO ISSUE SHARE SUBSCRIPTION WARRANTS, WITHIN THE LIMIT OF 25% OF THE SHARE CAPITAL, DURING A PERIOD OF PUBLIC OFFERING FOR THE COMPANY |
Management | No Action | |||||||||||
31 | AMENDMENT
TO ARTICLE 13 OF THE COMPANY'S BY-LAWS IN ORDER TO CHANGE THE AGE LIMIT FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS |
Management | No Action | |||||||||||
32 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | |||||||||||
THE AES CORPORATION | ||||||||||||||
Security | 00130H105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AES | Meeting Date | 22-Apr-2021 | |||||||||||
ISIN | US00130H1059 | Agenda | 935343397 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Janet G. Davidson | Management | For | For | ||||||||||
1B. | Election of Director: Andrés R. Gluski | Management | For | For | ||||||||||
1C. | Election of Director: Tarun Khanna | Management | For | For | ||||||||||
1D. | Election of Director: Holly K. Koeppel | Management | For | For | ||||||||||
1E. | Election of Director: Julia M. Laulis | Management | For | For | ||||||||||
1F. | Election of Director: James H. Miller | Management | For | For | ||||||||||
1G. | Election of Director: Alain Monié | Management | For | For | ||||||||||
1H. | Election of Director: John B. Morse, Jr. | Management | For | For | ||||||||||
1I. | Election of Director: Moisés Naím | Management | For | For | ||||||||||
1J. | Election of Director: Teresa M. Sebastian | Management | For | For | ||||||||||
2. | To
approve, on an advisory basis, the Company's executive compensation. |
Management | For | For | ||||||||||
3. | To
ratify the appointment of Ernst & Young LLP as the independent auditor of the Company for fiscal year 2021. |
Management | For | For | ||||||||||
4. | To
vote on a non-binding Stockholder proposal seeking to adopt a by-law to subject any by-law or charter amendments to a Stockholder vote. |
Shareholder | Against | For | ||||||||||
GATX CORPORATION | ||||||||||||||
Security | 361448103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GATX | Meeting Date | 23-Apr-2021 | |||||||||||
ISIN | US3614481030 | Agenda | 935348397 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1.1 | Election of Director: Diane M. Aigotti | Management | For | For | ||||||||||
1.2 | Election of Director: Anne L. Arvia | Management | For | For | ||||||||||
1.3 | Election of Director: Brian A. Kenney | Management | For | For | ||||||||||
1.4 | Election of Director: James B. Ream | Management | For | For | ||||||||||
1.5 | Election of Director: Adam L. Stanley | Management | For | For | ||||||||||
1.6 | Election of Director: David S. Sutherland | Management | For | For | ||||||||||
1.7 | Election of Director: Stephen R. Wilson | Management | For | For | ||||||||||
1.8 | Election of Director: Paul G. Yovovich | Management | For | For | ||||||||||
2. | ADVISORY
RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||||
3. | RATIFICATION
OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2021. |
Management | For | For | ||||||||||
GLU MOBILE INC. | ||||||||||||||
Security | 379890106 | Meeting Type | Special | |||||||||||
Ticker Symbol | GLUU | Meeting Date | 26-Apr-2021 | |||||||||||
ISIN | US3798901068 | Agenda | 935371853 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | To
adopt the Agreement and Plan of Merger (as it may be amended from time to time, the "Merger Agreement"), dated as of February 8, 2021, by and among Electronic Arts Inc. ("Electronic Arts"), a Delaware corporation, Giants Acquisition Sub, Inc., a Delaware corporation and wholly owned subsidiary of Electronic Arts, and Glu Mobile Inc., a Delaware corporation. |
Management | For | For | ||||||||||
2. | To
approve, on a non-binding advisory basis, the compensation that may be paid or become payable to our named executive officers that is based on or otherwise relates to the Merger. |
Management | For | For | ||||||||||
3. | To
approve the adjournment of the virtual special meeting to a later date or dates, if our board of directors determines that it is necessary or appropriate, and is permitted by the Merger Agreement, to (i) solicit additional proxies if (a) there is not a quorum present or represented by proxy or (b) there are insufficient votes to adopt the Merger Agreement, (ii) give holders of our common stock, par value $0.0001 per share, additional time to evaluate any supplemental or amended disclosure or (iii) otherwise comply with applicable law. |
Management | For | For | ||||||||||
THE PNC FINANCIAL SERVICES GROUP, INC. | ||||||||||||||
Security | 693475105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PNC | Meeting Date | 27-Apr-2021 | |||||||||||
ISIN | US6934751057 | Agenda | 935343208 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Joseph Alvarado | Management | For | For | ||||||||||
1B. | Election of Director: Charles E. Bunch | Management | For | For | ||||||||||
1C. | Election of Director: Debra A. Cafaro | Management | For | For | ||||||||||
1D. | Election of Director: Marjorie Rodgers Cheshire | Management | For | For | ||||||||||
1E. | Election of Director: David L. Cohen | Management | For | For | ||||||||||
1F. | Election of Director: William S. Demchak | Management | For | For | ||||||||||
1G. | Election of Director: Andrew T. Feldstein | Management | For | For | ||||||||||
1H. | Election of Director: Richard J. Harshman | Management | For | For | ||||||||||
1I. | Election of Director: Daniel R. Hesse | Management | For | For | ||||||||||
1J. | Election of Director: Linda R. Medler | Management | For | For | ||||||||||
1K. | Election of Director: Martin Pfinsgraff | Management | For | For | ||||||||||
1L. | Election of Director: Toni Townes-Whitley | Management | For | For | ||||||||||
1M. | Election of Director: Michael J. Ward | Management | For | For | ||||||||||
2. | Ratification
of the Audit Committee's selection of PricewaterhouseCoopers LLP as PNC's independent registered public accounting firm for 2021. |
Management | For | For | ||||||||||
3. | Advisory
vote to approve named executive officer compensation. |
Management | For | For | ||||||||||
4. | Shareholder
proposal regarding report on risk management and the nuclear weapons industry. |
Shareholder | Abstain | Against | ||||||||||
ASTEC INDUSTRIES, INC. | ||||||||||||||
Security | 046224101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ASTE | Meeting Date | 27-Apr-2021 | |||||||||||
ISIN | US0462241011 | Agenda | 935348258 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | James B. Baker | For | For | |||||||||||
2 | Glen E. Tellock | For | For | |||||||||||
2. | To
approve, on an advisory basis, the Compensation of the Company's named executive officers. |
Management | For | For | ||||||||||
3. | To approve the Company's 2021 Equity Incentive Plan. | Management | For | For | ||||||||||
4. | To
ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for calendar year 2021. |
Management | For | For | ||||||||||
WELLS FARGO & COMPANY | ||||||||||||||
Security | 949746101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WFC | Meeting Date | 27-Apr-2021 | |||||||||||
ISIN | US9497461015 | Agenda | 935349363 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Steven D. Black | Management | For | For | ||||||||||
1B. | Election of Director: Mark A. Chancy | Management | For | For | ||||||||||
1C. | Election of Director: Celeste A. Clark | Management | For | For | ||||||||||
1D. | Election of Director: Theodore F. Craver, Jr. | Management | For | For | ||||||||||
1E. | Election of Director: Wayne M. Hewett | Management | For | For | ||||||||||
1F. | Election of Director: Maria R. Morris | Management | For | For | ||||||||||
1G. | Election of Director: Charles H. Noski | Management | For | For | ||||||||||
1H. | Election of Director: Richard B. Payne, Jr. | Management | For | For | ||||||||||
1I. | Election of Director: Juan A. Pujadas | Management | For | For | ||||||||||
1J. | Election of Director: Ronald L. Sargent | Management | For | For | ||||||||||
1K. | Election of Director: Charles W. Scharf | Management | For | For | ||||||||||
1L. | Election of Director: Suzanne M. Vautrinot | Management | For | For | ||||||||||
2. | Advisory resolution to approve executive compensation. | Management | For | For | ||||||||||
3. | Ratification
of the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2021. |
Management | For | For | ||||||||||
4. | Shareholder
Proposal - Make Shareholder Proxy Access More Accessible. |
Shareholder | Abstain | Against | ||||||||||
5. | Shareholder
Proposal - Amend Certificate of Incorporation to Become a Delaware Public Benefit Corporation. |
Shareholder | Against | For | ||||||||||
6. | Shareholder
Proposal - Report on Incentive-Based Compensation and Risks of Material Losses. |
Shareholder | Against | For | ||||||||||
7. | Shareholder Proposal - Conduct a Racial Equity Audit. | Shareholder | Abstain | Against | ||||||||||
CITIGROUP INC. | ||||||||||||||
Security | 172967424 | Meeting Type | Annual | |||||||||||
Ticker Symbol | C | Meeting Date | 27-Apr-2021 | |||||||||||
ISIN | US1729674242 | Agenda | 935349515 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Ellen M. Costello | Management | For | For | ||||||||||
1B. | Election of Director: Grace E. Dailey | Management | For | For | ||||||||||
1C. | Election of Director: Barbara J. Desoer | Management | For | For | ||||||||||
1D. | Election of Director: John C. Dugan | Management | For | For | ||||||||||
1E. | Election of Director: Jane N. Fraser | Management | For | For | ||||||||||
1F. | Election of Director: Duncan P. Hennes | Management | For | For | ||||||||||
1G. | Election of Director: Peter B. Henry | Management | For | For | ||||||||||
1H. | Election of Director: S. Leslie Ireland | Management | For | For | ||||||||||
1I. | Election of Director: Lew W. (Jay) Jacobs, IV | Management | For | For | ||||||||||
1J. | Election of Director: Renée J. James | Management | For | For | ||||||||||
1K. | Election of Director: Gary M. Reiner | Management | For | For | ||||||||||
1L. | Election of Director: Diana L. Taylor | Management | For | For | ||||||||||
1M. | Election of Director: James S. Turley | Management | For | For | ||||||||||
1N. | Election of Director: Deborah C. Wright | Management | For | For | ||||||||||
1O. | Election of Director: Alexander R. Wynaendts | Management | For | For | ||||||||||
1P. | Election of Director: Ernesto Zedillo Ponce de Leon | Management | For | For | ||||||||||
2. | Proposal
to ratify the selection of KPMG LLP as Citi's independent registered public accounting firm for 2021. |
Management | For | For | ||||||||||
3. | Advisory
vote to approve Citi's 2020 Executive Compensation. |
Management | For | For | ||||||||||
4. | Approval
of additional authorized shares under the Citigroup 2019 Stock Incentive Plan. |
Management | For | For | ||||||||||
5. | Stockholder
proposal requesting an amendment to Citi's proxy access by-law provisions pertaining to the aggregation limit. |
Shareholder | Abstain | Against | ||||||||||
6. | Stockholder
proposal requesting an Independent Board Chairman. |
Shareholder | Against | For | ||||||||||
7. | Stockholder
proposal requesting non-management employees on director nominee candidate lists. |
Shareholder | Against | For | ||||||||||
8. | Stockholder
proposal requesting a report disclosing information regarding Citi's lobbying payments, policies and activities. |
Shareholder | Abstain | Against | ||||||||||
9. | Stockholder
proposal requesting a racial equity audit analyzing Citi's adverse impacts on nonwhite stakeholders and communities of color. |
Shareholder | Abstain | Against | ||||||||||
10. | Stockholder
proposal requesting that the Board approve an amendment to Citi's Certificate of Incorporation to become a Public Benefit Corporation and to submit the proposed amendment to stockholders for approval. |
Shareholder | Against | For | ||||||||||
BAUSCH HEALTH COMPANIES, INC. | ||||||||||||||
Security | 071734107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BHC | Meeting Date | 27-Apr-2021 | |||||||||||
ISIN | CA0717341071 | Agenda | 935352726 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Richard U. De Schutter | Management | For | For | ||||||||||
1B. | Election of Director: D. Robert Hale | Management | For | For | ||||||||||
1C. | Election of Director: Brett Icahn | Management | For | For | ||||||||||
1D. | Election of Director: Dr. Argeris (Jerry) N. Karabelas | Management | For | For | ||||||||||
1E. | Election of Director: Sarah B. Kavanagh | Management | For | For | ||||||||||
1F. | Election of Director: Steven D. Miller | Management | For | For | ||||||||||
1G. | Election of Director: Joseph C. Papa | Management | For | For | ||||||||||
1H. | Election of Director: John A. Paulson | Management | For | For | ||||||||||
1I. | Election of Director: Robert N. Power | Management | For | For | ||||||||||
1J. | Election of Director: Russel C. Robertson | Management | For | For | ||||||||||
1K. | Election of Director: Thomas W. Ross, Sr. | Management | For | For | ||||||||||
1L. | Election of Director: Andrew C. von Eschenbach, M.D. | Management | For | For | ||||||||||
1M. | Election of Director: Amy B. Wechsler, M.D. | Management | For | For | ||||||||||
2. | The
approval, in an advisory vote, of the compensation of our Named Executive Officers. |
Management | For | For | ||||||||||
3. | To
appoint PricewaterhouseCoopers LLP as the auditor for the Company to hold office until the close of the 2022 Annual Meeting of Shareholders and to authorize the Company's Board of Directors to fix the auditor's remuneration. |
Management | For | For | ||||||||||
CUBIC CORPORATION | ||||||||||||||
Security | 229669106 | Meeting Type | Special | |||||||||||
Ticker Symbol | CUB | Meeting Date | 27-Apr-2021 | |||||||||||
ISIN | US2296691064 | Agenda | 935368262 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | Proposal
to adopt the Agreement and Plan of Merger, dated as of February 7, 2021 (as may be amended from time to time, the "merger agreement"), by and among Cubic Corporation, a Delaware corporation (the "Company"), Atlas CC Acquisition Corp., a Delaware corporation ("Parent"), and Atlas Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of Parent ("Sub"). |
Management | For | For | ||||||||||
2. | Proposal
to approve, by a non-binding advisory vote, the compensation that may be paid or become payable to the Company's named executive officers and that is based on, or otherwise relates to, the merger of Sub with and into the Company, as contemplated by the merger agreement. |
Management | For | For | ||||||||||
3. | Proposal
to adjourn the special meeting from time to time to a later date or time if necessary or appropriate, including to solicit additional proxies in favor of the proposal to adopt the merger agreement if there are insufficient votes at the time of the special meeting to adopt the merger agreement. |
Management | For | For | ||||||||||
TEXTRON INC. | ||||||||||||||
Security | 883203101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TXT | Meeting Date | 28-Apr-2021 | |||||||||||
ISIN | US8832031012 | Agenda | 935343323 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Scott C. Donnelly | Management | For | For | ||||||||||
1B. | Election of Director: Kathleen M. Bader | Management | For | For | ||||||||||
1C. | Election of Director: R. Kerry Clark | Management | For | For | ||||||||||
1D. | Election of Director: James T. Conway | Management | For | For | ||||||||||
1E. | Election of Director: Paul E. Gagné | Management | For | For | ||||||||||
1F. | Election of Director: Ralph D. Heath | Management | For | For | ||||||||||
1G. | Election of Director: Deborah Lee James | Management | For | For | ||||||||||
1H. | Election of Director: Lionel L. Nowell III | Management | For | For | ||||||||||
1I. | Election of Director: James L. Ziemer | Management | For | For | ||||||||||
1J. | Election of Director: Maria T. Zuber | Management | For | For | ||||||||||
2. | Approval
of the advisory (non-binding) resolution to approve executive compensation. |
Management | For | For | ||||||||||
3. | Ratification
of appointment of independent registered public accounting firm. |
Management | For | For | ||||||||||
4. | Shareholder
proposal regarding shareholder action by written consent. |
Shareholder | Against | For | ||||||||||
THE EASTERN COMPANY | ||||||||||||||
Security | 276317104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | EML | Meeting Date | 28-Apr-2021 | |||||||||||
ISIN | US2763171046 | Agenda | 935353069 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Fredrick D. DiSanto | For | For | |||||||||||
2 | John W. Everets | For | For | |||||||||||
3 | Charles W. Henry | For | For | |||||||||||
4 | Michael A. McManus, Jr. | For | For | |||||||||||
5 | James A. Mitarotonda | For | For | |||||||||||
6 | Peggy B. Scott | For | For | |||||||||||
7 | August M. Vlak | For | For | |||||||||||
2. | Advisory
vote to approve the compensation of the named executive officers. |
Management | For | For | ||||||||||
3. | Ratify
the appointment of the independent registered public accounting firm (Fiondella, Milone & LaSaracina LLP) for fiscal year 2021. |
Management | For | For | ||||||||||
GRUPO TELEVISA, S.A.B. | ||||||||||||||
Security | 40049J206 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TV | Meeting Date | 28-Apr-2021 | |||||||||||
ISIN | US40049J2069 | Agenda | 935409993 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
L1 | Resolution 1. | Management | For | |||||||||||
L2 | Resolution 2. | Management | For | |||||||||||
LA1 | Resolution 1. | Management | For | |||||||||||
L3 | Resolution II. | Management | For | |||||||||||
D1 | Resolution 1 | Management | For | |||||||||||
D2 | Resolution 2 | Management | For | |||||||||||
D1A | Resolution 1 | Management | For | |||||||||||
D1B | Resolution 2 | Management | For | |||||||||||
D3 | Resolution II | Management | For | |||||||||||
A | Resolution I | Management | For | |||||||||||
B | Resolution II | Management | Abstain | |||||||||||
C | Resolution III | Management | Abstain | |||||||||||
D | Resolution IV | Management | For | |||||||||||
E | Resolution V | Management | For | |||||||||||
F | Resolution VI | Management | Abstain | |||||||||||
G | Resolution VII | Management | For | |||||||||||
H | Resolution VIII | Management | For | |||||||||||
A1 | Resolution 1 | Management | For | |||||||||||
A2 | Resolution 2 | Management | For | |||||||||||
A3 | Resolution 3 | Management | For | |||||||||||
A4 | Resolution 4 | Management | For | |||||||||||
A5 | Resolution 5 | Management | For | |||||||||||
A6 | Resolution 6 | Management | For | |||||||||||
A7 | Resolution 7 | Management | For | |||||||||||
A8 | Resolution 8 | Management | Abstain | |||||||||||
A9 | Resolution 9 | Management | For | |||||||||||
A10 | Resolution 10 | Management | Abstain | |||||||||||
A11 | Resolution 11 | Management | For | |||||||||||
B1 | Resolution 1 | Management | For | |||||||||||
B2 | Resolution 2 | Management | For | |||||||||||
B3 | Resolution 3 | Management | For | |||||||||||
B4 | Resolution 4 | Management | For | |||||||||||
B5 | Resolution 5 | Management | For | |||||||||||
BA1 | Resolution 1 | Management | For | |||||||||||
BA2 | Resolution 2 | Management | For | |||||||||||
BA3 | Resolution 3 | Management | Abstain | |||||||||||
BA4 | Resolution 4 | Management | For | |||||||||||
BA5 | Resolution 5 | Management | For | |||||||||||
A12 | Resolution X | Management | For | |||||||||||
A13 | Resolution XI | Management | For | |||||||||||
A14 | Resolution XII | Management | Abstain | |||||||||||
A15 | Resolution XIII | Management | For | |||||||||||
A16 | Resolution XIV | Management | For | |||||||||||
AB1 | Resolution I | Management | For | |||||||||||
AB2 | Resolution II | Management | For | |||||||||||
MYERS INDUSTRIES, INC. | ||||||||||||||
Security | 628464109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MYE | Meeting Date | 29-Apr-2021 | |||||||||||
ISIN | US6284641098 | Agenda | 935349539 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | YVETTE DAPREMONT BRIGHT | For | For | |||||||||||
2 | SARAH R. COFFIN | For | For | |||||||||||
3 | RONALD M. DE FEO | For | For | |||||||||||
4 | WILLIAM A. FOLEY | For | For | |||||||||||
5 | JEFFREY KRAMER | For | For | |||||||||||
6 | F. JACK LIEBAU, JR. | For | For | |||||||||||
7 | BRUCE M. LISMAN | For | For | |||||||||||
8 | LORI LUTEY | For | For | |||||||||||
9 | MICHAEL MCGAUGH | For | For | |||||||||||
10 | WILLIAM SANDBROOK | Withheld | Against | |||||||||||
11 | ROBERT A. STEFANKO | For | For | |||||||||||
2. | Amend
Article VII of the Articles to provide for majority voting for directors in uncontested elections. |
Management | For | For | ||||||||||
3. | Amend
Article VII of the Articles to provide for majority voting on all matters subject to shareholder approval. |
Management | For | For | ||||||||||
4. | Adopt
the Myers Industries, Inc. 2021 Long-Term Incentive Plan. |
Management | For | For | ||||||||||
5. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||||
6. | Ratification
of Appointment of Independent Registered Public Accounting Firm. |
Management | For | For | ||||||||||
FERRO CORPORATION | ||||||||||||||
Security | 315405100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FOE | Meeting Date | 29-Apr-2021 | |||||||||||
ISIN | US3154051003 | Agenda | 935367664 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | David A. Lorber | For | For | |||||||||||
2 | Marran H. Ogilvie | For | For | |||||||||||
3 | Andrew M. Ross | For | For | |||||||||||
4 | Allen A. Spizzo | For | For | |||||||||||
5 | Peter T. Thomas | For | For | |||||||||||
6 | Ronald P. Vargo | For | For | |||||||||||
2. | Advisory
vote on the compensation for named executive officers. |
Management | For | For | ||||||||||
3. | Ratification
of the appointment of Deloitte & Touche LLP as the Independent Registered Accounting Firm. |
Management | For | For | ||||||||||
4. | Shareholder
proposal regarding simple majority vote, if properly presented at the meeting. |
Shareholder | Against | For | ||||||||||
DIEBOLD NIXDORF, INCORPORATED | ||||||||||||||
Security | 253651103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DBD | Meeting Date | 30-Apr-2021 | |||||||||||
ISIN | US2536511031 | Agenda | 935346343 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Arthur F. Anton | Management | For | For | ||||||||||
1B. | Election of Director: Bruce H. Besanko | Management | For | For | ||||||||||
1C. | Election of Director: Reynolds C. Bish | Management | For | For | ||||||||||
1D. | Election of Director: Ellen M. Costello | Management | For | For | ||||||||||
1E. | Election of Director: Phillip R. Cox | Management | For | For | ||||||||||
1F. | Election of Director: Dr. Alexander Dibelius | Management | For | For | ||||||||||
1G. | Election of Director: Matthew Goldfarb | Management | For | For | ||||||||||
1H. | Election of Director: Gary G. Greenfield | Management | For | For | ||||||||||
1I. | Election of Director: Gerrard B. Schmid | Management | For | For | ||||||||||
1J. | Election of Director: Kent M. Stahl | Management | For | For | ||||||||||
1K. | Election of Director: Lauren C. States | Management | For | For | ||||||||||
2. | To
ratify the appointment of KPMG LLP as our independent registered public accounting firm for the year ending December 31, 2021. |
Management | For | For | ||||||||||
3. | To
approve, on an advisory basis, named executive officer compensation. |
Management | For | For | ||||||||||
4. | To
approve an amendment to the Diebold Nixdorf, Incorporated 2017 Equity and Performance Incentive Plan. |
Management | For | For | ||||||||||
THE E.W. SCRIPPS COMPANY | ||||||||||||||
Security | 811054402 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SSP | Meeting Date | 03-May-2021 | |||||||||||
ISIN | US8110544025 | Agenda | 935355607 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of Director: Lauren Rich Fine | Management | For | For | ||||||||||
1b. | Election of Director: Wonya Y. Lucas | Management | For | For | ||||||||||
1c. | Election of Director: Kim Williams | Management | For | For | ||||||||||
ARCOSA, INC. | ||||||||||||||
Security | 039653100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ACA | Meeting Date | 04-May-2021 | |||||||||||
ISIN | US0396531008 | Agenda | 935357500 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Class II Director: Joseph Alvarado | Management | For | For | ||||||||||
1B. | Election of Class II Director: Jeffrey A. Craig | Management | For | For | ||||||||||
1C. | Election of Class II Director: John W. Lindsay | Management | For | For | ||||||||||
1D. | Election of Class III Director: Rhys J. Best | Management | For | For | ||||||||||
1E. | Election of Class III Director: David W. Biegler | Management | For | For | ||||||||||
1F. | Election of Class III Director: Antonio Carrillo | Management | For | For | ||||||||||
2. | Approve,
on an Advisory Basis, Named Executive Officer Compensation. |
Management | For | For | ||||||||||
3. | Ratify
the Appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. |
Management | For | For | ||||||||||
INTRICON CORPORATION | ||||||||||||||
Security | 46121H109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | IIN | Meeting Date | 04-May-2021 | |||||||||||
ISIN | US46121H1095 | Agenda | 935359287 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Nicholas A. Giordano | For | For | |||||||||||
2 | Raymond Huggenberger | For | For | |||||||||||
2. | An
advisory vote to approve executive compensation, as described in the Proxy Statement, referred to as "say-on- pay." |
Management | For | For | ||||||||||
3. | To
approve an amendment to Intricon Corporation's Amended and Restated 2015 Equity Incentive Plan to, among other matters, increase the number of shares of common stock authorized for issuance under that plan by 500,000 shares, as more fully described in the Proxy Statement. |
Management | Against | Against | ||||||||||
4. | To
ratify the appointment of Deloitte & Touche LLP as Intricon Corporation's independent registered public accounting firm for fiscal year 2021. |
Management | For | For | ||||||||||
ENPRO INDUSTRIES, INC. | ||||||||||||||
Security | 29355X107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NPO | Meeting Date | 04-May-2021 | |||||||||||
ISIN | US29355X1072 | Agenda | 935365317 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Marvin A. Riley | For | For | |||||||||||
2 | Thomas M. Botts | For | For | |||||||||||
3 | Felix M. Brueck | For | For | |||||||||||
4 | B. Bernard Burns, Jr. | For | For | |||||||||||
5 | Diane C. Creel | For | For | |||||||||||
6 | Adele M. Gulfo | For | For | |||||||||||
7 | David L. Hauser | For | For | |||||||||||
8 | John Humphrey | For | For | |||||||||||
9 | Kees van der Graaf | For | For | |||||||||||
2. | On
an advisory basis, to approve the compensation to our named executive officers as disclosed in the Proxy Statement. |
Management | For | For | ||||||||||
3. | To
ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2021. |
Management | For | For | ||||||||||
BUNGE LIMITED | ||||||||||||||
Security | G16962105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BG | Meeting Date | 05-May-2021 | |||||||||||
ISIN | BMG169621056 | Agenda | 935349375 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Sheila Bair | Management | For | For | ||||||||||
1B. | Election of Director: Carol M. Browner | Management | For | For | ||||||||||
1C. | Election of Director: Paul Fribourg | Management | For | For | ||||||||||
1D. | Election of Director: J. Erik Fyrwald | Management | For | For | ||||||||||
1E. | Election of Director: Gregory A. Heckman | Management | For | For | ||||||||||
1F. | Election of Director: Bernardo Hees | Management | For | For | ||||||||||
1G. | Election of Director: Kathleen Hyle | Management | For | For | ||||||||||
1H. | Election of Director: Henry W. Winship | Management | For | For | ||||||||||
1I. | Election of Director: Mark N. Zenuk | Management | For | For | ||||||||||
2. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
3. | To
appoint Deloitte & Touche LLP as Bunge Limited's independent auditors for the fiscal year ending December 31, 2021 and to authorize the audit committee of the Board of Directors to determine the independent auditors' fees. |
Management | For | For | ||||||||||
4. | Amendment
to the Bunge Limited 2017 Non-Employee Director Equity Incentive Plan to increase the number of authorized shares by 200,000 shares. |
Management | For | For | ||||||||||
5. | Shareholder
proposal regarding a report on the soy supply chain. |
Shareholder | Abstain | Against | ||||||||||
6. | Shareholder proposal regarding simple majority vote. | Shareholder | Against | For | ||||||||||
AEROJET ROCKETDYNE HOLDINGS, INC. | ||||||||||||||
Security | 007800105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AJRD | Meeting Date | 05-May-2021 | |||||||||||
ISIN | US0078001056 | Agenda | 935353780 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1 | DIRECTOR | Management | ||||||||||||
1 | Gen Kevin P. Chilton | For | For | |||||||||||
2 | Thomas A. Corcoran | For | For | |||||||||||
3 | Eileen P. Drake | For | For | |||||||||||
4 | James R. Henderson | For | For | |||||||||||
5 | Warren G. Lichtenstein | For | For | |||||||||||
6 | Gen Lance W. Lord | For | For | |||||||||||
7 | Audrey A. McNiff | For | For | |||||||||||
8 | Martin Turchin | For | For | |||||||||||
2. | Advisory
vote to approve Aerojet Rocketdyne's executive compensation. |
Management | For | For | ||||||||||
3. | Ratification
of the appointment of PricewaterhouseCoopers LLP, an independent registered public accounting firm, as independent auditors of the Company for the year ending December 31, 2021. |
Management | For | For | ||||||||||
ALLIED MOTION TECHNOLOGIES INC. | ||||||||||||||
Security | 019330109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AMOT | Meeting Date | 05-May-2021 | |||||||||||
ISIN | US0193301092 | Agenda | 935387767 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | ELECTION
OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING: R. B. Engel |
Management | For | For | ||||||||||
1B. | ELECTION
OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING: R. D. Federico |
Management | For | For | ||||||||||
1C. | ELECTION
OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING: S. C. Finch |
Management | For | For | ||||||||||
1D. | ELECTION
OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING: J. J. Tanous |
Management | For | For | ||||||||||
1E. | ELECTION
OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING: N. R. Tzetzo |
Management | For | For | ||||||||||
1F. | ELECTION
OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING: R. S. Warzala |
Management | For | For | ||||||||||
1G. | ELECTION
OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING: M. R. Winter |
Management | For | For | ||||||||||
2. | ADVISORY
VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||||
3. | RATIFICATION
OF THE APPOINTMENT OF THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2021. |
Management | For | For | ||||||||||
PERSPECTA INC. | ||||||||||||||
Security | 715347100 | Meeting Type | Special | |||||||||||
Ticker Symbol | PRSP | Meeting Date | 05-May-2021 | |||||||||||
ISIN | US7153471005 | Agenda | 935389292 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | To
adopt the Agreement and Plan of Merger, dated as of January 27, 2021, as amended from time to time (the "Merger Agreement"), among (i) Perspecta Inc. (the "Company"), (ii) Jaguar ParentCo Inc., and (iii) Jaguar Merger Sub Inc. ("Merger Sub"), pursuant to which Merger Sub will merge with and into the Company (the "Merger"). |
Management | For | For | ||||||||||
2. | To
approve, by non-binding, advisory vote, certain compensation arrangements for the Company's named executive officers in connection with the Merger. |
Management | For | For | ||||||||||
3. | To
approve the adjournment of the Special Meeting, if necessary or appropriate, including adjournment to solicit additional proxies if there are insufficient votes at the time of the Special Meeting to adopt the Merger Agreement. |
Management | For | For | ||||||||||
WIDEOPENWEST, INC. | ||||||||||||||
Security | 96758W101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WOW | Meeting Date | 06-May-2021 | |||||||||||
ISIN | US96758W1018 | Agenda | 935355758 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Teresa Elder | Management | For | For | ||||||||||
1B. | Election of Director: Jeffrey Marcus | Management | For | For | ||||||||||
1C. | Election of Director: Phil Seskin | Management | For | For | ||||||||||
2. | Ratify
the appointment of BDO USA, LLP as the Company's independent registered public accounting firm for 2021. |
Management | For | For | ||||||||||
3. | Approve,
by non-binding advisory vote, the Company's executive compensation. |
Management | For | For | ||||||||||
GCP APPLIED TECHNOLOGIES INC | ||||||||||||||
Security | 36164Y101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GCP | Meeting Date | 06-May-2021 | |||||||||||
ISIN | US36164Y1010 | Agenda | 935362169 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1.1 | Election of Director: Simon M. Bates | Management | For | For | ||||||||||
1.2 | Election of Director: Peter A. Feld | Management | For | For | ||||||||||
1.3 | Election of Director: Janet Plaut Giesselman | Management | For | For | ||||||||||
1.4 | Election of Director: Clay H. Kiefaber | Management | For | For | ||||||||||
1.5 | Election of Director: Armand F. Lauzon | Management | For | For | ||||||||||
1.6 | Election of Director: Marran H. Ogilvie | Management | For | For | ||||||||||
1.7 | Election of Director: Andrew M. Ross | Management | For | For | ||||||||||
1.8 | Election of Director: Linda J. Welty | Management | For | For | ||||||||||
1.9 | Election of Director: Robert H. Yanker | Management | For | For | ||||||||||
2. | To
ratify the appointment of PricewaterhouseCoopers LLP as GCP's independent registered public accounting firm for 2021. |
Management | For | For | ||||||||||
3. | To
approve, on an advisory, non-binding basis, the compensation of GCP's named executive officers, as described in the accompanying proxy statement. |
Management | For | For | ||||||||||
MUELLER INDUSTRIES, INC. | ||||||||||||||
Security | 624756102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MLI | Meeting Date | 06-May-2021 | |||||||||||
ISIN | US6247561029 | Agenda | 935392845 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Gregory L. Christopher | For | For | |||||||||||
2 | Elizabeth Donovan | For | For | |||||||||||
3 | Gennaro J. Fulvio | For | For | |||||||||||
4 | Gary S. Gladstein | For | For | |||||||||||
5 | Scott J. Goldman | For | For | |||||||||||
6 | John B. Hansen | For | For | |||||||||||
7 | Terry Hermanson | For | For | |||||||||||
8 | Charles P. Herzog, Jr. | For | For | |||||||||||
2. | Approve
the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm. |
Management | For | For | ||||||||||
3. | To
approve, on an advisory basis by non-binding vote, executive compensation. |
Management | For | For | ||||||||||
PNM RESOURCES, INC. | ||||||||||||||
Security | 69349H107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PNM | Meeting Date | 11-May-2021 | |||||||||||
ISIN | US69349H1077 | Agenda | 935369719 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Vicky A. Bailey | Management | For | For | ||||||||||
1B. | Election of Director: Norman P. Becker | Management | For | For | ||||||||||
1C. | Election of Director: Patricia K. Collawn | Management | For | For | ||||||||||
1D. | Election of Director: E. Renae Conley | Management | For | For | ||||||||||
1E. | Election of Director: Alan J. Fohrer | Management | For | For | ||||||||||
1F. | Election of Director: Sidney M. Gutierrez | Management | For | For | ||||||||||
1G. | Election of Director: James A. Hughes | Management | For | For | ||||||||||
1H. | Election of Director: Maureen T. Mullarkey | Management | For | For | ||||||||||
1I. | Election of Director: Donald K. Schwanz | Management | For | For | ||||||||||
2. | Ratify
the appointment of KPMG LLP as our independent registered public accounting firm for 2021. |
Management | For | For | ||||||||||
3. | Approve,
on an advisory basis, the compensation of our named executive officers as disclosed in the 2021 proxy statement. |
Management | For | For | ||||||||||
4. | Publish
a report on costs and benefits of voluntary climate- related activities. |
Shareholder | Abstain | Against | ||||||||||
HYSTER-YALE MATERIALS HANDLING,INC. | ||||||||||||||
Security | 449172105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HY | Meeting Date | 12-May-2021 | |||||||||||
ISIN | US4491721050 | Agenda | 935365610 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: James B. Bemowski | Management | For | For | ||||||||||
1B. | Election of Director: J.C. Butler, Jr. | Management | For | For | ||||||||||
1C. | Election of Director: Carolyn Corvi | Management | For | For | ||||||||||
1D. | Election of Director: Edward T. Eliopoulos | Management | For | For | ||||||||||
1E. | Election of Director: John P. Jumper | Management | For | For | ||||||||||
1F. | Election of Director: Dennis W. LaBarre | Management | For | For | ||||||||||
1G. | Election of Director: H. Vincent Poor | Management | For | For | ||||||||||
1H. | Election of Director: Alfred M. Rankin, Jr. | Management | For | For | ||||||||||
1I. | Election of Director: Claiborne R. Rankin | Management | For | For | ||||||||||
1J. | Election of Director: Britton T. Taplin | Management | For | For | ||||||||||
1K. | Election of Director: David B.H. Williams | Management | For | For | ||||||||||
1L. | Election of Director: Eugene Wong | Management | For | For | ||||||||||
2. | To
approve on an advisory basis the Company's Named Executive Officer compensation. |
Management | For | For | ||||||||||
3. | To
confirm the appointment of Ernst & Young LLP, as the independent registered public accounting firm for the Company. |
Management | For | For | ||||||||||
DRIL-QUIP, INC. | ||||||||||||||
Security | 262037104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DRQ | Meeting Date | 12-May-2021 | |||||||||||
ISIN | US2620371045 | Agenda | 935367652 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1.1 | Election of Director: Steven L. Newman | Management | For | For | ||||||||||
1.2 | Election of Director: Amy B. Schwetz | Management | For | For | ||||||||||
2. | Approval
of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. |
Management | For | For | ||||||||||
3. | Advisory
vote to approve compensation of the Company's named executive officers. |
Management | For | For | ||||||||||
4. | Amendment
of 2017 Omnibus Incentive Plan of Dril-Quip, Inc. to increase the number of shares authorized for issuance. |
Management | For | For | ||||||||||
COVETRUS, INC. | ||||||||||||||
Security | 22304C100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CVET | Meeting Date | 12-May-2021 | |||||||||||
ISIN | US22304C1009 | Agenda | 935373605 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Mark J. Manoff | For | For | |||||||||||
2 | Edward M. McNamara | For | For | |||||||||||
3 | Steven Paladino | For | For | |||||||||||
4 | Sandra Peterson | For | For | |||||||||||
2. | Ratification
of the appointment of BDO USA, LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. |
Management | For | For | ||||||||||
3. | To
approve an amendment to our amended and restated certificate of incorporation to eliminate supermajority voting requirements. |
Management | For | For | ||||||||||
4. | To
approve, by a non-binding, advisory vote, the 2020 compensation paid to our named executive officers. |
Management | For | For | ||||||||||
LANDS' END, INC. | ||||||||||||||
Security | 51509F105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LE | Meeting Date | 13-May-2021 | |||||||||||
ISIN | US51509F1057 | Agenda | 935367400 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Robert Galvin | For | For | |||||||||||
2 | Jerome Griffith | For | For | |||||||||||
3 | Elizabeth Leykum | For | For | |||||||||||
4 | Josephine Linden | For | For | |||||||||||
5 | John T. McClain | For | For | |||||||||||
6 | Maureen Mullen Murphy | For | For | |||||||||||
7 | Jignesh Patel | For | For | |||||||||||
8 | Jonah Staw | For | For | |||||||||||
2. | Advisory
vote to approve the compensation of our Named Executive Officers. |
Management | For | For | ||||||||||
3. | Ratify
the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal year 2021. |
Management | For | For | ||||||||||
FLUSHING FINANCIAL CORPORATION | ||||||||||||||
Security | 343873105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FFIC | Meeting Date | 18-May-2021 | |||||||||||
ISIN | US3438731057 | Agenda | 935373922 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election
of Class B Director for a term expiring in 2024: Michael A. Azarian |
Management | For | For | ||||||||||
1B. | Election
of Class B Director for a term expiring in 2024: Steven J. D'Iorio |
Management | For | For | ||||||||||
1C. | Election
of Class B Director for a term expiring in 2024: Louis C. Grassi |
Management | For | For | ||||||||||
1D. | Election
of Class B Director for a term expiring in 2024: Sam S. Han |
Management | For | For | ||||||||||
2. | Approve
an amendment to the 2014 Omnibus Incentive Plan. |
Management | For | For | ||||||||||
3. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
4. | Ratification
of appointment of BDO USA, LLP as the Independent Registered Public Accounting Firm for the year ending December 31, 2021. |
Management | For | For | ||||||||||
UNITED STATES CELLULAR CORPORATION | ||||||||||||||
Security | 911684108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | USM | Meeting Date | 18-May-2021 | |||||||||||
ISIN | US9116841084 | Agenda | 935375027 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | J. S. Crowley | For | For | |||||||||||
2 | G. P. Josefowicz | For | For | |||||||||||
3 | C. D. Stewart | For | For | |||||||||||
2. | Ratify accountants for 2021. | Management | For | For | ||||||||||
3. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
LUMEN TECHNOLOGIES, INC. | ||||||||||||||
Security | 550241103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LUMN | Meeting Date | 19-May-2021 | |||||||||||
ISIN | US5502411037 | Agenda | 935382832 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Quincy L. Allen | Management | For | For | ||||||||||
1B. | Election of Director: Martha Helena Bejar | Management | For | For | ||||||||||
1C. | Election of Director: Peter C. Brown | Management | For | For | ||||||||||
1D. | Election of Director: Kevin P. Chilton | Management | For | For | ||||||||||
1E. | Election of Director: Steven T. "Terry" Clontz | Management | For | For | ||||||||||
1F. | Election of Director: T. Michael Glenn | Management | For | For | ||||||||||
1G. | Election of Director: W. Bruce Hanks | Management | For | For | ||||||||||
1H. | Election of Director: Hal Stanley Jones | Management | For | For | ||||||||||
1I. | Election of Director: Michael Roberts | Management | For | For | ||||||||||
1J. | Election of Director: Laurie Siegel | Management | For | For | ||||||||||
1K. | Election of Director: Jeffrey K. Storey | Management | For | For | ||||||||||
2. | Ratify
the appointment of KPMG LLP as our independent auditor for 2021. |
Management | For | For | ||||||||||
3. | Ratify
the amendment to our Amended and Restated NOL Rights Plan. |
Management | For | For | ||||||||||
4. | Advisory vote to approve our executive compensation. | Management | For | For | ||||||||||
TELEPHONE AND DATA SYSTEMS, INC. | ||||||||||||||
Security | 879433829 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TDS | Meeting Date | 20-May-2021 | |||||||||||
ISIN | US8794338298 | Agenda | 935377487 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | C. A. Davis | Withheld | Against | |||||||||||
2 | G. W. Off | Withheld | Against | |||||||||||
3 | W. Oosterman | Withheld | Against | |||||||||||
4 | G. L. Sugarman | Withheld | Against | |||||||||||
2. | Ratify Accountants for 2021. | Management | For | For | ||||||||||
3. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
4. | Shareholder
proposal to recapitalize TDS' outstanding stock to have an equal vote per share. |
Shareholder | For | Against | ||||||||||
FLOWSERVE CORPORATION | ||||||||||||||
Security | 34354P105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FLS | Meeting Date | 20-May-2021 | |||||||||||
ISIN | US34354P1057 | Agenda | 935382589 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: R. Scott Rowe | Management | For | For | ||||||||||
1B. | Election of Director: Sujeet Chand | Management | For | For | ||||||||||
1C. | Election of Director: Ruby R. Chandy | Management | For | For | ||||||||||
1D. | Election of Director: Gayla J. Delly | Management | For | For | ||||||||||
1E. | Election of Director: Roger L. Fix | Management | For | For | ||||||||||
1F. | Election of Director: John R. Friedery | Management | For | For | ||||||||||
1G. | Election of Director: John L. Garrison | Management | For | For | ||||||||||
1H. | Election of Director: Michael C. McMurray | Management | For | For | ||||||||||
1I. | Election of Director: David E. Roberts | Management | For | For | ||||||||||
1J. | Election of Director: Carlyn R. Taylor | Management | For | For | ||||||||||
2. | Advisory
vote to approve named executive officer compensation. |
Management | For | For | ||||||||||
3. | Ratification
of the appointment of PricewaterhouseCoopers LLP to serve as the Company's independent auditor for 2021. |
Management | For | For | ||||||||||
4. | Management
proposal to amend the Company's Restated Certificate of Incorporation to delete Article Tenth regarding supermajority approval of business combinations with certain interested parties. |
Management | For | For | ||||||||||
GRUPO TELEVISA, S.A.B. | ||||||||||||||
Security | 40049J206 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TV | Meeting Date | 24-May-2021 | |||||||||||
ISIN | US40049J2069 | Agenda | 935431027 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
I | Presentation
and, in its case, approval for the Company and its controlled entities to carry out certain actions to combine its content segment with Univision Holdings, Inc. or its successors, including the other related acts that may be necessary or convenient in connection with the above. |
Management | For | |||||||||||
II | Appointment
of special delegates to formalize the resolutions adopted at the meeting. |
Management | For | |||||||||||
VIACOMCBS INC. | ||||||||||||||
Security | 92556H107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | VIACA | Meeting Date | 25-May-2021 | |||||||||||
ISIN | US92556H1077 | Agenda | 935387868 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Robert M. Bakish | Management | For | For | ||||||||||
1B. | Election of Director: Candace K. Beinecke | Management | For | For | ||||||||||
1C. | Election of Director: Barbara M. Byrne | Management | For | For | ||||||||||
1D. | Election of Director: Brian Goldner | Management | For | For | ||||||||||
1E. | Election of Director: Linda M. Griego | Management | For | For | ||||||||||
1F. | Election of Director: Robert N. Klieger | Management | For | For | ||||||||||
1G. | Election of Director: Judith A. McHale | Management | For | For | ||||||||||
1H. | Election of Director: Ronald L. Nelson | Management | For | For | ||||||||||
1I. | Election of Director: Charles E. Phillips, Jr. | Management | For | For | ||||||||||
1J. | Election of Director: Shari E. Redstone | Management | For | For | ||||||||||
1K. | Election of Director: Susan Schuman | Management | For | For | ||||||||||
1L. | Election of Director: Nicole Seligman | Management | For | For | ||||||||||
1M. | Election of Director: Frederick O. Terrell | Management | For | For | ||||||||||
2. | Ratification
of the appointment of PricewaterhouseCoopers LLP to serve as the Company's independent registered public accounting firm for fiscal year 2021. |
Management | For | For | ||||||||||
3. | Approval
of an amendment and restatement of the Company's 2009 Long-Term Incentive Plan. |
Management | For | For | ||||||||||
4. | Stockholder
proposal requesting that the Company's Board of Directors take steps to enable stockholder proxy access. |
Shareholder | Abstain | Against | ||||||||||
LIBERTY MEDIA CORPORATION | ||||||||||||||
Security | 531229706 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BATRA | Meeting Date | 25-May-2021 | |||||||||||
ISIN | US5312297063 | Agenda | 935395233 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Brian M. Deevy | For | For | |||||||||||
2 | Gregory B. Maffei | For | For | |||||||||||
3 | Andrea L. Wong | For | For | |||||||||||
2. | The
auditors ratification proposal, to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2021. |
Management | For | For | ||||||||||
3. | The
say-on-pay proposal, to approve, on an advisory basis, the compensation of our named executive officers as described in the proxy statement under the heading "Executive Compensation." |
Management | For | For | ||||||||||
BOLLORE | ||||||||||||||
Security | F10659260 | Meeting Type | MIX | |||||||||||
Ticker Symbol | Meeting Date | 26-May-2021 | ||||||||||||
ISIN | FR0000039299 | Agenda | 713725236 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
CMMT | THE
FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. |
Non-Voting | ||||||||||||
CMMT | FOLLOWING
CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. |
Non-Voting | ||||||||||||
CMMT | 26
MAR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE AND PLEASE NOTE THAT IF YOU HOLD-CREST DEPOSITORY INTERESTS (CDIs) AND PARTICIPATE AT THIS MEETING, YOU (OR-YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A-TRANSFER OF THE RELEVANT CDIs TO THE ESCROW ACCOUNT SPECIFIED IN THE-ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE-COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS-SETTLED, THE CDIs WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIs WILL BE-RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO-MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS |
Non-Voting | ||||||||||||
MEETING,
YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT SHAREHOLDER DETAILS ARE- REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED,-YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU |
||||||||||||||
CMMT | PLEASE
NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE |
Non-Voting | ||||||||||||
CMMT | 03
MAY 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202103242100632-36 AND-https://www.journal- officiel.gouv.fr/balo/document/202105032101039-53 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF-COMMENT AND CHANGE IN NUMBERING OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN-YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||||
1 | APPROVAL
OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 - APPROVAL OF NON-DEDUCTIBLE EXPENSES - DISCHARGES GRANTED TO ALL DIRECTORS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 |
Management | No Action | |||||||||||
2 | APPROVAL
OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 |
Management | No Action | |||||||||||
3 | ALLOCATION
OF INCOME - SETTING OF THE DIVIDEND |
Management | No Action | |||||||||||
4 | APPROVAL
OF THE REGULATED AGREEMENTS AND COMMITMENTS |
Management | No Action | |||||||||||
5 | RENEWAL
OF THE TERM OF OFFICE OF MR. DOMINIQUE HERIARD DUBREUIL AS A DIRECTOR |
Management | No Action | |||||||||||
6 | RENEWAL
OF THE TERM OF OFFICE OF MR. ALEXANDRE PICCIOTTO AS A DIRECTOR |
Management | No Action | |||||||||||
7 | AUTHORISATION
GRANTED TO THE BOARD OF DIRECTORS TO ACQUIRE THE COMPANY'S SHARES |
Management | No Action | |||||||||||
8 | APPROVAL
OF THE INFORMATION MENTIONED IN SECTION L OF ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL CODE AS PRESENTED IN THE CORPORATE GOVERNANCE REPORT - "EX POST" SAY ON PAY |
Management | No Action | |||||||||||
9 | APPROVAL
OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL REMUNERATION AND BENEFITS OF ANY KIND PAID DURING THE PAST FINANCIAL YEAR OR AWARDED DURING THE SAME PERIOD TO MR. CYRILLE BOLLORE IN HIS CAPACITY AS CHAIRMAN AND CHIEF EXECUTIVE OFFICER - "EX POST" SAY ON PAY |
Management | No Action | |||||||||||
10 | APPROVAL
OF THE REMUNERATION POLICY FOR DIRECTORS ESTABLISHED BY THE BOARD OF DIRECTORS - EX-ANTE VOTING PROCEDURE |
Management | No Action | |||||||||||
11 | APPROVAL
OF THE REMUNERATION POLICY FOR THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER ESTABLISHED BY THE BOARD OF DIRECTORS - EX ANTE VOTING PROCEDURE |
Management | No Action | |||||||||||
12 | DELEGATION
OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL BY ISSUING COMMON SHARES OR ANY TRANSFERABLE SECURITIES GRANTING ACCESS, IMMEDIATELY OR IN THE FUTURE, TO THE CAPITAL WITH RETENTION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT |
Management | No Action | |||||||||||
13 | DELEGATION
OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING COMMON SHARES TO BE PAID UP BY CAPITALISATION OF RESERVES, PROFITS OR PREMIUMS OR BY INCREASING THE NOMINAL |
Management | No Action | |||||||||||
14 | DELEGATION
OF POWERS TO THE BOARD OF DIRECTORS IN ORDER TO PROCEED WITH A CAPITAL INCREASE LIMITED TO 10% OF THE CAPITAL TO REMUNERATE CONTRIBUTIONS IN KIND OF SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL |
Management | No Action | |||||||||||
15 | DELEGATION
OF AUTHORITY TO THE BOARD OF DIRECTORS IN ORDER TO PROCEED WITH A CAPITAL INCREASE BY ISSUING SHARES RESERVED FOR EMPLOYEES WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT |
Management | No Action | |||||||||||
16 | AUTHORISATION
GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE CAPITAL BY CANCELLING SHARES PREVIOUSLY REPURCHASED UNDER A SHARE BUYBACK PROGRAMME |
Management | No Action | |||||||||||
17 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | |||||||||||
MATTEL, INC. | ||||||||||||||
Security | 577081102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MAT | Meeting Date | 26-May-2021 | |||||||||||
ISIN | US5770811025 | Agenda | 935389761 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: R. Todd Bradley | Management | For | For | ||||||||||
1B. | Election of Director: Adriana Cisneros | Management | For | For | ||||||||||
1C. | Election of Director: Michael Dolan | Management | For | For | ||||||||||
1D. | Election of Director: Diana Ferguson | Management | For | For | ||||||||||
1E. | Election of Director: Ynon Kreiz | Management | For | For | ||||||||||
1F. | Election of Director: Soren Laursen | Management | For | For | ||||||||||
1G. | Election of Director: Ann Lewnes | Management | For | For | ||||||||||
1H. | Election of Director: Roger Lynch | Management | For | For | ||||||||||
1I. | Election of Director: Dominic Ng | Management | For | For | ||||||||||
1J. | Election of Director: Dr. Judy Olian | Management | For | For | ||||||||||
2. | Ratification
of the selection of PricewaterhouseCoopers LLP as Mattel, Inc.'s independent registered public accounting firm for the year ending December 31, 2021. |
Management | For | For | ||||||||||
3. | Advisory
vote to approve named executive officer compensation, as described in the Mattel, Inc. Proxy Statement. |
Management | For | For | ||||||||||
4. | Approval
of the Fifth Amendment to Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan. |
Management | Against | Against | ||||||||||
NEOGENOMICS, INC. | ||||||||||||||
Security | 64049M209 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NEO | Meeting Date | 27-May-2021 | |||||||||||
ISIN | US64049M2098 | Agenda | 935389759 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election
of Director for a one (1) year term: Douglas M. VanOort |
Management | For | For | ||||||||||
1B. | Election
of Director for a one (1) year term: Mark W. Mallon |
Management | For | For | ||||||||||
1C. | Election
of Director for a one (1) year term: Lynn A. Tetrault |
Management | For | For | ||||||||||
1D. | Election
of Director for a one (1) year term: Bruce K. Crowther |
Management | For | For | ||||||||||
1E. | Election
of Director for a one (1) year term: Dr. Alison L. Hannah |
Management | For | For | ||||||||||
1F. | Election
of Director for a one (1) year term: Kevin C. Johnson |
Management | For | For | ||||||||||
1G. | Election
of Director for a one (1) year term: Stephen M. Kanovsky |
Management | For | For | ||||||||||
1H. | Election
of Director for a one (1) year term: Michael A. Kelly |
Management | For | For | ||||||||||
1I. | Election
of Director for a one (1) year term: Rachel A. Stahler |
Management | For | For | ||||||||||
2. | Advisory
Vote on the Compensation Paid to our Named Executive Officers. |
Management | For | For | ||||||||||
3. | Second
Amendment of the Amended and Restated Equity Incentive Plan. |
Management | For | For | ||||||||||
4. | Ratification
of Appointment of Independent Registered Public Accounting Firm. |
Management | For | For | ||||||||||
HUNTER DOUGLAS NV | ||||||||||||||
Security | N4327C122 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 02-Jun-2021 | ||||||||||||
ISIN | ANN4327C1220 | Agenda | 714169441 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1 | OTHER BUSINESS | Management | No Action | |||||||||||
HUNTER DOUGLAS NV | ||||||||||||||
Security | N4327C122 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 02-Jun-2021 | ||||||||||||
ISIN | ANN4327C1220 | Agenda | 714169465 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1 | REPORT TO THE SHAREHOLDERS | Management | No Action | |||||||||||
2 | ACCEPT
FINANCIAL STATEMENTS AND STATUTORY REPORTS |
Management | No Action | |||||||||||
3 | APPROVE DISCHARGE OF BOARD OF DIRECTORS | Management | No Action | |||||||||||
4 | REELECT
A. NUHN, A. RUYS, R. SONNENBERG, F. WAGENER AS DIRECTORS |
Management | No Action | |||||||||||
5 | RATIFY
ERNST YOUNG ACCOUNTANTS LLP AS AUDITORS |
Management | No Action | |||||||||||
6 | OTHER BUSINESS | Management | No Action | |||||||||||
CMMT | 17
MAY 2021: PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS-MEETING. IF NO BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE-REJECTED. THANK YOU |
Non-Voting | ||||||||||||
CMMT | 17
MAY 2021: PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT-THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY-CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU |
Non-Voting | ||||||||||||
CMMT | 17
MAY 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. |
Non-Voting | ||||||||||||
SIRIUS XM HOLDINGS INC. | ||||||||||||||
Security | 82968B103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SIRI | Meeting Date | 03-Jun-2021 | |||||||||||
ISIN | US82968B1035 | Agenda | 935405995 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | David A. Blau | For | For | |||||||||||
2 | Eddy W. Hartenstein | For | For | |||||||||||
3 | Robin P. Hickenlooper | For | For | |||||||||||
4 | James P. Holden | For | For | |||||||||||
5 | Gregory B. Maffei | For | For | |||||||||||
6 | Evan D. Malone | For | For | |||||||||||
7 | James E. Meyer | For | For | |||||||||||
8 | Jonelle Procope | For | For | |||||||||||
9 | Michael Rapino | For | For | |||||||||||
10 | Kristina M. Salen | For | For | |||||||||||
11 | Carl E. Vogel | For | For | |||||||||||
12 | Jennifer C. Witz | For | For | |||||||||||
13 | David M. Zaslav | For | For | |||||||||||
2. | Ratification
of the appointment of KPMG LLP as our independent registered public accountants for 2021. |
Management | For | For | ||||||||||
ARMSTRONG FLOORING, INC. | ||||||||||||||
Security | 04238R106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AFI | Meeting Date | 04-Jun-2021 | |||||||||||
ISIN | US04238R1068 | Agenda | 935426468 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Michael F. Johnston | For | For | |||||||||||
2 | Kathleen S. Lane | For | For | |||||||||||
3 | Jeffrey Liaw | For | For | |||||||||||
4 | Michael W. Malone | For | For | |||||||||||
5 | Larry S. McWilliams | For | For | |||||||||||
6 | James C. Melville | For | For | |||||||||||
7 | Michel S. Vermette | For | For | |||||||||||
2. | To
approve of an amendment to the Company's Amended and Restated Certificate of Incorporation to reduce the minimum and maximum number of directors that constitute our Board. |
Management | For | For | ||||||||||
3. | To
approve the Amended and Restated Armstrong Flooring, Inc. Directors Stock Unit Plan. |
Management | For | For | ||||||||||
4. | To
approve, on an advisory basis, the compensation of the Company's named executive officers. |
Management | For | For | ||||||||||
5. | To
ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2021. |
Management | For | For | ||||||||||
FREEPORT-MCMORAN INC. | ||||||||||||||
Security | 35671D857 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FCX | Meeting Date | 08-Jun-2021 | |||||||||||
ISIN | US35671D8570 | Agenda | 935412762 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1.1 | Election of Director: David P. Abney | Management | For | For | ||||||||||
1.2 | Election of Director: Richard C. Adkerson | Management | For | For | ||||||||||
1.3 | Election of Director: Robert W. Dudley | Management | For | For | ||||||||||
1.4 | Election of Director: Lydia H. Kennard | Management | For | For | ||||||||||
1.5 | Election of Director: Dustan E. McCoy | Management | For | For | ||||||||||
1.6 | Election of Director: John J. Stephens | Management | For | For | ||||||||||
1.7 | Election of Director: Frances Fragos Townsend | Management | For | For | ||||||||||
2. | Ratification
of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2021. |
Management | For | For | ||||||||||
3. | Approval,
on an advisory basis, of the compensation of our named executive officers. |
Management | For | For | ||||||||||
STEEL PARTNERS HOLDINGS L.P. | ||||||||||||||
Security | 85814R107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SPLP | Meeting Date | 09-Jun-2021 | |||||||||||
ISIN | US85814R1077 | Agenda | 935414108 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | John P. McNiff | For | For | |||||||||||
2 | General Richard I. Neal | For | For | |||||||||||
3 | Lon Rosen | For | For | |||||||||||
4 | Eric P. Karros | For | For | |||||||||||
5 | James Benenson III | For | For | |||||||||||
6 | Rory H. Tahari | For | For | |||||||||||
2. | To
approve, on an advisory basis, the compensation of the Company's named executive officers. |
Management | For | For | ||||||||||
3. | To
ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. |
Management | For | For | ||||||||||
4. | To
approve the amendment and restatement of the Amended & Restated 2018 Incentive Award Plan to increase the number of LP Units reserved for issuance by 1,000,000. |
Management | For | For | ||||||||||
CARS.COM INC. | ||||||||||||||
Security | 14575E105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CARS | Meeting Date | 09-Jun-2021 | |||||||||||
ISIN | US14575E1055 | Agenda | 935414689 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Jerri DeVard | For | For | |||||||||||
2 | Scott Forbes | For | For | |||||||||||
3 | Jill Greenthal | For | For | |||||||||||
4 | Thomas Hale | For | For | |||||||||||
5 | Michael Kelly | For | For | |||||||||||
6 | Donald A. McGovern, Jr. | For | For | |||||||||||
7 | Greg Revelle | For | For | |||||||||||
8 | Jenell R. Ross | For | For | |||||||||||
9 | Bala Subramanian | For | For | |||||||||||
10 | T. Alex Vetter | For | For | |||||||||||
11 | Bryan Wiener | For | For | |||||||||||
2. | Ratify
the appointment of Ernst & Young LLP, an independent registered public accounting firm, as our independent certified public accountants for fiscal year 2021. |
Management | For | For | ||||||||||
3. | Non-binding
advisory resolution approving the compensation of the Named Executive Officers. |
Management | For | For | ||||||||||
GAMESYS GROUP PLC | ||||||||||||||
Security | G3727J107 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 10-Jun-2021 | ||||||||||||
ISIN | GB00BZ14BX56 | Agenda | 714128231 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1 | TO
RECEIVE THE REPORTS OF THE DIRECTORS AND OF THE AUDITOR AND THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 |
Management | For | For | ||||||||||
2 | TO
APPROVE THE DIRECTORS' REMUNERATION REPORT (EXCLUDING THE DIRECTORS' REMUNERATION POLICY) FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 |
Management | For | For | ||||||||||
3 | TO
APPROVE THE DIRECTORS' REMUNERATION POLICY AS SET OUT WITHIN THE ANNUAL REPORT |
Management | For | For | ||||||||||
4 | TO
BDO LLP AS AUDITOR TO HOLD OFFICE FROM THE CONCLUSION OF THIS MEETING UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING OF THE COMPANY AT WHICH ACCOUNTS ARE LAID |
Management | For | For | ||||||||||
5 | TO
AUTHORISE THE AND RISK COMMITTEE FOR ON BEHALF OF THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITOR |
Management | For | For | ||||||||||
6 | TO
DECLARE AND PAY A FINAL DIVIDEND IN THE AMOUNT OF 28 PENCE PER ORDINARY SHARE THE YEAR ENDED 31 DECEMBER 2020 |
Management | For | For | ||||||||||
7 | TO
RE-APPOINT NEIL GOULDEN AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||||
8 | TO
RE-APPOINT LEE FENTON AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||||
9 | TO
RE-APPOINT KEITH LASLOP AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||||
10 | TO
APPOINT TINA SOUTHALL AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||||
11 | TO
RE-APPOINT ROBESON REEVES AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||||
12 | TO
RE-APPOINT NIGEL BREWSTER AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||||
13 | TO
RE-APPOINT JIM RYAN AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||||
14 | TO
RE-APPOINT COLIN STURGEON AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||||
15 | TO
RE-APPOINT ANDRIA VIDLER AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||||
16 | TO
RE-APPOINT KATIE AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||||
17 | TO
AUTHORISE THE COMPANY TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE |
Management | For | For | ||||||||||
18 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | For | ||||||||||
19 | TO
AUTHORISE THE DIRECTORS TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS IN RESPECT OF 5% OF THE COMPANY'S ISSUED SHARE CAPITAL |
Management | Abstain | Against | ||||||||||
20 | TO
AUTHORISE THE DIRECTORS TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS IN RESPECT OF AN ADDITIONAL 5% OF THE COMPANY'S ISSUED SHARE CAPITAL |
Management | Abstain | Against | ||||||||||
21 | TO
AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES |
Management | For | For | ||||||||||
22 | TO
AUTHORISE THE CALLING OF GENERAL MEETINGS OF THE COMPANY BY NOTICE OF 14 CLEAR DAYS |
Management | For | For | ||||||||||
CMMT | 11
MAY 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 11. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||||
VEON LTD | ||||||||||||||
Security | 91822M106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | VEON | Meeting Date | 10-Jun-2021 | |||||||||||
ISIN | US91822M1062 | Agenda | 935441814 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | To
re-appoint PricewaterhouseCoopers Accountants N.V. ("PwC") as auditor of the Company for a term expiring at the conclusion of the 2022 Annual General Meeting of Shareholders of the Company and to authorize the Board to determine the remuneration of the auditor. |
Management | For | For | ||||||||||
2. | To
adopt further amended and restated bye-laws ("New Bye-laws") in the form annexed to the Notice of 2021 AGM marked as Annexure A, in substitution for and to the exclusion of the existing bye- laws of the Company. |
Management | For | For | ||||||||||
3A. | That
Hans-Holger Albrecht be and is hereby appointed as a director of the Company. |
Management | For | For | ||||||||||
3B. | That
Leonid Boguslavsky be and is hereby appointed as a director of the Company. |
Management | For | For | ||||||||||
3C. | That
Mikhail Fridman be and is hereby appointed as a director of the Company. |
Management | For | For | ||||||||||
3D. | That
Gennady Gazin be and is hereby appointed as a director of the Company. |
Management | For | For | ||||||||||
3E. | That
Amos Genish be and is hereby appointed as a director of the Company. |
Management | For | For | ||||||||||
3F. | That
Yaroslav Glazunov be and is hereby appointed as a director of the Company. |
Management | For | For | ||||||||||
3G. | That
Andrei Gusev be and is hereby appointed as a director of the Company. |
Management | For | For | ||||||||||
3H. | That
Sergi Herrero be and is hereby appointed as a director of the Company. |
Management | For | For | ||||||||||
3I. | That
Gunnar Holt be and is hereby appointed as a director of the Company. |
Management | For | For | ||||||||||
3J. | That
Stephen Pusey be and is hereby appointed as a director of the Company. |
Management | For | For | ||||||||||
3K. | That
Irene Shvakman be and is hereby appointed as a director of the Company. |
Management | For | For | ||||||||||
3L. | That
Robert Jan van de Kraats be and is hereby appointed as a director of the Company. |
Management | For | For | ||||||||||
3M. | That
Vasily Sidorov be and is hereby appointed as a director of the Company. |
Management | For | For | ||||||||||
4. | As
a shareholder, if you are beneficially holding less than 87,836,556 shares (5% of the company total issued and outstanding shares) of VEON Ltd. (the combined total of the common shares represented by the American Depositary Shares evidenced by the American Depositary Receipts you beneficially hold and any other common shares you beneficially hold), mark the box captioned "Yes"; otherwise mark the box captioned "No". ("To vote Yes, please select FOR. To vote NO, please select AGAINST"). |
Management | For | |||||||||||
FIREEYE, INC. | ||||||||||||||
Security | 31816Q101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FEYE | Meeting Date | 11-Jun-2021 | |||||||||||
ISIN | US31816Q1013 | Agenda | 935405096 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Class II Director: Sara C. Andrews | Management | For | For | ||||||||||
1B. | Election of Class II Director: Adrian McDermott | Management | For | For | ||||||||||
1C. | Election of Class II Director: Robert E. Switz | Management | For | For | ||||||||||
2. | To
ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021. |
Management | For | For | ||||||||||
3. | Advisory
vote to approve named executive officer compensation. |
Management | For | For | ||||||||||
CUTERA, INC. | ||||||||||||||
Security | 232109108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CUTR | Meeting Date | 15-Jun-2021 | |||||||||||
ISIN | US2321091082 | Agenda | 935414778 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Gregory A. Barrett | For | For | |||||||||||
2 | David H. Mowry | For | For | |||||||||||
3 | Timothy J. O'Shea | For | For | |||||||||||
4 | J. Daniel Plants | For | For | |||||||||||
5 | Joseph E. Whitters | For | For | |||||||||||
6 | Katherine S. Zanotti | For | For | |||||||||||
2. | Ratify
the selection of BDO USA, LLP as the independent registered public accounting firm of the Company (the "Independent Registered Public Accounting Firm") for the fiscal year ending December 31, 2021. |
Management | For | For | ||||||||||
3. | Hold
a non-binding advisory vote on the compensation of Named Executive Officers. |
Management | For | For | ||||||||||
4. | Approval
of the amendment and restatement of our 2019 Equity Incentive Plan to increase the total number of shares available for issuance under the 2019 Equity Incentive Plan by 600,000 shares of common stock. |
Management | For | For | ||||||||||
5. | Elect
Sheila A. Hopkins to serve a one-year term that expires at the 2022 Annual Meeting of Stockholders and until her successor has been duly elected and qualified. |
Management | For | For | ||||||||||
BLUEBIRD BIO, INC. | ||||||||||||||
Security | 09609G100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BLUE | Meeting Date | 15-Jun-2021 | |||||||||||
ISIN | US09609G1004 | Agenda | 935422636 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Class II Director: John O. Agwunobi, M.D. | Management | For | For | ||||||||||
1B. | Election of Class II Director: Daniel S. Lynch | Management | For | For | ||||||||||
1C. | Election of Class II Director: William R. Sellers, M.D. | Management | For | For | ||||||||||
2. | To
approve, in a non-binding advisory vote, the compensation paid to the Company's named executive officers. |
Management | For | For | ||||||||||
3. | To
recommend the frequency of future advisory votes on executive compensation. |
Management | 1 Year | For | ||||||||||
4. | To
approve an amendment to the 2013 Employee Stock Purchase Plan. |
Management | For | For | ||||||||||
5. | To
ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. |
Management | For | For | ||||||||||
INDUS REALTY TRUST INC | ||||||||||||||
Security | 45580R103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | INDT | Meeting Date | 16-Jun-2021 | |||||||||||
ISIN | US45580R1032 | Agenda | 935433805 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election
of Director to serve for a one-year term expiring at the 2022 Annual Meeting: David R. Bechtel |
Management | For | For | ||||||||||
1B. | Election
of Director to serve for a one-year term expiring at the 2022 Annual Meeting: Frederick M. Danziger |
Management | For | For | ||||||||||
1C. | Election
of Director to serve for a one-year term expiring at the 2022 Annual Meeting: Gordon F. DuGan |
Management | For | For | ||||||||||
1D. | Election
of Director to serve for a one-year term expiring at the 2022 Annual Meeting: Michael S. Gamzon |
Management | For | For | ||||||||||
1E. | Election
of Director to serve for a one-year term expiring at the 2022 Annual Meeting: Jonathan P. May |
Management | For | For | ||||||||||
1F. | Election
of Director to serve for a one-year term expiring at the 2022 Annual Meeting: Molly North |
Management | For | For | ||||||||||
1G. | Election
of Director to serve for a one-year term expiring at the 2022 Annual Meeting: Amy Rose Silverman |
Management | For | For | ||||||||||
1H. | Election
of Director to serve for a one-year term expiring at the 2022 Annual Meeting: Albert H. Small, Jr. |
Management | For | For | ||||||||||
1I. | Election
of Director to serve for a one-year term expiring at the 2022 Annual Meeting: Ardevan Yaghoubi |
Management | For | For | ||||||||||
2. | The
ratification of the selection of RSM US LLP as INDUS's independent registered public accountants for the year ending December 31, 2021. |
Management | For | For | ||||||||||
3. | The
approval, on an advisory (non-binding) basis, of the compensation of INDUS's named executive officers as presented in INDUS's Proxy Statement. |
Management | For | For | ||||||||||
SINCLAIR BROADCAST GROUP, INC. | ||||||||||||||
Security | 829226109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SBGI | Meeting Date | 28-Jun-2021 | |||||||||||
ISIN | US8292261091 | Agenda | 935426672 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | David D. Smith* | For | For | |||||||||||
2 | Frederick G. Smith* | For | For | |||||||||||
3 | J. Duncan Smith* | For | For | |||||||||||
4 | Robert E. Smith* | For | For | |||||||||||
5 | Laurie R. Beyer* | For | For | |||||||||||
6 | Howard E. Friedman* | For | For | |||||||||||
7 | Lawrence E. McCanna* | For | For | |||||||||||
8 | Daniel C. Keith* | For | For | |||||||||||
9 | Martin R. Leader* | For | For | |||||||||||
10 | Benson E. Legg* | For | For | |||||||||||
2. | Ratification
of the appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for the year ending December 31, 2021. |
Management | For | For | ||||||||||
3. | Approval
of amended and restated Employee Stock Purchase Plan. |
Management | For | For | ||||||||||
4. | Approval
of an amendment to the Company's 1996 Long- Term Incentive Plan to increase the number of shares authorized for issuance thereunder. |
Management | Abstain | Against | ||||||||||
TRINITY PLACE HOLDINGS INC. | ||||||||||||||
Security | 89656D101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TPHS | Meeting Date | 29-Jun-2021 | |||||||||||
ISIN | US89656D1019 | Agenda | 935430948 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Alan Cohen | Management | For | For | ||||||||||
1B. | Election of Director: Matthew Messinger | Management | For | For | ||||||||||
1C. | Election of Director: Keith Pattiz | Management | For | For | ||||||||||
2. | Ratification
of the appointment of BDO USA, LLP as the independent registered public accounting firm for the year ending December 31, 2021. |
Management | For | For | ||||||||||
3. | Approval
of an amendment to the company's 2015 Stock Incentive Plan to increase the number of shares available for awards by 1,500,000 shares. |
Management | For | For | ||||||||||
4. | Approval,
on an advisory basis, of the compensation of the company's named executive officers. |
Management | For | For | ||||||||||
5. | Approval,
on an advisory basis, of the frequency of future advisory votes on the compensation of the company's named executive officers. |
Management | 3 Years | For | ||||||||||
GAMESYS GROUP PLC | ||||||||||||||
Security | G3727J107 | Meeting Type | Ordinary General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 30-Jun-2021 | ||||||||||||
ISIN | GB00BZ14BX56 | Agenda | 714262627 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1 | TO
IMPLEMENT THE SCHEME, INCLUDING AUTHORISING THE DIRECTORS OF THE COMPANY TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR IMPLEMENTING THE SCHEME, AND AMENDING THE ARTICLES OF ASSOCIATION OF THE COMPANY, AS SET OUT IN THE NOTICE OF GENERAL MEETING |
Management | For | For | ||||||||||
GAMESYS GROUP PLC | ||||||||||||||
Security | G3727J107 | Meeting Type | Court Meeting | |||||||||||
Ticker Symbol | Meeting Date | 30-Jun-2021 | ||||||||||||
ISIN | GB00BZ14BX56 | Agenda | 714267879 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1 | FOR
THE PURPOSE OF CONSIDERING AND, IF THOUGHT FIT, APPROVING (WITH OR WITHOUT MODIFICATION) A SCHEME OF ARRANGEMENT PURSUANT TO PART 26 OF THE COMPANIES ACT 2006 (THE "SCHEME") BETWEEN THE COMPANY AND THE SCHEME SHAREHOLDERS (AS DEFINED IN THE SCHEME DOCUMENT) |
Management | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant | The Gabelli Go Anywhere Trust |
By (Signature and Title)* | /s/ Bruce N. Alpert |
Bruce N. Alpert, President and Principal Executive Officer |
Date | 8/24/2021 |
*Print the name and title of each signing officer under his or her signature.