UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-23035
The Gabelli Go Anywhere Trust
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-422-3554
Date of fiscal year end: December 31
Date of reporting period: July 1, 2019 – June 30, 2020
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2019 TO JUNE 30, 2020
ProxyEdge | Report Date: 07/01/2020 |
Meeting Date Range: 07/01/2019 - 06/30/2020 | 1 |
The Gabelli Go Anywhere Trust |
Investment Company Report |
GLOBAL BRASS AND COPPER HOLDINGS, INC. | ||||||||||||
Security | 37953G103 | Meeting Type | Special | |||||||||
Ticker Symbol | BRSS | Meeting Date | 09-Jul-2019 | |||||||||
ISIN | US37953G1031 | Agenda | 935050269 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | Proposal to adopt the Agreement and Plan of Merger, dated as of April 9, 2019 (the "merger agreement"), by and among Global Brass and Copper Holdings, Inc., Elephant Acquisition Corp. and Wieland-Werke Aktiengesellschaft, pursuant to which Merger Sub will be merged with and into the Company (the "merger"), with the Company surviving the merger. |
Management | For | For | ||||||||
2. | Proposal to approve, on an advisory (non-binding) basis, certain compensation that may be paid or become payable to the Company's named executive officers in connection with the merger. |
Management | For | For | ||||||||
3. | Proposal to approve the adjournment of the special meeting, if necessary or appropriate as determined by the Company, including to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement or in the absence of a quorum. |
Management | For | For | ||||||||
TARSUS GROUP PLC | ||||||||||||
Security | G6513R100 | Meeting Type | Ordinary General Meeting | |||||||||
Ticker Symbol | Meeting Date | 11-Jul-2019 | ||||||||||
ISIN | JE00B3DG9318 | Agenda | 711327305 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
S.1 | TO IMPLEMENT THE SCHEME, AS SET OUT IN THE NOTICE OF GENERAL MEETING. INCLUDING THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY |
Management | For | For | ||||||||
O.1 | TO APPROVE THE ROLLOVER ARRANGEMENTS, AS SUMMARISED IN PART 1 (LETTER FROM THE CHAIRMAN OF THE COMMITTEE OF INDEPENDENT TARSUS DIRECTORS) OF THE SCHEME DOCUMENT, IN, OR SUBSTANTIALLY IN. SUCH FORM FOR THE PURPOSES OF RULE 16 OF THE CITY CODE ON TAKEOVERS AND MERGERS, NOTWITHSTANDING THAT SUCH ARRANGEMENTS ARE NOT EXTENDED TO ALL SHAREHOLDERS OF THE COMPANY |
Management | For | For | ||||||||
TARSUS GROUP PLC | ||||||||||||
Security | G6513R100 | Meeting Type | Court Meeting | |||||||||
Ticker Symbol | Meeting Date | 11-Jul-2019 | ||||||||||
ISIN | JE00B3DG9318 | Agenda | 711327317 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1 | TO APPROVE THE SCHEME | Management | For | For | ||||||||
CMMT | PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS MEETING TYPE.-PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU CHOOSE TO VOTE-ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY THE ISSUER OR-ISSUERS AGENT. |
Non-Voting | ||||||||||
RITE AID CORPORATION | ||||||||||||
Security | 767754872 | Meeting Type | Annual | |||||||||
Ticker Symbol | RAD | Meeting Date | 17-Jul-2019 | |||||||||
ISIN | US7677548726 | Agenda | 935051893 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1a. | Election of Director: Bruce G. Bodaken | Management | For | For | ||||||||
1b. | Election of Director: Elizabeth 'Busy' Burr | Management | For | For | ||||||||
1c. | Election of Director: Robert E. Knowling, Jr. | Management | For | For | ||||||||
1d. | Election of Director: Kevin E. Lofton | Management | For | For | ||||||||
1e. | Election of Director: Louis P. Miramontes | Management | For | For | ||||||||
1f. | Election of Director: Arun Nayar | Management | For | For | ||||||||
1g. | Election of Director: Katherine Quinn | Management | For | For | ||||||||
1h. | Election of Director: Marcy Syms | Management | For | For | ||||||||
2. | Ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm. |
Management | For | For | ||||||||
3. | Approve, on an advisory basis, the compensation of our named executive officers as presented in the proxy statement. |
Management | For | For | ||||||||
4. | Consider a stockholder proposal, if properly presented at the Annual Meeting, seeking a By-Law amendment for a 10% ownership threshold for stockholders to call special meetings. |
Shareholder | Against | For | ||||||||
WESTJET AIRLINES LTD | ||||||||||||
Security | 960410504 | Meeting Type | Special General Meeting | |||||||||
Ticker Symbol | Meeting Date | 23-Jul-2019 | ||||||||||
ISIN | CA9604105044 | Agenda | 711336518 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING |
Non-Voting | ||||||||||
1 | A SPECIAL RESOLUTION, THE FULL TEXT OF WHICH IS SET FORTH AS APPENDIX B TO THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR DATED JUNE 19, 2019 (THE CIRCULAR) TO APPROVE A PROPOSED ARRANGEMENT INVOLVING WESTJET, KESTREL BIDCO INC. (THE PURCHASER) AND SECURITYHOLDERS OF WESTJET, PURSUANT TO SECTION 193 OF THE BUSINESS CORPORATIONS ACT (ALBERTA), WHEREBY THE PURCHASER, AMONG OTHER THINGS, WILL ACQUIRE ALL OF THE ISSUED AND OUTSTANDING COMMON VOTING SHARES AND VARIABLE VOTING SHARES OF WESTJET FOR CONSIDERATION OF CAD31.00 PER SHARE, ALL AS MORE PARTICULARLY DESCRIBED IN THE ACCOMPANYING CIRCULAR |
Management | For | For | ||||||||
CMMT | PLEASE NOTE THAT THE VOTING OPTIONS 'YES' MEANS 'FAVOUR' AND 'NO' MEANS-'AGAINST' FOR RESOLUTION NUMBER 2. THANK YOU |
Non-Voting | ||||||||||
2 | THE UNDERSIGNED CERTIFIES THAT IT HAS MADE REASONABLE INQUIRIES AS TO THE CANADIAN STATUS OF THE REGISTERED HOLDER AND THE BENEFICIAL OWNER OF THE SHARES REPRESENTED BY THIS PROXY AND HAS READ THE DEFINITIONS FOUND ON THE REVERSE SIDE SO AS TO MAKE AN ACCURATE DECLARATION OF STATUS. THE UNDERSIGNED HEREBY CERTIFIES THAT THE SHARES REPRESENTED BY THIS PROXY ARE OWNED AND CONTROLLED BY A CANADIAN |
Management | Abstain | |||||||||
CMMT | PLEASE NOTE THAT THIS MEETING MENTIONS DISSENTER'S RIGHTS, PLEASE REFER TO-THE MANAGEMENT INFORMATION CIRCULAR FOR DETAILS |
Non-Voting | ||||||||||
REMY COINTREAU SA | ||||||||||||
Security | F7725A100 | Meeting Type | MIX | |||||||||
Ticker Symbol | Meeting Date | 24-Jul-2019 | ||||||||||
ISIN | FR0000130395 | Agenda | 711320286 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. |
Non-Voting | ||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE |
Non-Voting | ||||||||||
CMMT | IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR- VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU |
Non-Voting | ||||||||||
CMMT | 03 JUL 2019: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/publications/balo/pdf/2019/0614/20190614 1-903011.pdf AND-https://www.journal- officiel.gouv.fr/publications/balo/pdf/2019/0619/20190619 1-903192.pdf AND-https://www.journal- officiel.gouv.fr/publications/balo/pdf/2019/0703/20190703 1-903443.pdf; PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. |
Non-Voting | ||||||||||
O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2018/2019 |
Management | No Action | |||||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2018/2019 |
Management | No Action | |||||||||
O.3 | ALLOCATION OF INCOME AND SETTING OF THE DIVIDEND |
Management | No Action | |||||||||
O.4 | DISTRIBUTION OF AN EXCEPTIONAL DIVIDEND | Management | No Action | |||||||||
O.5 | AGREEMENTS REFERRED TO IN ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE AUTHORIZED IN PREVIOUS FINANCIAL YEARS AND WHOSE IMPLEMENTATION CONTINUED DURING THE FINANCIAL YEAR 2018/2019 |
Management | No Action | |||||||||
O.6 | RENEWAL OF THE TERM OF OFFICE OF MR. MARC HERIARD DUBREUIL AS DIRECTOR |
Management | No Action | |||||||||
O.7 | RENEWAL OF THE TERM OF OFFICE OF MR. OLIVIER JOLIVET AS DIRECTOR |
Management | No Action | |||||||||
O.8 | RENEWAL OF THE TERM OF OFFICE OF ORPAR COMPANY AS DIRECTOR, REPRESENTED BY MRS. GISELE DURAND |
Management | No Action | |||||||||
O.9 | APPOINTMENT OF MRS. HELENE DUBRULE AS DIRECTOR |
Management | No Action | |||||||||
O.10 | APPOINTMENT OF MRS. MARIE-AMELIE JACQUET AS DIRECTOR |
Management | No Action | |||||||||
O.11 | SETTING OF THE AMOUNT OF ATTENDANCE FEES | Management | No Action | |||||||||
O.12 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE CHAIRMAN OF THE BOARD OF DIRECTORS, PURSUANT TO ARTICLE L.225-37-2 OF THE FRENCH COMMERCIAL CODE |
Management | No Action | |||||||||
O.13 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE CHIEF EXECUTIVE OFFICER, PURSUANT TO ARTICLE L.225-37-2 OF THE FRENCH COMMERCIAL CODE |
Management | No Action | |||||||||
O.14 | APPROVAL OF THE COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID OR AWARDED, FOR THE FINANCIAL YEAR ENDED 31 MARCH 2019, TO MR. MARC HERIARD DUBREUIL, PURSUANT TO ARTICLE L. 225- 100 OF THE FRENCH COMMERCIAL CODE |
Management | No Action | |||||||||
O.15 | APPROVAL OF THE COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID OR AWARDED TO MRS. VALERIE CHAPOULAUD-FLOQUET, CHIEF EXECUTIVE OFFICER, FOR THE FINANCIAL YEAR ENDED 31 MARCH 2019, PURSUANT TO ARTICLE L. 225-100 OF THE FRENCH COMMERCIAL CODE |
Management | No Action | |||||||||
O.16 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO ACQUIRE AND SELL SHARES OF THE COMPANY UNDER THE PROVISIONS OF ARTICLES L. 225-209 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE |
Management | No Action | |||||||||
E.17 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING TREASURY SHARES HELD BY THE COMPANY |
Management | No Action | |||||||||
E.18 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management | No Action | |||||||||
MODINE MANUFACTURING COMPANY | ||||||||||||
Security | 607828100 | Meeting Type | Annual | |||||||||
Ticker Symbol | MOD | Meeting Date | 25-Jul-2019 | |||||||||
ISIN | US6078281002 | Agenda | 935056033 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1a. | Election of Director: Mr. David G. Bills | Management | For | For | ||||||||
1b. | Election of Director: Mr. Thomas A. Burke | Management | For | For | ||||||||
1c. | Election of Director: Mr. Charles P. Cooley | Management | For | For | ||||||||
2. | Advisory vote to approve of the Company's named executive officer compensation. |
Management | For | For | ||||||||
3. | Ratification of the appointment of the Company's independent registered public accounting firm. |
Management | For | For | ||||||||
MELLANOX TECHNOLOGIES LTD. | ||||||||||||
Security | M51363113 | Meeting Type | Annual | |||||||||
Ticker Symbol | MLNX | Meeting Date | 25-Jul-2019 | |||||||||
ISIN | IL0011017329 | Agenda | 935056994 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1a. | Election of Director: Glenda Dorchak | Management | For | For | ||||||||
1b. | Election of Director: Irwin Federman | Management | For | For | ||||||||
1c. | Election of Director: Amal M. Johnson | Management | For | For | ||||||||
1d. | Election of Director: Jack Lazar | Management | For | For | ||||||||
1e. | Election of Director: Jon A. Olson | Management | For | For | ||||||||
1f. | Election of Director: Umesh Padval | Management | For | For | ||||||||
1g. | Election of Director: David Perlmutter | Management | For | For | ||||||||
1h. | Election of Director: Steve Sanghi | Management | For | For | ||||||||
1i. | Election of Director: Eyal Waldman | Management | For | For | ||||||||
1j. | Election of Director: Gregory Waters | Management | For | For | ||||||||
2. | Advisory vote to approve the compensation of the Company's named executive officers ("say-on-pay vote") as disclosed in the compensation discussion and analysis, compensation tables and narrative discussion set forth in the proxy statement. |
Management | For | For | ||||||||
3. | Approval of the Fourth Restated Plan. | Management | Against | Against | ||||||||
4. | Approval of certain changes to the annual retainer fees and equity awards to the Company's non-employee directors. |
Management | For | For | ||||||||
5a. | Do you have a Personal Interest (as defined in the Proxy Statement) with regards to Proposal 5b? By selecting FOR I confirm that I DO NOT HAVE a Personal Interest and by selecting AGAINST I confirm I DO HAVE a Personal Interest in voting this proposal. |
Management | For | |||||||||
5b. | Approval of the Company's Compensation Philosophy. | Management | For | For | ||||||||
6. | Approval of the appointment of EY Israel as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019 and authorization of audit committee to determine its fiscal 2019 remuneration in accordance with the volume and nature of its services. |
Management | For | For | ||||||||
ZAYO GROUP HOLDINGS INC | ||||||||||||
Security | 98919V105 | Meeting Type | Special | |||||||||
Ticker Symbol | ZAYO | Meeting Date | 26-Jul-2019 | |||||||||
ISIN | US98919V1052 | Agenda | 935058556 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | Approval of the proposal to adopt the merger agreement. | Management | For | For | ||||||||
2. | The approval, on a non-binding advisory basis, of the golden parachute compensation that will or may be received by the Company's named executive officers in connection with the merger. |
Management | For | For | ||||||||
3. | The proposal to approve one or more adjournments of the special meeting, if necessary or appropriate and permitted under the merger agreement. |
Management | For | For | ||||||||
CONTROL4 CORPORATION | ||||||||||||
Security | 21240D107 | Meeting Type | Special | |||||||||
Ticker Symbol | CTRL | Meeting Date | 30-Jul-2019 | |||||||||
ISIN | US21240D1072 | Agenda | 935056716 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | To adopt the Agreement and Plan of Merger, dated as of May 8, 2019 (as it may be amended from time to time, the "merger agreement"), by and among Control4 Corporation, a Delaware corporation (the "Company"), Wirepath Home Systems, LLC, a North Carolina limited liability company ("Parent"), and Copper Merger Sub Inc., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub will be merged with and into the Company (the "merger"). |
Management | For | For | ||||||||
2. | To approve, on an advisory (non-binding) basis, certain compensation that may be paid or become payable to the Company's named executive officers in connection with the merger. |
Management | For | For | ||||||||
3. | To approve the adjournment of the special meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement. |
Management | For | For | ||||||||
BUCKEYE PARTNERS, L.P. | ||||||||||||
Security | 118230101 | Meeting Type | Special | |||||||||
Ticker Symbol | BPL | Meeting Date | 31-Jul-2019 | |||||||||
ISIN | US1182301010 | Agenda | 935058227 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | The approval of (i) the Agreement and Plan of Merger, dated as of May 10, 2019, by and among Buckeye Partners, L.P., a DE limited partnership, Hercules Intermediate Holdings LLC, a DE limited liability company ("Parent"), Hercules Merger Sub LLC, a DE limited liability company and a wholly owned subsidiary of Parent, Buckeye Pipe Line Services Company, a PA corporation, and Buckeye GP LLC, a DE limited liability company and the general partner of Buckeye Partners, L.P. and (ii) the transactions contemplated by the Agreement and Plan of Merger. |
Management | For | For | ||||||||
2. | The approval, in a nonbinding advisory vote, of the compensation that may be paid or may become payable to Buckeye Partners, L.P.'s named executive officers in connection with, or following, the consummation of the merger contemplated by the Agreement and Plan of Merger. |
Management | For | For | ||||||||
ENTEGRA FINANCIAL CORP. | ||||||||||||
Security | 29363J108 | Meeting Type | Annual | |||||||||
Ticker Symbol | ENFC | Meeting Date | 01-Aug-2019 | |||||||||
ISIN | US29363J1088 | Agenda | 935058683 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | To approve the Agreement and Plan of Merger, by and among First Citizens BancShares, Inc., First-Citizens Bank & Trust Company ("First Citizens Bank"), FC Merger Subsidiary VII, Inc. ("Merger Sub"), and the Company, pursuant to which Merger Sub will merge with and into the Company ("Merger"), with the Company surviving the Merger and becoming a wholly owned subsidiary of First Citizens Bank, after which the Company will merge with and into First Citizens Bank ("Second Step Merger"), with First Citizens Bank surviving the Second Step Merger. |
Management | For | For | ||||||||
2. | To adjourn or postpone the Annual Meeting to a later time and place, if necessary or appropriate, including for the purpose of permitting the solicitation of additional proxies in favor of the proposal to approve the Merger Agreement. |
Management | For | For | ||||||||
3a. | Election of Director to serve for the terms specified in the Proxy Statement dated June 25, 2019: Ronald D. Beale |
Management | For | For | ||||||||
3b. | Election of Director to serve for the terms specified in the Proxy Statement dated June 25, 2019: R. Matt Dunbar |
Management | For | For | ||||||||
3c. | Election of Director to serve for the terms specified in the Proxy Statement dated June 25, 2019: Roger D. Plemens |
Management | For | For | ||||||||
4. | To ratify the appointment of Dixon Hughes Goodman LLP as the Company's independent registered public accounting firm for the fiscal year ended December 31, 2019. |
Management | For | For | ||||||||
THE J. M. SMUCKER COMPANY | ||||||||||||
Security | 832696405 | Meeting Type | Annual | |||||||||
Ticker Symbol | SJM | Meeting Date | 14-Aug-2019 | |||||||||
ISIN | US8326964058 | Agenda | 935056920 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1a. | Election of Director for a term expire in 2020: Kathryn W. Dindo |
Management | For | For | ||||||||
1b. | Election of Director for a term expire in 2020: Paul J. Dolan |
Management | For | For | ||||||||
1c. | Election of Director for a term expire in 2020: Jay L. Henderson |
Management | For | For | ||||||||
1d. | Election of Director for a term expire in 2020: Gary A. Oatey |
Management | For | For | ||||||||
1e. | Election of Director for a term expire in 2020: Kirk L. Perry |
Management | For | For | ||||||||
1f. | Election of Director for a term expire in 2020: Sandra Pianalto |
Management | For | For | ||||||||
1g. | Election of Director for a term expire in 2020: Nancy Lopez Russell |
Management | For | For | ||||||||
1h. | Election of Director for a term expire in 2020: Alex Shumate |
Management | For | For | ||||||||
1i. | Election of Director for a term expire in 2020: Mark T. Smucker |
Management | For | For | ||||||||
1j. | Election of Director for a term expire in 2020: Richard K. Smucker |
Management | For | For | ||||||||
1k. | Election of Director for a term expire in 2020: Timothy P. Smucker |
Management | For | For | ||||||||
1l. | Election of Director for a term expire in 2020: Dawn C. Willoughby |
Management | For | For | ||||||||
2. | Ratification of appointment of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for the 2020 fiscal year. |
Management | For | For | ||||||||
3. | Advisory approval of the Company's executive compensation. |
Management | For | For | ||||||||
MEDIDATA SOLUTIONS, INC. | ||||||||||||
Security | 58471A105 | Meeting Type | Special | |||||||||
Ticker Symbol | MDSO | Meeting Date | 16-Aug-2019 | |||||||||
ISIN | US58471A1051 | Agenda | 935064941 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | A proposal to adopt the Agreement and Plan of Merger (as it may be amended from time to time, the "merger agreement"), dated as of June 11, 2019, by and among Medidata Solutions, Inc., Dassault Systèmes SE, Dassault Systèmes Americas Corp., and 3DS Acquisition 6 Corp. |
Management | For | For | ||||||||
2. | A proposal to approve, on an advisory (non-binding) basis, specified compensation that may be paid or become payable to Medidata Solutions, Inc.'s principal executive officers, principal financial officer and three most highly compensated executive officers other than the principal executive officers and principal financial officer in connection with the merger. |
Management | For | For | ||||||||
3. | A proposal to approve the adjournment of the special meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the merger agreement. |
Management | For | For | ||||||||
AMERIGAS PARTNERS, L.P. | ||||||||||||
Security | 030975106 | Meeting Type | Special | |||||||||
Ticker Symbol | APU | Meeting Date | 21-Aug-2019 | |||||||||
ISIN | US0309751065 | Agenda | 935061957 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | To approve the Agreement and Plan of Merger, dated as of April 1,2019 (as may be amended from time to time, the "merger agreement"), by and among UGI Corporation, AmeriGas Propane Holdings, Inc., AmeriGas Propane Holdings, LLC ("Merger Sub"), AmeriGas Partners, L.P. ("AmeriGas") and AmeriGas Propane, Inc., the general partner of AmeriGas, and transactions contemplated thereby, including the merger of Merger Sub with and into AmeriGas, with AmeriGas continuing as the surviving entity and an indirect, wholly owned subsidiary of UGI (the "merger"). |
Management | For | For | ||||||||
2. | To approve the adjournment of the special meeting, if necessary, to solicit additional proxies if there are not sufficient votes to approve the merger agreement and the transactions contemplated thereby, including the merger, at the time of the special meeting. |
Management | For | For | ||||||||
3. | To approve, by a non-binding advisory vote, the compensation arrangements disclosed in the proxy statement/prospectus that may be payable to AmeriGas' named executive officers in connection with the completion of the merger. |
Management | For | For | ||||||||
CRAY INC. | ||||||||||||
Security | 225223304 | Meeting Type | Special | |||||||||
Ticker Symbol | CRAY | Meeting Date | 27-Aug-2019 | |||||||||
ISIN | US2252233042 | Agenda | 935058241 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | To approve the Agreement and Plan of Merger (the "Merger Agreement"), dated as of May 16, 2019, by and among Hewlett Packard Enterprise Company, a Delaware corporation ("HPE"), Canopy Merger Sub, Inc., a Washington corporation and wholly owned subsidiary of HPE, and Cray Inc., a Washington corporation ("Cray"), as such agreement may be amended from time to time. |
Management | For | For | ||||||||
2. | To approve, on a non-binding advisory basis, certain compensation that may be paid or become payable to Cray's named executive officers in connection with the merger. |
Management | For | For | ||||||||
3. | To approve the adjournment of the special meeting to a later date if Cray's board of directors determines that it is necessary or appropriate, and is permitted by the Merger Agreement, to solicit additional proxies if there is not a quorum present or there are not sufficient votes in favor of the approval of the Merger Agreement at the time of the special meeting. |
Management | For | For | ||||||||
CYPRESS SEMICONDUCTOR CORPORATION | ||||||||||||
Security | 232806109 | Meeting Type | Special | |||||||||
Ticker Symbol | CY | Meeting Date | 27-Aug-2019 | |||||||||
ISIN | US2328061096 | Agenda | 935063987 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | To adopt the Agreement and Plan of Merger, dated as of June 3, 2019, as it may be amended or modified from time to time, among Cypress Semiconductor Corporation ("Cypress"), Infineon Technologies AG and IFX Merger Sub Inc. (the "merger agreement") and the merger described therein. |
Management | For | For | ||||||||
2. | To approve, on a non-binding, advisory basis, certain compensation that will or may be paid by Cypress to its named executive officers that is based on or otherwise relates to the merger. |
Management | For | For | ||||||||
3. | To approve any proposal to adjourn the special meeting from time to time, if necessary or appropriate, for the purpose of soliciting additional votes for the approval of the merger agreement. |
Management | For | For | ||||||||
SHUTTERFLY, INC. | ||||||||||||
Security | 82568P304 | Meeting Type | Special | |||||||||
Ticker Symbol | SFLY | Meeting Date | 28-Aug-2019 | |||||||||
ISIN | US82568P3047 | Agenda | 935067973 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | Adopt Agreement and Plan of Merger, among Photo Holdings, LLC, a Delaware limited liability company ("Newco"), Photo Holdings Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of Newco, and Shutterfly, Inc., a Delaware corporation ("Shutterfly"), as such agreement may be amended from time to time. Upon the terms and subject to the conditions of the Merger Agreement, if the merger is completed, Merger Sub will merge with & into Shutterfly (the "Merger"), and Shutterfly will continue as surviving corporation. |
Management | For | For | ||||||||
2. | To approve, on a non-binding advisory basis, the compensation that may be paid or become payable to Shutterfly's named executive officers that is based on or otherwise relates to the Merger. |
Management | For | For | ||||||||
3. | To approve the adjournment of the special meeting to a later date or dates, if Shutterfly's board of directors determines that it is necessary or appropriate and is permitted by the Merger Agreement, to solicit additional proxies if (a) there is not a quorum present or represented by proxy or (b) there are insufficient votes to adopt the Merger Agreement, in each case, at the time of then-scheduled special meeting, or to give holders of Shutterfly's common stock additional time to evaluate new material information or disclosure. |
Management | For | For | ||||||||
WESSANEN NV | ||||||||||||
Security | N95242165 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
Ticker Symbol | Meeting Date | 29-Aug-2019 | ||||||||||
ISIN | NL0000395317 | Agenda | 711431003 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. |
Non-Voting | ||||||||||
1 | OPENING | Non-Voting | ||||||||||
2 | EXPLANATION OF THE RECOMMENDED CASH OFFER |
Non-Voting | ||||||||||
3 | POST-CLOSING RESTRUCTURING RESOLUTION | Management | No Action | |||||||||
4 | APPOINTMENT OF MR DE GANTES AS MEMBER OF THE EXECUTIVE BOARD |
Management | No Action | |||||||||
5.A | CONDITIONAL APPOINTMENT OF MRS D'ENGREMONT AS MEMBER OF THE SUPERVISORY BOARD |
Management | No Action | |||||||||
5.B | CONDITIONAL APPOINTMENT OF MR MONIER AS MEMBER OF THE SUPERVISORY BOARD |
Management | No Action | |||||||||
5.C | CONDITIONAL APPOINTMENT OF MRS SIMONSE AS MEMBER OF THE SUPERVISORY BOARD |
Management | No Action | |||||||||
5.D | CONDITIONAL APPOINTMENT OF MR JOBSON AS MEMBER OF THE SUPERVISORY BOARD |
Management | No Action | |||||||||
5.E | CONDITIONAL APPOINTMENT OF MR SUBERBIELLE AS MEMBER OF THE SUPERVISORY BOARD |
Management | No Action | |||||||||
6 | CONDITIONAL GRANTING OF FULL AND FINAL DISCHARGE FROM LIABILITY TO ALL MEMBERS OF THE SUPERVISORY BOARD |
Management | No Action | |||||||||
7 | CONDITIONAL GRANTING OF FULL AND FINAL DISCHARGE FROM LIABILITY TO THE MEMBERS OF THE EXECUTIVE BOARD |
Management | No Action | |||||||||
8 | CONDITIONAL CONVERSION AND AMENDMENT ARTICLES OF ASSOCIATION OF WESSANEN |
Management | No Action | |||||||||
9 | QUESTIONS AND CLOSE OF THE MEETING | Non-Voting | ||||||||||
HYDROGENICS CORPORATION | ||||||||||||
Security | 448883207 | Meeting Type | Special | |||||||||
Ticker Symbol | HYGS | Meeting Date | 29-Aug-2019 | |||||||||
ISIN | CA4488832078 | Agenda | 935064535 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1 | The special resolution, the full text of which is set forth in Appendix "B" to the Circular, approving a plan of arrangement under section 192 of the Canada Business Corporations Act, involving Cummins Inc., Atlantis AcquisitionCo Canada Corporation and the Company, all as more particularly described in the Circular. |
Management | For | For | ||||||||
ASV HOLDINGS, INC | ||||||||||||
Security | 00215L104 | Meeting Type | Special | |||||||||
Ticker Symbol | ASV | Meeting Date | 04-Sep-2019 | |||||||||
ISIN | US00215L1044 | Agenda | 935067505 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | To adopt and approve the Agreement and Plan of Merger (as it may be amended from time to time, the "Merger Agreement") entered into on June 26, 2019 among ASV Holdings, Inc. ("ASV"), Yanmar America Corporation, a Georgia corporation ("Yanmar"), Osaka Merger Sub, Inc., a Delaware corporation and a wholly owned subsidiary of Yanmar ("Merger Sub"), and (solely for the purposes specified in the Merger Agreement) Yanmar Co., Ltd., a company organized under the laws of Japan, and the transactions contemplated by the Merger Agreement. |
Management | For | For | ||||||||
2. | To adjourn the ASV special meeting, if necessary or appropriate, to solicit additional proxies in favor of the proposal to adopt and approve the Merger Agreement and the transactions contemplated by the Merger Agreement if there are insufficient votes at the time of such adjournment to approve such proposal. |
Management | For | For | ||||||||
ALERION CLEANPOWER | ||||||||||||
Security | T0235S104 | Meeting Type | MIX | |||||||||
Ticker Symbol | Meeting Date | 05-Sep-2019 | ||||||||||
ISIN | IT0004720733 | Agenda | 711461955 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. |
Non-Voting | ||||||||||
O.1 | TO APPOINT EXTERNAL AUDITORS FOR THE YEARS 2020-2028 |
Management | For | For | ||||||||
E.1 | MERGER BY INCORPORATION OF THE FULLY OWNED ALERION ENERGIE RINNOVABILI S.P.A. AND REDUCTION OF THE STOCK CAPITAL OF ALERION CLEAN POWER S.P.A. AS PER ART. 2445 OF THE ITALIAN CIVIL CODE. RESOLUTION RELATED THERETO |
Management | For | For | ||||||||
SPARK THERAPEUTICS, INC. | ||||||||||||
Security | 84652J103 | Meeting Type | Annual | |||||||||
Ticker Symbol | ONCE | Meeting Date | 05-Sep-2019 | |||||||||
ISIN | US84652J1034 | Agenda | 935063494 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | Anand Mehra, MD | For | For | |||||||||
2 | Robert J. Perez | For | For | |||||||||
3 | Lota Zoth | For | For | |||||||||
2. | To approve, on an advisory basis, the compensation paid to the Company's named executive officers. |
Management | For | For | ||||||||
3. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. |
Management | For | For | ||||||||
SOTHEBY'S | ||||||||||||
Security | 835898107 | Meeting Type | Special | |||||||||
Ticker Symbol | BID | Meeting Date | 05-Sep-2019 | |||||||||
ISIN | US8358981079 | Agenda | 935070134 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | To consider and vote on a proposal to adopt the Agreement and Plan of Merger, dated as of June 16, 2019, as it may be amended from time to time (the "merger agreement"), by and among Sotheby's, BidFair USA LLC, ("Parent"), and BidFair MergeRight Inc., a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the merger agreement, Merger Sub will be merged with and into Sotheby's (the "merger"), with Sotheby's continuing as the surviving corporation and a wholly owned subsidiary of Parent. |
Management | For | For | ||||||||
2. | To consider and vote on a proposal to approve, by non- binding, advisory vote, certain compensation arrangements for Sotheby's named executive officers in connection with the merger. |
Management | For | For | ||||||||
ACACIA COMMUNICATIONS, INC. | ||||||||||||
Security | 00401C108 | Meeting Type | Special | |||||||||
Ticker Symbol | ACIA | Meeting Date | 06-Sep-2019 | |||||||||
ISIN | US00401C1080 | Agenda | 935071059 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | To adopt the Agreement and Plan of Merger, dated as of July 8, 2019, as it may be amended from time to time, by and among Acacia Communications, Inc., Cisco Systems, Inc., and Amarone Acquisition Corp. |
Management | For | For | ||||||||
2. | To approve, on a nonbinding advisory basis, the compensation that may be payable to Acacia Communications, Inc.'s named executive officers in connection with the merger. |
Management | For | For | ||||||||
3. | To approve the adjournment of the special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the proposal to adopt the Agreement and Plan of Merger. |
Management | For | For | ||||||||
INTELSAT S.A. | ||||||||||||
Security | L5140P101 | Meeting Type | Special | |||||||||
Ticker Symbol | I | Meeting Date | 11-Sep-2019 | |||||||||
ISIN | LU0914713705 | Agenda | 935065664 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1a. | Election of New Director: Ellen Pawlikowski | Management | For | For | ||||||||
1b. | Election of New Director: Jacqueline Reses | Management | For | For | ||||||||
PATTERSON COMPANIES, INC. | ||||||||||||
Security | 703395103 | Meeting Type | Annual | |||||||||
Ticker Symbol | PDCO | Meeting Date | 16-Sep-2019 | |||||||||
ISIN | US7033951036 | Agenda | 935065462 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1a. | Election of Director: John D. Buck | Management | For | For | ||||||||
1b. | Election of Director: Alex N. Blanco | Management | For | For | ||||||||
1c. | Election of Director: Jody H. Feragen | Management | For | For | ||||||||
1d. | Election of Director: Robert C. Frenzel | Management | For | For | ||||||||
1e. | Election of Director: Francis J. Malecha | Management | For | For | ||||||||
1f. | Election of Director: Ellen A. Rudnick | Management | For | For | ||||||||
1g. | Election of Director: Neil A. Schrimsher | Management | For | For | ||||||||
1h. | Election of Director: Mark S. Walchirk | Management | For | For | ||||||||
2. | Approval of amendment to Amended and Restated Employee Stock Purchase Plan. |
Management | For | For | ||||||||
3. | Advisory approval of executive compensation. | Management | For | For | ||||||||
4. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending April 25, 2020. |
Management | For | For | ||||||||
EMC INSURANCE GROUP INC. | ||||||||||||
Security | 268664109 | Meeting Type | Special | |||||||||
Ticker Symbol | EMCI | Meeting Date | 18-Sep-2019 | |||||||||
ISIN | US2686641091 | Agenda | 935071047 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | To adopt the Agreement and Plan of Merger, dated as of May 8,2019 (as amended, supplemented or otherwise modified from time to time), by and among Employers Mutual Casualty Company, an Iowa mutual insurance company ("EMCC"), Oak Merger Sub, Inc., an Iowa corporation and wholly owned subsidiary of EMCC, and the Company (the "merger agreement proposal") |
Management | For | For | ||||||||
2. | To approve the adjournment of the special meeting from time to time, if necessary, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the merger agreement proposal (the "adjournment proposal") |
Management | For | For | ||||||||
EL PASO ELECTRIC COMPANY | ||||||||||||
Security | 283677854 | Meeting Type | Special | |||||||||
Ticker Symbol | EE | Meeting Date | 19-Sep-2019 | |||||||||
ISIN | US2836778546 | Agenda | 935069511 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | To approve the Agreement and Plan of Merger, dated as of June 1, 2019, by and among El Paso Electric Company (the Company), Sun Jupiter Holdings LLC (Parent) and Sun Merger Sub Inc., a wholly-owned subsidiary of Parent (Merger Sub), and the transactions contemplated thereby, including the merger of Merger Sub with and into the Company. |
Management | For | For | ||||||||
2. | To approve by non-binding advisory resolution, the compensation of the named executive officers of the Company that will or may become payable in connection with the merger. |
Management | For | For | ||||||||
3. | To approve any motion to adjourn the special meeting to a later date or dates, if necessary, to solicit additional proxies if there are insufficient votes to approve proposal 1 at the time of the special meeting. |
Management | For | For | ||||||||
DIAGEO PLC | ||||||||||||
Security | 25243Q205 | Meeting Type | Annual | |||||||||
Ticker Symbol | DEO | Meeting Date | 19-Sep-2019 | |||||||||
ISIN | US25243Q2057 | Agenda | 935071364 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | Report and accounts 2019. | Management | For | For | ||||||||
2. | Directors' remuneration report 2019. | Management | For | For | ||||||||
3. | Declaration of final dividend. | Management | For | For | ||||||||
4. | Election of D Crew as a director. (Audit, Nomination and Remuneration.) |
Management | For | For | ||||||||
5. | Re-election of Lord Davies as a director. (Audit, Nomination and Remuneration) |
Management | For | For | ||||||||
6. | Re-election of J Ferrán as a director. (Chairman of Nomination Committee) |
Management | For | For | ||||||||
7. | Re-election of S Kilsby as a director. (Audit, Nomination and chairman of Remuneration committee) |
Management | For | For | ||||||||
8. | Re-election of H KwonPing as a director. (Audit, Nomination and Remuneration) |
Management | For | For | ||||||||
9. | Re-election of N Mendelsohn as a director. (Audit, Nomination and Remuneration) |
Management | For | For | ||||||||
10. | Re-election of I Menezes as a director. (chairman of Executive committee) |
Management | For | For | ||||||||
11. | Re-election of K Mikells as a director. (Executive) | Management | For | For | ||||||||
12. | Re-election of A Stewart as a director. (chairman of Audit committee, Nomination and Remuneration) |
Management | For | For | ||||||||
13. | Re-appointment of auditor. | Management | For | For | ||||||||
14. | Remuneration of auditor. | Management | For | For | ||||||||
15. | Authority to make political donations and/or to incur political expenditure. |
Management | For | For | ||||||||
16. | Authority to allot shares. | Management | For | For | ||||||||
17. | Approval of the Irish Sharesave scheme. | Management | For | For | ||||||||
18. | Disapplication of pre-emption rights. (Special resolution) | Management | For | For | ||||||||
19. | Authority to purchase own shares. (Special resolution) | Management | For | For | ||||||||
20. | Reduced notice of a general meeting other than an AGM. (Special resolution) |
Management | For | For | ||||||||
21. | Adoption and approval of new articles of association. (Special resolution) |
Management | For | For | ||||||||
PEAK RESORTS INC | ||||||||||||
Security | 70469L100 | Meeting Type | Special | |||||||||
Ticker Symbol | SKIS | Meeting Date | 20-Sep-2019 | |||||||||
ISIN | US70469L1008 | Agenda | 935074346 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | The proposal to adopt the Merger Agreement and approve the Merger and the other transactions contemplated thereby. |
Management | For | For | ||||||||
2. | The proposal to adjourn the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement and approve the Merger and the other transactions contemplated thereby at the time of the Special Meeting. |
Management | For | For | ||||||||
CONDOR HOSPITALITY TRUST, INC. | ||||||||||||
Security | 20676Y403 | Meeting Type | Special | |||||||||
Ticker Symbol | CDOR | Meeting Date | 23-Sep-2019 | |||||||||
ISIN | US20676Y4035 | Agenda | 935075956 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | To consider and vote on a proposal to adopt and approve Merger Agreement, dated as of July 19, 2019 by and among the Condor Hospitality Trust, Inc. ("Company"), Condor Hospitality Limited Partnership, NHT Operating Partnership LLC, NHT REIT Merger Sub, LLC ("Merger Sub") and NHT Operating Partnership II, LLC, as it may be amended from time to time, and transactions contemplated by Merger Agreement, including, without limitation, the merger of Merger Sub with and into the Company ("Company merger"), as more particularly described in the proxy statement. |
Management | For | For | ||||||||
2. | To consider and vote on a proposal to approve, on a non- binding, advisory basis, the specified compensation that may be paid or become payable to the named executive officers of the Company in connection with the Company merger, as more fully described in the proxy statement. |
Management | For | For | ||||||||
3. | To consider and vote on a proposal to approve one or more adjournments of the special meeting to a later date or dates, if necessary or appropriate, including to solicit additional proxies if there are not sufficient votes at the time of the special meeting to approve the Merger Agreement and the transactions contemplated by the Merger Agreement, including, without limitation, the Company merger, as more particularly described in the proxy statement. |
Management | For | For | ||||||||
NATIONAL BEVERAGE CORP. | ||||||||||||
Security | 635017106 | Meeting Type | Annual | |||||||||
Ticker Symbol | FIZZ | Meeting Date | 04-Oct-2019 | |||||||||
ISIN | US6350171061 | Agenda | 935076984 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | Election of Director: Cecil D. Conlee | Management | For | For | ||||||||
1B. | Election of Director: Stanley M. Sheridan | Management | For | For | ||||||||
OMNOVA SOLUTIONS INC. | ||||||||||||
Security | 682129101 | Meeting Type | Special | |||||||||
Ticker Symbol | OMN | Meeting Date | 10-Oct-2019 | |||||||||
ISIN | US6821291019 | Agenda | 935080224 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | To adopt the Agreement and Plan of Merger, dated as of July 3, 2019 (as may be amended from time to time, the "merger agreement"), by and among OMNOVA, Synthomer plc, Spirit USA Holdings Inc. and Synthomer USA LLC, thereby approving the transactions contemplated by the merger agreement. |
Management | For | For | ||||||||
2. | To approve, by a non-binding advisory vote, the compensation that may be paid or become payable to OMNOVA's named executive officers that is based on or otherwise relates to the merger contemplated by the merger agreement. |
Management | For | For | ||||||||
3. | To adjourn the special meeting to a later date or time, if necessary or appropriate, including if there are insufficient votes at the time of the special meeting to obtain the OMNOVA shareholder approval. |
Management | For | For | ||||||||
ALLERGAN PLC | ||||||||||||
Security | G0177J108 | Meeting Type | Special | |||||||||
Ticker Symbol | AGN | Meeting Date | 14-Oct-2019 | |||||||||
ISIN | IE00BY9D5467 | Agenda | 935082305 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | COURT MEETING: Approve the scheme of arrangement. | Management | For | For | ||||||||
2. | Extraordinary General Meeting: Approve the scheme of arrangement and authorize the directors of Allergan plc to take all such actions as they consider necessary or appropriate for carrying the scheme of arrangement into effect. |
Management | For | For | ||||||||
3. | Extraordinary General Meeting: Approve the cancellation of any Allergan plc ordinary shares in issue at 11:59 p.m., Irish time, on the day before the Irish High Court hearing to sanction the scheme (excluding, in any case, any Allergan plc ordinary shares which are held from time to time by AbbVie Inc., Acquirer Sub (as defined in the scheme of arrangement) or any other subsidiary of AbbVie Inc., if any). |
Management | For | For | ||||||||
4. | Extraordinary General Meeting: Authorize the directors of Allergan plc to allot and issue new Allergan plc shares, fully paid up, to Acquirer Sub and/or its nominee(s) in connection with effecting the scheme. |
Management | For | For | ||||||||
5. | Extraordinary General Meeting: Amend the articles of association of Allergan plc so that any ordinary shares of Allergan plc that are issued on or after the Voting Record Time (as defined in the scheme of arrangement) to persons other than Acquirer Sub or its nominees will either be subject to the terms of the scheme or will be immediately and automatically acquired by Acquirer Sub and/or its nominee(s) for the scheme consideration. |
Management | For | For | ||||||||
6. | Extraordinary General Meeting: Approve, on a non- binding, advisory basis, specified compensatory arrangements between Allergan plc and its named executive officers relating to the transaction. |
Management | For | For | ||||||||
7. | Extraordinary General Meeting: Approve any motion by the Chairman to adjourn the extraordinary general meeting, or any adjournments thereof, to solicit additional proxies in favor of the approval of the resolutions if there are insufficient votes at the time of the extraordinary general meeting to approve resolutions 2 through 5. |
Management | For | For | ||||||||
INTERNATIONAL SPEEDWAY CORPORATION | ||||||||||||
Security | 460335201 | Meeting Type | Special | |||||||||
Ticker Symbol | ISCA | Meeting Date | 16-Oct-2019 | |||||||||
ISIN | US4603352018 | Agenda | 935082381 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | The proposal to approve an Agreement and Plan of Merger, dated as of May 22, 2019, by and among International Speedway Corporation (the "Company"), NASCAR Holdings, Inc., and Nova Merger Sub, Inc., as it may be amended from time to time. |
Management | Abstain | Against | ||||||||
2. | The non-binding, advisory proposal to approve specified compensation that may become payable to the named executive officers of the Company in connection with the merger. |
Management | Abstain | Against | ||||||||
3. | The proposal to approve an adjournment of the special meeting, if necessary or appropriate (as determined in good faith by the Company), to solicit additional proxies if there are insufficient votes at the time of the special meeting to obtain the Required Shareholder Vote (as defined in the enclosed Proxy Statement). |
Management | Abstain | Against | ||||||||
WESCO AIRCRAFT HOLDINGS, INC. | ||||||||||||
Security | 950814103 | Meeting Type | Special | |||||||||
Ticker Symbol | WAIR | Meeting Date | 24-Oct-2019 | |||||||||
ISIN | US9508141036 | Agenda | 935080197 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | To adopt the Agreement and Plan of Merger, dated August 8, 2019 (as it may be amended from time to time, the "Merger Agreement"), by and among Wolverine Intermediate Holding II Corporation, a Delaware corporation, Wolverine Merger Corporation, a Delaware corporation and a direct wholly owned subsidiary of Wolverine Intermediate Holding II Corporation, and Wesco Aircraft Holdings, Inc., a Delaware corporation. |
Management | For | For | ||||||||
2. | To approve the adjournment of the special meeting to a later date or dates if necessary to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the special meeting. |
Management | For | For | ||||||||
3. | To approve, on a non binding, advisory basis, certain compensation that will or may become payable to our named executive officers in connection with the transactions contemplated by the Merger Agreement. |
Management | For | For | ||||||||
LEGACYTEXAS FINANCIAL GROUP, INC. | ||||||||||||
Security | 52471Y106 | Meeting Type | Special | |||||||||
Ticker Symbol | LTXB | Meeting Date | 28-Oct-2019 | |||||||||
ISIN | US52471Y1064 | Agenda | 935083749 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | Approval of the Agreement and Plan of Reorganization, dated as of June 16, 2019, by and between Legacy Texas Financial Group, Inc. ("Legacy") and Prosperity Bancshares, Inc. ("Prosperity"), as it may be amended, supplemented or modified from time to time, pursuant to which Legacy will merge with and into Prosperity (the "merger") (which we refer to as the "Legacy merger proposal"). |
Management | For | For | ||||||||
2. | Approval, on an advisory (non-binding) basis, of the compensation that certain executive officers of Legacy may receive in connection with the merger pursuant to existing agreements or arrangements with Legacy. |
Management | For | For | ||||||||
3. | Approval of the adjournment of the special meeting to a later date or dates, if the board of directors of Legacy determines such an adjournment is necessary or appropriate, including adjournments to permit solicitation of additional proxies in favor of the Legacy merger proposal. |
Management | For | For | ||||||||
CARS.COM INC. | ||||||||||||
Security | 14575E105 | Meeting Type | Annual | |||||||||
Ticker Symbol | CARS | Meeting Date | 30-Oct-2019 | |||||||||
ISIN | US14575E1055 | Agenda | 935081149 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | Scott Forbes | For | For | |||||||||
2 | Jerri DeVard | For | For | |||||||||
3 | Jill Greenthal | For | For | |||||||||
4 | Thomas Hale | For | For | |||||||||
5 | Michael Kelly | For | For | |||||||||
6 | Donald A. McGovern Jr. | For | For | |||||||||
7 | Greg Revelle | For | For | |||||||||
8 | Bala Subramanian | For | For | |||||||||
9 | T. Alex Vetter | For | For | |||||||||
10 | Bryan Wiener | For | For | |||||||||
2. | Ratify the appointment of Ernst & Young LLP, an independent registered public accounting firm, as our independent certified public accountants for fiscal year 2019. |
Management | For | For | ||||||||
3. | Frequency on advisory vote to approve the compensation of our Named Executive Officers. |
Management | 1 Year | For | ||||||||
TWIN DISC, INCORPORATED | ||||||||||||
Security | 901476101 | Meeting Type | Annual | |||||||||
Ticker Symbol | TWIN | Meeting Date | 31-Oct-2019 | |||||||||
ISIN | US9014761012 | Agenda | 935079562 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | John H. Batten | For | For | |||||||||
2 | Harold M. Stratton II | For | For | |||||||||
3 | Michael C. Smiley | For | For | |||||||||
2. | Advise approval of the compensation of the Named Executive Officers. |
Management | For | For | ||||||||
3. | Ratify the appointment of RSM US LLP as our independent auditors for the fiscal year ending June 30, 2020. |
Management | For | For | ||||||||
ZAYO GROUP HOLDINGS INC | ||||||||||||
Security | 98919V105 | Meeting Type | Annual | |||||||||
Ticker Symbol | ZAYO | Meeting Date | 05-Nov-2019 | |||||||||
ISIN | US98919V1052 | Agenda | 935081555 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | Rick Connor | For | For | |||||||||
2 | Cathy Morris | For | For | |||||||||
3 | Emily White | For | For | |||||||||
2. | Ratification of KPMG LLP as the independent registered public accounting firm of Zayo Group Holdings, Inc. for its fiscal year ending June 30, 2020 |
Management | For | For | ||||||||
3. | Approve, on an advisory basis, executive compensation as disclosed in the proxy statement. |
Management | For | For | ||||||||
PERNOD RICARD SA | ||||||||||||
Security | F72027109 | Meeting Type | MIX | |||||||||
Ticker Symbol | Meeting Date | 08-Nov-2019 | ||||||||||
ISIN | FR0000120693 | Agenda | 711596253 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. |
Non-Voting | ||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE |
Non-Voting | ||||||||||
CMMT | IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR- VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU |
Non-Voting | ||||||||||
CMMT | 23 OCT 2019: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/publications/balo/pdf/2019/1002/20191002 1-904463.pdf AND-https://www.journal- officiel.gouv.fr/publications/balo/pdf/2019/1023/20191023 1-904598.pdf; PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE-FROM 05 NOV 2019 TO 06 NOV 2019 AND ADDITION OF URL LINK. IF YOU HAVE ALREADY-SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR-ORIGINAL INSTRUCTIONS. THANK YOU. |
Non-Voting | ||||||||||
O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 30 JUNE 2019 |
Management | For | For | ||||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 30 JUNE 2019 |
Management | For | For | ||||||||
O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 30 JUNE 2019 AND SETTING OF THE DIVIDEND |
Management | For | For | ||||||||
O.4 | APPROVAL OF THE REGULATED AGREEMENTS AND COMMITMENTS REFERRED TO IN ARTICLES L. 225- 38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE |
Management | For | For | ||||||||
O.5 | RENEWAL OF THE TERM OF OFFICE OF MRS. KORY SORENSON AS DIRECTOR |
Management | For | For | ||||||||
O.6 | APPOINTMENT OF MRS. ESTHER BERROZPE GALINDO AS DIRECTOR |
Management | For | For | ||||||||
O.7 | APPOINTMENT OF MR. PHILIPPE PETITCOLIN AS DIRECTOR |
Management | For | For | ||||||||
O.8 | SETTING OF THE ANNUAL AMOUNT OF ATTENDANCE FEES ALLOCATED TO THE MEMBERS OF THE BOARD OF DIRECTORS |
Management | For | For | ||||||||
O.9 | APPROVAL OF THE COMPENSATION ELEMENTS DUE OR AWARDED FOR THE FINANCIAL YEAR 2018/2019 TO MR. ALEXANDRE RICARD, CHAIRMAN AND CHIEF EXECUTIVE OFFICER |
Management | For | For | ||||||||
O.10 | APPROVAL OF THE COMPENSATION POLICY ELEMENTS APPLICABLE TO MR. ALEXANDRE RICARD, CHAIRMAN AND CHIEF EXECUTIVE OFFICER |
Management | For | For | ||||||||
O.11 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO TRADE IN THE SHARES OF THE COMPANY |
Management | For | For | ||||||||
E.12 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLATION OF TREASURY SHARES UP TO A MAXIMUM OF 10% OF THE SHARE CAPITAL |
Management | For | For | ||||||||
E.13 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL FOR A MAXIMUM NOMINAL AMOUNT OF 135 MILLION EUROS (I.E. APPROXIMATELY 32.81% OF THE SHARE CAPITAL), BY ISSUING COMMON SHARES AND/OR ANY TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL, WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT |
Management | For | For | ||||||||
E.14 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL FOR A MAXIMUM AMOUNT OF 41 MILLION EUROS (I.E. 9.96% OF THE SHARE CAPITAL), BY ISSUING COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, IN THE CONTEXT OF A PUBLIC OFFERING |
Management | For | For | ||||||||
E.15 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF AN INCREASE IN SHARE CAPITAL WITH OR WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHT UP TO A LIMIT OF 15% OF THE INITIAL ISSUE MADE PURSUANT TO THE 13TH, 14TH AND 16TH RESOLUTIONS |
Management | For | For | ||||||||
E.16 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITH CANCELLATION THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS, BY WAY OF A PRIVATE PLACEMENT, WITHIN THE CONTEXT OF ARTICLE L. 411-2 SECTION II OF THE FRENCH MONETARY AND FINANCIAL CODE, FOR A MAXIMUM NOMINAL AMOUNT OF 41 MILLION EUROS (APPROXIMATELY 9.96% OF THE SHARE CAPITAL |
Management | For | For | ||||||||
E.17 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL IN CONSIDERATION FOR CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY UP TO A MAXIMUM OF 10% OF THE SHARE CAPITAL |
Management | For | For | ||||||||
E.18 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL UP TO A MAXIMUM OF 10% OF THE SHARE CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, IN THE CASE OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY |
Management | For | For | ||||||||
E.19 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL FOR A MAXIMUM NOMINAL AMOUNT OF 135 MILLION EUROS (I.E. APPROXIMATELY 32.81% OF THE SHARE CAPITAL) BY INCORPORATION OF PREMIUMS, RESERVES, PROFITS OR OTHERS |
Management | For | For | ||||||||
E.20 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO PROCEED WITH THE FREE ALLOCATION OF PERFORMANCE SHARES, EXISTING SHARES OR SHARES TO BE ISSUED, TO EMPLOYEES AND EXECUTIVE CORPORATE OFFICERS OF THE COMPANY AND GROUP COMPANIES |
Management | For | For | ||||||||
E.21 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO GRANT TO EMPLOYEES AND EXECUTIVE CORPORATE OFFICERS OF THE COMPANY AND GROUP COMPANIES OPTIONS GRANTING ENTITLEMENT TO SUBSCRIBE FOR SHARES OF THE COMPANY TO BE ISSUED OR TO PURCHASE EXISTING SHARES OF THE COMPANY |
Management | For | For | ||||||||
E.22 | DELEGATIONS OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL WITHIN THE LIMIT OF 2% OF THE SHARE CAPITAL BY ISSUING SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, RESERVED FOR MEMBERS OF COMPANY SAVINGS PLANS WITH CANCELLATION OF PRE-EMPTIVE SUBSCRIPTION RIGHTS IN FAVOUR OF THE LATTER |
Management | For | For | ||||||||
E.23 | DELEGATIONS OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL WITHIN THE LIMIT OF 2% OF THE SHARE CAPITAL BY ISSUING SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO CAPITAL IN FAVOUR OF CATEGORY(IES) OF DESIGNATED BENEFICIARIES WITH CANCELLATION OF PRE-EMPTIVE SUBSCRIPTION RIGHT FOR THE BENEFIT OF THE LATTER |
Management | For | For | ||||||||
E.24 | AMENDMENT TO ARTICLE 16 OF THE BY-LAWS TO DETERMINE THE NUMBER OF DIRECTORS REPRESENTING THE EMPLOYEES PRESENT AT THE BOARD OF DIRECTORS ACCORDING TO THE NUMBER OF DIRECTORS SERVING ON THE BOARD UNDER ARTICLE L. 225-27-1 OF THE FRENCH COMMERCIAL CODE |
Management | For | For | ||||||||
E.25 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management | For | For | ||||||||
MEREDITH CORPORATION | ||||||||||||
Security | 589433101 | Meeting Type | Annual | |||||||||
Ticker Symbol | MDP | Meeting Date | 13-Nov-2019 | |||||||||
ISIN | US5894331017 | Agenda | 935082026 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | Stephen M. Lacy# | For | For | |||||||||
2 | C. Roberts III* | For | For | |||||||||
3 | D.M. Meredith Frazier* | For | For | |||||||||
4 | Beth J. Kaplan* | For | For | |||||||||
2. | To approve, on an advisory basis, the executive compensation program for the Company's named executive officers |
Management | For | For | ||||||||
3. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the year ending June 30, 2020 |
Management | For | For | ||||||||
FARMER BROS. CO. | ||||||||||||
Security | 307675108 | Meeting Type | Contested-Annual | |||||||||
Ticker Symbol | FARM | Meeting Date | 10-Dec-2019 | |||||||||
ISIN | US3076751086 | Agenda | 935097419 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | Charles F. Marcy | For | For | |||||||||
2 | D. Deverl Maserang II | For | For | |||||||||
3 | Christopher P. Mottern | For | For | |||||||||
2. | Ratification of selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2020. |
Management | For | For | ||||||||
3. | Non-binding, advisory vote to approve compensation paid to the Company's named executive officers. |
Management | For | For | ||||||||
4. | Approval of a management proposal to amend the Company's Amended and Restated Certificate of Incorporation to provide for the phased-in declassification of the Board of Directors, beginning at the 2020 annual meeting. |
Management | For | For | ||||||||
5. | Non-binding stockholder proposal urging the Board of Directors to provide for the phased-in declassification of the Board of Directors. |
Shareholder | Abstain | For | ||||||||
OIL-DRI CORPORATION OF AMERICA | ||||||||||||
Security | 677864100 | Meeting Type | Annual | |||||||||
Ticker Symbol | ODC | Meeting Date | 11-Dec-2019 | |||||||||
ISIN | US6778641000 | Agenda | 935094932 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | Ellen-Blair Chube | For | For | |||||||||
2 | Paul M. Hindsley | For | For | |||||||||
3 | Daniel S. Jaffee | For | For | |||||||||
4 | Joseph C. Miller | For | For | |||||||||
5 | Michael A. Nemeroff | For | For | |||||||||
6 | George C. Roeth | For | For | |||||||||
7 | Allan H. Selig | For | For | |||||||||
8 | Paul E. Suckow | For | For | |||||||||
9 | Lawrence E. Washow | For | For | |||||||||
2. | Ratification of the appointment of Grant Thornton LLP as the Company's independent auditor for the fiscal year ending July 31, 2020. |
Management | For | For | ||||||||
3. | Approval of the amendment of the Oil-Dri Corporation of America 2006 Long Term Incentive Plan. |
Management | For | For | ||||||||
CANFOR CORPORATION (NEW) | ||||||||||||
Security | 137576104 | Meeting Type | Special General Meeting | |||||||||
Ticker Symbol | Meeting Date | 18-Dec-2019 | ||||||||||
ISIN | CA1375761048 | Agenda | 711779681 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING |
Non-Voting | ||||||||||
CMMT | PLEASE NOTE THAT THIS MEETING MENTIONS DISSENTER'S RIGHTS, PLEASE REFER TO-THE MANAGEMENT INFORMATION CIRCULAR FOR DETAILS |
Non-Voting | ||||||||||
1 | ARRANGEMENT RESOLUTION: TO CONSIDER, PURSUANT TO AN INTERIM ORDER OF THE SUPREME COURT OF BRITISH COLUMBIA DATED NOVEMBER 18, 2019 AND, IF DEEMED ADVISABLE, TO PASS, WITH OR WITHOUT VARIATION, A SPECIAL RESOLUTION, THE FULL TEXT OF WHICH IS SET OUT IN APPENDIX A TO THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR (THE "CIRCULAR"), TO APPROVE AN ARRANGEMENT PURSUANT TO SECTION 288 OF THE BUSINESS CORPORATIONS ACT (BRITISH COLUMBIA) |
Management | For | For | ||||||||
STRATASYS LTD | ||||||||||||
Security | M85548101 | Meeting Type | Annual | |||||||||
Ticker Symbol | SSYS | Meeting Date | 31-Dec-2019 | |||||||||
ISIN | IL0011267213 | Agenda | 935113566 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | Re-Election of Director: Elchanan Jaglom | Management | For | For | ||||||||
1B. | Re-Election of Director: S. Scott Crump | Management | For | For | ||||||||
1C. | Re-Election of Director: Victor Leventhal | Management | For | For | ||||||||
1D. | Re-Election of Director: John J. McEleney | Management | For | For | ||||||||
1E. | Re-Election of Director: Dov Ofer | Management | For | For | ||||||||
1F. | Re-Election of Director: Ziva Patir | Management | For | For | ||||||||
1G. | Re-Election of Director: David Reis | Management | For | For | ||||||||
1H. | Re-Election of Director: Yair Seroussi | Management | For | For | ||||||||
1I. | Re-Election of Director: Adina Shorr | Management | For | For | ||||||||
2. | Approval of additional performance-based grant of 10,000 RSUs and additional $200,000 cash payment to each of David Reis (Vice Chairman and Executive Director) and Dov Ofer (Director) for continuing additional services on oversight committee of the Board |
Management | For | For | ||||||||
3. | Approval of $150,000 bonus for S. Scott Crump (Chairman of Executive Committee and CIO) in respect of (i) 2018 year and (ii) service on oversight committee of the Board |
Management | For | For | ||||||||
4. | Reappointment of Kesselman & Kesselman, a member of PricewaterhouseCoopers International Limited, as the Company's independent auditors for the year ending December 31, 2019 and additional period until next annual general meeting |
Management | For | For | ||||||||
UGI CORPORATION | ||||||||||||
Security | 902681105 | Meeting Type | Annual | |||||||||
Ticker Symbol | UGI | Meeting Date | 22-Jan-2020 | |||||||||
ISIN | US9026811052 | Agenda | 935114051 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | Election of Director: M. S. Bort | Management | For | For | ||||||||
1B. | Election of Director: T. A. Dosch | Management | For | For | ||||||||
1C. | Election of Director: A. N. Harris | Management | For | For | ||||||||
1D. | Election of Director: F. S. Hermance | Management | For | For | ||||||||
1E. | Election of Director: W. J. Marrazzo | Management | For | For | ||||||||
1F. | Election of Director: K. A. Romano | Management | For | For | ||||||||
1G. | Election of Director: M. O. Schlanger | Management | For | For | ||||||||
1H. | Election of Director: J. B. Stallings, Jr. | Management | For | For | ||||||||
1I. | Election of Director: K. R. Turner | Management | For | For | ||||||||
1J. | Election of Director: J. L. Walsh | Management | For | For | ||||||||
2. | Proposal to approve resolution on executive compensation. |
Management | For | For | ||||||||
3. | Proposal to ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm. |
Management | For | For | ||||||||
ENERGIZER HOLDINGS, INC. | ||||||||||||
Security | 29272W109 | Meeting Type | Annual | |||||||||
Ticker Symbol | ENR | Meeting Date | 27-Jan-2020 | |||||||||
ISIN | US29272W1099 | Agenda | 935115798 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | Election of Director: Carlos Abrams-Rivera | Management | For | For | ||||||||
1B. | Election of Director: Bill G. Armstrong | Management | For | For | ||||||||
1C. | Election of Director: Cynthia J. Brinkley | Management | For | For | ||||||||
1D. | Election of Director: Rebecca Frankiewicz | Management | For | For | ||||||||
1E. | Election of Director: Alan R. Hoskins | Management | For | For | ||||||||
1F. | Election of Director: Kevin J. Hunt | Management | For | For | ||||||||
1G. | Election of Director: James C. Johnson | Management | For | For | ||||||||
1H. | Election of Director: John E. Klein | Management | For | For | ||||||||
1I. | Election of Director: Patrick J. Moore | Management | For | For | ||||||||
1J. | Election of Director: Nneka L. Rimmer | Management | For | For | ||||||||
1K. | Election of Director: Robert V. Vitale | Management | For | For | ||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal 2020. |
Management | For | For | ||||||||
3. | Advisory, non-binding vote on executive compensation. | Management | For | For | ||||||||
4. | Approval of Omnibus Incentive Plan. | Management | Abstain | Against | ||||||||
MUELLER WATER PRODUCTS, INC. | ||||||||||||
Security | 624758108 | Meeting Type | Annual | |||||||||
Ticker Symbol | MWA | Meeting Date | 29-Jan-2020 | |||||||||
ISIN | US6247581084 | Agenda | 935114936 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | Election of Director: Shirley C. Franklin | Management | For | For | ||||||||
1B. | Election of Director: Scott Hall | Management | For | For | ||||||||
1C. | Election of Director: Thomas J. Hansen | Management | For | For | ||||||||
1D. | Election of Director: Jerry W. Kolb | Management | For | For | ||||||||
1E. | Election of Director: Mark J. O'Brien | Management | For | For | ||||||||
1F. | Election of Director: Christine Ortiz | Management | For | For | ||||||||
1G. | Election of Director: Bernard G. Rethore | Management | For | For | ||||||||
1H. | Election of Director: Lydia W. Thomas | Management | For | For | ||||||||
1I. | Election of Director: Michael T. Tokarz | Management | For | For | ||||||||
1J. | Election of Director: Stephen C. Van Arsdell | Management | For | For | ||||||||
2. | To approve, on an advisory basis, the compensation of the Company's named executive officers. |
Management | For | For | ||||||||
3. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2020. |
Management | For | For | ||||||||
DIGI INTERNATIONAL INC. | ||||||||||||
Security | 253798102 | Meeting Type | Annual | |||||||||
Ticker Symbol | DGII | Meeting Date | 29-Jan-2020 | |||||||||
ISIN | US2537981027 | Agenda | 935116106 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | Election of Director: Satbir Khanuja, Ph.D. | Management | For | For | ||||||||
1B. | Election of Director: Ronald E. Konezny | Management | For | For | ||||||||
2. | Company proposal to approve, on a non-binding advisory basis, the compensation paid to named executive officers. |
Management | For | For | ||||||||
3. | Ratification of the appointment of Grant Thornton LLP as independent registered public accounting firm of the company for the 2020 fiscal year. |
Management | For | For | ||||||||
4. | Company proposal to approve the Digi International Inc. 2020 Omnibus Incentive Plan. |
Management | Against | Against | ||||||||
5. | Company proposal to approve the Amended and Restated Digi International Inc. Employee Stock Purchase Plan. |
Management | For | For | ||||||||
GRIFFON CORPORATION | ||||||||||||
Security | 398433102 | Meeting Type | Annual | |||||||||
Ticker Symbol | GFF | Meeting Date | 30-Jan-2020 | |||||||||
ISIN | US3984331021 | Agenda | 935116144 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | Thomas J. Brosig | For | For | |||||||||
2 | Robert G. Harrison | For | For | |||||||||
3 | Lacy M. Johnson | For | For | |||||||||
4 | James W. Sight | For | For | |||||||||
5 | Samanta Hegedus Stewart | For | For | |||||||||
2. | Approval of the resolution approving the compensation of our executive officers as disclosed in the Proxy Statement. |
Management | For | For | ||||||||
3. | Approval of the amendment to the Griffon Corporation 2016 Equity Incentive Plan. |
Management | Against | Against | ||||||||
4. | Ratification of the selection by our audit committee of Grant Thornton LLP to serve as our independent registered public accounting firm for fiscal year 2020. |
Management | For | For | ||||||||
ROCKWELL AUTOMATION, INC. | ||||||||||||
Security | 773903109 | Meeting Type | Annual | |||||||||
Ticker Symbol | ROK | Meeting Date | 04-Feb-2020 | |||||||||
ISIN | US7739031091 | Agenda | 935116120 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
A. | DIRECTOR | Management | ||||||||||
1 | Steven R. Kalmanson | For | For | |||||||||
2 | James P. Keane | For | For | |||||||||
3 | Pam Murphy | For | For | |||||||||
4 | Donald R. Parfet | For | For | |||||||||
B. | To approve, on an advisory basis, the compensation of the Corporation's named executive officers. |
Management | For | For | ||||||||
C. | To approve the selection of Deloitte & Touche LLP as the Corporation's independent registered public accounting firm. |
Management | For | For | ||||||||
D. | To approve the Rockwell Automation, Inc. 2020 Long- Term Incentives Plan. |
Management | Against | Against | ||||||||
EDGEWELL PERSONAL CARE COMPANY | ||||||||||||
Security | 28035Q102 | Meeting Type | Annual | |||||||||
Ticker Symbol | EPC | Meeting Date | 06-Feb-2020 | |||||||||
ISIN | US28035Q1022 | Agenda | 935116473 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | Election of Director: Robert W. Black | Management | For | For | ||||||||
1B. | Election of Director: George R. Corbin | Management | For | For | ||||||||
1C. | Election of Director: Daniel J. Heinrich | Management | For | For | ||||||||
1D. | Election of Director: Carla C. Hendra | Management | For | For | ||||||||
1E. | Election of Director: R. David Hoover | Management | For | For | ||||||||
1F. | Election of Director: John C. Hunter, III | Management | For | For | ||||||||
1G. | Election of Director: James C. Johnson | Management | For | For | ||||||||
1H. | Election of Director: Rod R. Little | Management | For | For | ||||||||
1I. | Election of Director: Joseph D. O'Leary | Management | For | For | ||||||||
1J. | Election of Director: Rakesh Sachdev | Management | For | For | ||||||||
1K. | Election of Director: Gary K. Waring | Management | For | For | ||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for fiscal 2020. |
Management | For | For | ||||||||
3. | To cast a non-binding advisory vote on executive compensation. |
Management | For | For | ||||||||
4. | To approve the Company's Amended & Restated 2018 Stock Incentive Plan. |
Management | Abstain | Against | ||||||||
INGLES MARKETS, INCORPORATED | ||||||||||||
Security | 457030104 | Meeting Type | Annual | |||||||||
Ticker Symbol | IMKTA | Meeting Date | 11-Feb-2020 | |||||||||
ISIN | US4570301048 | Agenda | 935117881 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | Ernest E. Ferguson | For | For | |||||||||
2 | John R. Lowden | For | For | |||||||||
TECH DATA CORPORATION | ||||||||||||
Security | 878237106 | Meeting Type | Special | |||||||||
Ticker Symbol | TECD | Meeting Date | 12-Feb-2020 | |||||||||
ISIN | US8782371061 | Agenda | 935122995 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | Approve and adopt the Agreement and Plan of Merger, dated as of November 12, 2019, as amended on November 27, 2019 by that certain Amendment No. 1 to the Agreement and Plan of Merger, among Tech Data Corporation, Tiger Midco, LLC and Tiger Merger Sub Co. (as may be amended from time to time, the "Merger Agreement"). |
Management | For | For | ||||||||
2. | Approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Tech Data Corporation's named executive officers in connection with the merger. |
Management | For | For | ||||||||
3. | Approve the adjournment of the special meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve Proposal 1 (to approve and adopt the Merger Agreement) or in the absence of a quorum. |
Management | For | For | ||||||||
STEEL PARTNERS HOLDINGS L.P. | ||||||||||||
Security | 85814R107 | Meeting Type | Special | |||||||||
Ticker Symbol | SPLP | Meeting Date | 20-Feb-2020 | |||||||||
ISIN | US85814R1077 | Agenda | 935127402 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | To approve the adoption of the Eighth Amended and Restated Agreement of Limited Partnership (the "Amended LP Agreement") to provide for a three-year extension of the provision designed to protect the tax benefits of the net operating loss carryforwards of our subsidiaries and portfolio companies (the "Tax Benefits Extension Proposal"). |
Management | For | For | ||||||||
2. | Subject to the approval and adoption of the Tax Benefits Extension Proposal, to approve the adoption of the Amended LP Agreement with an expanded definition of "stock ownership," as contained in the provision designed to protect the tax benefits of the net operating loss carryforwards of our subsidiaries and portfolio companies. |
Management | For | For | ||||||||
NAVISTAR INTERNATIONAL CORPORATION | ||||||||||||
Security | 63934E108 | Meeting Type | Annual | |||||||||
Ticker Symbol | NAV | Meeting Date | 25-Feb-2020 | |||||||||
ISIN | US63934E1082 | Agenda | 935121828 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | Troy A. Clarke | For | For | |||||||||
2 | José María Alapont | For | For | |||||||||
3 | Stephen R. D'Arcy | For | For | |||||||||
4 | Vincent J. Intrieri | For | For | |||||||||
5 | Raymond T. Miller | For | For | |||||||||
6 | Mark H. Rachesky, M.D. | For | For | |||||||||
7 | Andreas H. Renschler | For | For | |||||||||
8 | Christian Schulz | For | For | |||||||||
9 | Kevin M. Sheehan | For | For | |||||||||
10 | Dennis A. Suskind | For | For | |||||||||
2. | Advisory Vote on Executive Compensation. | Management | For | For | ||||||||
3. | Vote to ratify the selection of KPMG LLP as our independent registered public accounting firm. |
Management | For | For | ||||||||
NATIONAL FUEL GAS COMPANY | ||||||||||||
Security | 636180101 | Meeting Type | Annual | |||||||||
Ticker Symbol | NFG | Meeting Date | 11-Mar-2020 | |||||||||
ISIN | US6361801011 | Agenda | 935126107 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | David H. Anderson | For | For | |||||||||
2 | David P. Bauer | For | For | |||||||||
3 | Barbara M. Baumann | For | For | |||||||||
4 | Jeffrey W. Shaw | Withheld | Against | |||||||||
5 | Thomas E. Skains | Withheld | Against | |||||||||
6 | Ronald J. Tanski | Withheld | Against | |||||||||
2. | Advisory approval of named executive officer compensation. |
Management | For | For | ||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal 2020. |
Management | For | For | ||||||||
4. | Stockholder Proposal Requesting Declassification of the Board of Directors. |
Shareholder | For | Against | ||||||||
BASSETT FURNITURE INDUSTRIES, INC. | ||||||||||||
Security | 070203104 | Meeting Type | Annual | |||||||||
Ticker Symbol | BSET | Meeting Date | 11-Mar-2020 | |||||||||
ISIN | US0702031040 | Agenda | 935129646 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | John R. Belk | For | For | |||||||||
2 | Kristina Cashman | For | For | |||||||||
3 | Virginia W. Hamlet | For | For | |||||||||
4 | J. Walter McDowell | For | For | |||||||||
5 | Robert H. Spilman, Jr. | For | For | |||||||||
6 | William C. Wampler, Jr. | For | For | |||||||||
7 | William C. Warden, Jr. | For | For | |||||||||
2. | PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP as the Company's independent registered public accounting firm for the fiscal year ending November 28, 2020. |
Management | For | For | ||||||||
3. | PROPOSAL to consider and act on an advisory vote regarding the approval of compensation paid to certain executive officers. |
Management | For | For | ||||||||
FOMENTO ECONOMICO MEXICANO S.A.B. DE CV | ||||||||||||
Security | 344419106 | Meeting Type | Annual | |||||||||
Ticker Symbol | FMX | Meeting Date | 20-Mar-2020 | |||||||||
ISIN | US3444191064 | Agenda | 935139104 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
I | Report of the chief executive officer of the Company, which includes the financial statements for the 2019 fiscal year; opinion of the board of directors of the Company regarding the content of the report of the chief executive officer; reports of the board of directors of the Company regarding the main policies and accounting and information criteria applied during the preparation of the Company's financial information, including the report of the operations and activities of the ...(due to space limits, see proxy material for full proposal). |
Management | Abstain | |||||||||
II | Application of the results for the 2019 fiscal year of the Company, which will include a dividend declaration and payment in cash, in Mexican pesos. |
Management | For | |||||||||
III | Proposal to determine the maximum amount for the Company's stock repurchase fund kept pursuant to article 56 subsection IV of the Law. |
Management | Abstain | |||||||||
IV | Election of the members of the board of directors and secretaries of the Company, qualification of their independence, in accordance with the Law, and resolution with respect to their remuneration. |
Management | Abstain | |||||||||
V | Election of members of the following committees: (i) strategy and finance, (ii) audit, and (iii) corporate practices of the Company; appointment of each of their respective chairman, and resolution with respect to their remuneration. |
Management | Abstain | |||||||||
VI | Appointment of delegates for the formalization of the Meeting's resolutions. |
Management | For | |||||||||
VII | Reading and, if applicable, approval of the Meeting's minute. |
Management | For | |||||||||
DAVIDE CAMPARI - MILANO SPA | ||||||||||||
Security | T3490M150 | Meeting Type | MIX | |||||||||
Ticker Symbol | Meeting Date | 27-Mar-2020 | ||||||||||
ISIN | IT0005252207 | Agenda | 712179058 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
O.1 | TO APPOINT AN ALTERNATE INTERNAL AUDITOR IN ORDER TO INTEGRATE THE INTERNAL AUDITORS: LISA VASCELLARI DAL FIOL |
Management | Abstain | Against | ||||||||
O.2 | TO APPROVE THE BALANCE SHEET AS OF DECEMBER 31, 2019. RESOLUTION RELATED THERETO |
Management | Abstain | Against | ||||||||
O.3.1 | TO DISCUSS THE REWARDING REPORT AS PER ART. 123-TER OF THE LEGISLATIVE DECREE 58/98: (I) TO APPROVE THE REWARDING POLICY |
Management | Abstain | Against | ||||||||
O.3.2 | TO DISCUSS THE REWARDING REPORT AS PER ART. 123-TER OF THE LEGISLATIVE DECREE 58/98: (II) TO APPROVE THE EMOLUMENT |
Management | Abstain | Against | ||||||||
O.4 | TO APPROVE A STOCK OPTION PLAN AS PER ART. 114-BIS OF THE LEGISLATIVE DECREE 58/98 |
Management | Abstain | Against | ||||||||
O.5 | TO AUTHORIZE THE PURCHASE AND DISPOSAL OF OWN SHARES |
Management | Abstain | Against | ||||||||
E.6 | TO TRANSFER THE REGISTERED OFFICE TO AMSTERDAM (THE NETHERLANDS). RESOLUTION RELATED THERETO, INCLUDING THE ADOPTION OF A NEW COMPANY BY-LAW IN COMPLIANCE WITH THE DUTCH LAW |
Management | Abstain | Against | ||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU |
Non-Voting | ||||||||||
CMMT | PLEASE NOTE THAT THERE IS WITHDRAWAL RIGHTS FOR THIS MEETING. PLEASE CONTACT- YOUR CUSTODIAN CORPORATE ACTIONS TEAM FOR FURTHER INFORMATION. THANK YOU |
Non-Voting | ||||||||||
CMMT | 06 MAR 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF AUDITOR-NAME FOR RESOLUTION O.1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO-NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU. |
Non-Voting | ||||||||||
HEWLETT PACKARD ENTERPRISE COMPANY | ||||||||||||
Security | 42824C109 | Meeting Type | Annual | |||||||||
Ticker Symbol | HPE | Meeting Date | 01-Apr-2020 | |||||||||
ISIN | US42824C1099 | Agenda | 935130461 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | Election of Director: Daniel Ammann | Management | For | For | ||||||||
1B. | Election of Director: Pamela L. Carter | Management | For | For | ||||||||
1C. | Election of Director: Jean M. Hobby | Management | For | For | ||||||||
1D. | Election of Director: George R. Kurtz | Management | For | For | ||||||||
1E. | Election of Director: Raymond J. Lane | Management | For | For | ||||||||
1F. | Election of Director: Ann M. Livermore | Management | For | For | ||||||||
1G. | Election of Director: Antonio F. Neri | Management | For | For | ||||||||
1H. | Election of Director: Charles H. Noski | Management | For | For | ||||||||
1I. | Election of Director: Raymond E. Ozzie | Management | For | For | ||||||||
1J. | Election of Director: Gary M. Reiner | Management | For | For | ||||||||
1K. | Election of Director: Patricia F. Russo | Management | For | For | ||||||||
1L. | Election of Director: Lip-Bu Tan | Management | For | For | ||||||||
1M. | Election of Director: Mary Agnes Wilderotter | Management | For | For | ||||||||
2. | Ratification of the appointment of the independent registered public accounting firm for the fiscal year ending October 31, 2020. |
Management | For | For | ||||||||
3. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||
4. | Stockholder proposal entitled: "Shareholder Approval of Bylaw Amendments". |
Shareholder | Against | For | ||||||||
THE BANK OF NEW YORK MELLON CORPORATION | ||||||||||||
Security | 064058100 | Meeting Type | Annual | |||||||||
Ticker Symbol | BK | Meeting Date | 15-Apr-2020 | |||||||||
ISIN | US0640581007 | Agenda | 935134940 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | Election of Director: Linda Z. Cook | Management | For | For | ||||||||
1B. | Election of Director: Joseph J. Echevarria | Management | For | For | ||||||||
1C. | Election of Director: Thomas P. "Todd" Gibbons | Management | For | For | ||||||||
1D. | Election of Director: Jeffrey A. Goldstein | Management | For | For | ||||||||
1E. | Election of Director: Edmund F. "Ted" Kelly | Management | For | For | ||||||||
1F. | Election of Director: Jennifer B. Morgan | Management | For | For | ||||||||
1G. | Election of Director: Elizabeth E. Robinson | Management | For | For | ||||||||
1H. | Election of Director: Samuel C. Scott III | Management | For | For | ||||||||
1I. | Election of Director: Frederick O. Terrell | Management | For | For | ||||||||
1J. | Election of Director: Alfred W. "Al" Zollar | Management | For | For | ||||||||
2. | Advisory resolution to approve the 2019 compensation of our named executive officers. |
Management | For | For | ||||||||
3. | Ratification of KPMG LLP as our independent auditor for 2020. |
Management | For | For | ||||||||
4. | Stockholder proposal regarding pay equity report. | Shareholder | Abstain | Against | ||||||||
5. | Stockholder proposal regarding stockholder vote on bylaw and charter amendments. |
Shareholder | Against | For | ||||||||
CNH INDUSTRIAL N.V. | ||||||||||||
Security | N20944109 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 16-Apr-2020 | ||||||||||
ISIN | NL0010545661 | Agenda | 712300348 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU |
Non-Voting | ||||||||||
1 | OPENING | Non-Voting | ||||||||||
2.A | POLICY ON ADDITIONS TO RESERVES AND ON DIVIDENDS |
Non-Voting | ||||||||||
2.B | ADOPTION OF THE 2019 ANNUAL FINANCIAL STATEMENTS |
Management | No Action | |||||||||
2.C | DETERMINATION AND DISTRIBUTION OF DIVIDEND | Management | No Action | |||||||||
2.D | RELEASE FROM LIABILITY OF THE EXECUTIVE DIRECTORS AND THE NON-EXECUTIVE DIRECTORS OF THE BOARD |
Management | No Action | |||||||||
3.A | 2019 REMUNERATION REPORT | Management | No Action | |||||||||
3.B | AMENDMENT TO THE REMUNERATION POLICY | Management | No Action | |||||||||
3.C | PROPOSAL TO APPROVE THE PLAN TO AWARD (RIGHTS TO SUBSCRIBE FOR) COMMON SHARES IN THE CAPITAL OF THE COMPANY TO EXECUTIVE DIRECTORS IN ACCORDANCE WITH ARTICLE 13.6 OF THE COMPANY'S ARTICLES OF ASSOCIATION |
Management | No Action | |||||||||
4.A | RE-APPOINTMENT OF SUZANNE HEYWOOD (EXECUTIVE DIRECTOR) |
Management | No Action | |||||||||
4.B | RE-APPOINTMENT OF HUBERTUS M. MUHLHAUSER (EXECUTIVE DIRECTOR) |
Non-Voting | ||||||||||
4.C | RE-APPOINTMENT OF LEO W. HOULE (NON- EXECUTIVE DIRECTOR) |
Management | No Action | |||||||||
4.D | RE-APPOINTMENT OF JOHN B. LANAWAY (NON- EXECUTIVE DIRECTOR) |
Management | No Action | |||||||||
4.E | RE-APPOINTMENT OF ALESSANDRO NASI (NON- EXECUTIVE DIRECTOR) |
Management | No Action | |||||||||
4.F | RE-APPOINTMENT OF LORENZO SIMONELLI (NON- EXECUTIVE DIRECTOR) |
Management | No Action | |||||||||
4.G | RE-APPOINTMENT OF JACQUELINE A. TAMMENOMS BAKKER (NON-EXECUTIVE DIRECTOR) |
Management | No Action | |||||||||
4.H | RE-APPOINTMENT OF JACQUES THEURILLAT (NON- EXECUTIVE DIRECTOR) |
Management | No Action | |||||||||
4.I | APPOINTMENT OF HOWARD BUFFETT (NON- EXECUTIVE DIRECTOR) |
Management | No Action | |||||||||
4.J | APPOINTMENT OF NELDA (JANINE) CONNORS (NON-EXECUTIVE DIRECTOR) |
Management | No Action | |||||||||
4.K | APPOINTMENT OF TUFAN ERGINBILGIC (NON- EXECUTIVE DIRECTOR) |
Management | No Action | |||||||||
4.L | APPOINTMENT OF VAGN SORENSEN (NON- EXECUTIVE DIRECTOR) |
Management | No Action | |||||||||
5 | PROPOSAL TO RE-APPOINT ERNST & YOUNG ACCOUNTANTS LLP AS THE INDEPENDENT AUDITOR OF THE COMPANY |
Management | No Action | |||||||||
6 | REPLACEMENT OF THE EXISTING AUTHORIZATION TO THE BOARD OF THE AUTHORITY TO ACQUIRE COMMON SHARES IN THE CAPITAL OF THE COMPANY |
Management | No Action | |||||||||
7 | CLOSE OF MEETING | Non-Voting | ||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 368895 DUE TO WITHDRAWAL-OF RESOLUTION 4.B. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU |
Non-Voting | ||||||||||
CNH INDUSTRIAL N V | ||||||||||||
Security | N20944109 | Meeting Type | Annual | |||||||||
Ticker Symbol | CNHI | Meeting Date | 16-Apr-2020 | |||||||||
ISIN | NL0010545661 | Agenda | 935138950 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
2B. | Adoption of the 2019 Annual Financial Statements. | Management | For | For | ||||||||
2C. | Determination and distribution of dividend. | Management | For | For | ||||||||
2D. | Release from liability of the executive directors and the non- executive directors of the Board. |
Management | For | For | ||||||||
3A. | 2019 Remuneration Report (advisory vote). | Management | For | For | ||||||||
3B. | Amendment to the Remuneration Policy. | Management | For | For | ||||||||
3C. | Proposal to approve the plan to award (rights to subscribe for) common shares in the capital of the Company to executive directors in accordance with Article 13.6 of the Company's Articles of Association. |
Management | For | For | ||||||||
4A. | Re-appointment of Suzanne Heywood (executive director) |
Management | For | For | ||||||||
4B. | Re-appointment of Hubertus M. Mühlhäuser (executive director) |
Management | Abstain | Against | ||||||||
4C. | Re-appointment of Léo W. Houle (non-executive director) | Management | For | For | ||||||||
4D. | Re-appointment of John B. Lanaway (non-executive director) |
Management | For | For | ||||||||
4E. | Re-appointment of Alessandro Nasi (non-executive director) |
Management | For | For | ||||||||
4F. | Re-appointment of Lorenzo Simonelli (non-executive director) |
Management | For | For | ||||||||
4G. | Re-appointment of Jacqueline A. Tammenoms Bakker (non-executive director) |
Management | For | For | ||||||||
4H. | Re-appointment of Jacques Theurillat (non-executive director) |
Management | For | For | ||||||||
4I. | Appointment of Howard Buffett (non-executive director) | Management | For | For | ||||||||
4J. | Appointment of Nelda (Janine) Connors (non-executive director) |
Management | For | For | ||||||||
4K. | Appointment of Tufan Erginbilgic (non-executive director) | Management | For | For | ||||||||
4L. | Appointment of Vagn Sørensen (non-executive director) | Management | For | For | ||||||||
5. | Proposal to re-appoint Ernst & Young Accountants LLP as the independent auditor of the Company. |
Management | For | For | ||||||||
6. | Replacement of the existing authorization to the Board of the authority to acquire common shares in the capital of the Company. |
Management | For | For | ||||||||
CNH INDUSTRIAL N V | ||||||||||||
Security | N20944109 | Meeting Type | Annual | |||||||||
Ticker Symbol | CNHI | Meeting Date | 16-Apr-2020 | |||||||||
ISIN | NL0010545661 | Agenda | 935158748 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
2B. | Adoption of the 2019 Annual Financial Statements. | Management | For | For | ||||||||
2C. | Determination and distribution of dividend. | Management | For | For | ||||||||
2D. | Release from liability of the executive directors and the non- executive directors of the Board. |
Management | For | For | ||||||||
3A. | 2019 Remuneration Report (advisory vote). | Management | For | For | ||||||||
3B. | Amendment to the Remuneration Policy. | Management | For | For | ||||||||
3C. | Proposal to approve the plan to award (rights to subscribe for) common shares in the capital of the Company to executive directors in accordance with Article 13.6 of the Company's Articles of Association. |
Management | For | For | ||||||||
4A. | Re-appointment of Suzanne Heywood (executive director) |
Management | For | For | ||||||||
4B. | Re-appointment of Hubertus M. Mühlhäuser (executive director) |
Management | Abstain | Against | ||||||||
4C. | Re-appointment of Léo W. Houle (non-executive director) | Management | For | For | ||||||||
4D. | Re-appointment of John B. Lanaway (non-executive director) |
Management | For | For | ||||||||
4E. | Re-appointment of Alessandro Nasi (non-executive director) |
Management | For | For | ||||||||
4F. | Re-appointment of Lorenzo Simonelli (non-executive director) |
Management | For | For | ||||||||
4G. | Re-appointment of Jacqueline A. Tammenoms Bakker (non-executive director) |
Management | For | For | ||||||||
4H. | Re-appointment of Jacques Theurillat (non-executive director) |
Management | For | For | ||||||||
4I. | Appointment of Howard Buffett (non-executive director) | Management | For | For | ||||||||
4J. | Appointment of Nelda (Janine) Connors (non-executive director) |
Management | For | For | ||||||||
4K. | Appointment of Tufan Erginbilgic (non-executive director) | Management | For | For | ||||||||
4L. | Appointment of Vagn Sørensen (non-executive director) | Management | For | For | ||||||||
5. | Proposal to re-appoint Ernst & Young Accountants LLP as the independent auditor of the Company. |
Management | For | For | ||||||||
6. | Replacement of the existing authorization to the Board of the authority to acquire common shares in the capital of the Company. |
Management | For | For | ||||||||
CITIGROUP INC. | ||||||||||||
Security | 172967424 | Meeting Type | Annual | |||||||||
Ticker Symbol | C | Meeting Date | 21-Apr-2020 | |||||||||
ISIN | US1729674242 | Agenda | 935139849 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | Election of Director: Michael L. Corbat | Management | For | For | ||||||||
1B. | Election of Director: Ellen M. Costello | Management | For | For | ||||||||
1C. | Election of Director: Grace E. Dailey | Management | For | For | ||||||||
1D. | Election of Director: Barbara J. Desoer | Management | For | For | ||||||||
1E. | Election of Director: John C. Dugan | Management | For | For | ||||||||
1F. | Election of Director: Duncan P. Hennes | Management | For | For | ||||||||
1G. | Election of Director: Peter B. Henry | Management | For | For | ||||||||
1H. | Election of Director: S. Leslie Ireland | Management | For | For | ||||||||
1I. | Election of Director: Lew W. (Jay) Jacobs, IV | Management | For | For | ||||||||
1J. | Election of Director: Renée J. James | Management | For | For | ||||||||
1K. | Election of Director: Gary M. Reiner | Management | For | For | ||||||||
1L. | Election of Director: Diana L. Taylor | Management | For | For | ||||||||
1M. | Election of Director: James S. Turley | Management | For | For | ||||||||
1N. | Election of Director: Deborah C. Wright | Management | For | For | ||||||||
1O. | Election of Director: Alexander R. Wynaendts | Management | For | For | ||||||||
1P. | Election of Director: Ernesto Zedillo Ponce de Leon | Management | For | For | ||||||||
2. | Proposal to ratify the selection of KPMG LLP as Citi's independent registered public accounting firm for 2020. |
Management | For | For | ||||||||
3. | Advisory vote to approve Citi's 2019 Executive Compensation. |
Management | For | For | ||||||||
4. | Approval of Additional Authorized Shares Under the Citigroup 2019 Stock Incentive Plan. |
Management | For | For | ||||||||
5. | Stockholder proposal requesting an amendment to Citi's proxy access by-law provisions pertaining to the aggregation limit. |
Shareholder | Against | For | ||||||||
6. | Stockholder proposal requesting that the Board review Citi's governance documents and make recommendations to shareholders on how the "Purpose of a Corporation" signed by Citi's CEO can be fully implemented. |
Shareholder | Against | For | ||||||||
7. | Stockholder proposal requesting a report disclosing information regarding Citi's lobbying policies and activities. |
Shareholder | Abstain | Against | ||||||||
DANA INCORPORATED | ||||||||||||
Security | 235825205 | Meeting Type | Annual | |||||||||
Ticker Symbol | DAN | Meeting Date | 22-Apr-2020 | |||||||||
ISIN | US2358252052 | Agenda | 935138811 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | Rachel A. Gonzalez | For | For | |||||||||
2 | James K. Kamsickas | For | For | |||||||||
3 | Virginia A. Kamsky | For | For | |||||||||
4 | Bridget E. Karlin | For | For | |||||||||
5 | Raymond E. Mabus, Jr. | For | For | |||||||||
6 | Michael J. Mack, Jr. | For | For | |||||||||
7 | R. Bruce McDonald | For | For | |||||||||
8 | Diarmuid B. O'Connell | For | For | |||||||||
9 | Keith E. Wandell | For | For | |||||||||
2. | Approval of a non-binding advisory proposal approving executive compensation. |
Management | For | For | ||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm. |
Management | For | For | ||||||||
4. | A shareholder proposal regarding a non-binding shareholder vote for Board-adopted Bylaw amendments. |
Shareholder | Against | For | ||||||||
CANFOR CORPORATION (NEW) | ||||||||||||
Security | 137576104 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 23-Apr-2020 | ||||||||||
ISIN | CA1375761048 | Agenda | 712327267 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR ALL RESOLUTIONS. THANK YOU |
Non-Voting | ||||||||||
1 | SET THE NUMBER OF DIRECTORS AT TWELVE | Management | For | For | ||||||||
2.1 | ELECTION OF DIRECTOR: CONRAD A. PINETTE | Management | For | For | ||||||||
2.2 | ELECTION OF DIRECTOR: GLEN D. CLARK | Management | For | For | ||||||||
2.3 | ELECTION OF DIRECTOR: ROSS S. SMITH | Management | For | For | ||||||||
2.4 | ELECTION OF DIRECTOR: WILLIAM W. STINSON | Management | For | For | ||||||||
2.5 | ELECTION OF DIRECTOR: BARBARA HISLOP | Management | For | For | ||||||||
2.6 | ELECTION OF DIRECTOR: DIETER W. JENTSCH | Management | For | For | ||||||||
2.7 | ELECTION OF DIRECTOR: DIANNE L. WATTS | Management | For | For | ||||||||
2.8 | ELECTION OF DIRECTOR: RYAN BARRINGTON- FOOTE |
Management | For | For | ||||||||
2.9 | ELECTION OF DIRECTOR: JOHN R. BAIRD | Management | For | For | ||||||||
2.10 | ELECTION OF DIRECTOR: M. DALLAS H. ROSS | Management | For | For | ||||||||
2.11 | ELECTION OF DIRECTOR: ANDERS OHLNER | Management | For | For | ||||||||
2.12 | ELECTION OF DIRECTOR: DONALD B. KAYNE | Management | For | For | ||||||||
3 | APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, AS AUDITORS |
Management | For | For | ||||||||
BOUYGUES | ||||||||||||
Security | F11487125 | Meeting Type | MIX | |||||||||
Ticker Symbol | Meeting Date | 23-Apr-2020 | ||||||||||
ISIN | FR0000120503 | Agenda | 712340948 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. |
Non-Voting | ||||||||||
CMMT | PLEASE NOTE THAT THE FRENCH PROXY CARD IS AVAILABLE AS A LINK UNDER THE-'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT |
Non-Voting | ||||||||||
CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. |
Non-Voting | ||||||||||
CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202004032000738-41 |
Non-Voting | ||||||||||
O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS AND OPERATIONS FOR THE FINANCIAL YEAR 2019 |
Management | No Action | |||||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS AND OPERATIONS FOR THE FINANCIAL YEAR 2019 |
Management | No Action | |||||||||
O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR 2019 |
Management | No Action | |||||||||
O.4 | APPROVAL OF THE REGULATED AGREEMENTS | Management | No Action | |||||||||
O.5 | APPROVAL OF THE COMPENSATION POLICY FOR EXECUTIVE CORPORATE OFFICERS |
Management | No Action | |||||||||
O.6 | APPROVAL OF THE COMPENSATION POLICY FOR DIRECTORS |
Management | No Action | |||||||||
O.7 | APPROVAL OF THE INFORMATION RELATING TO THE COMPENSATION OF THE CORPORATE OFFICERS REFERRED TO IN SECTION I OF ARTICLE L.225-37-3 OF THE FRENCH COMMERCIAL CODE |
Management | No Action | |||||||||
O.8 | APPROVAL OF THE ELEMENTS MAKING UP THE COMPENSATION AND BENEFITS PAID DURING OR ALLOCATED FOR THE FINANCIAL YEAR 2019 TO MR. MARTIN BOUYGUES |
Management | No Action | |||||||||
O.9 | APPROVAL OF THE ELEMENTS MAKING UP THE COMPENSATION AND BENEFITS PAID DURING OR ALLOCATED FOR THE FINANCIAL YEAR 2019 TO MR. OLIVIER BOUYGUES |
Management | No Action | |||||||||
O.10 | APPROVAL OF THE ELEMENTS MAKING UP THE COMPENSATION AND BENEFITS PAID DURING OR ALLOCATED FOR THE FINANCIAL YEAR 2019 TO MR. PHILIPPE MARIEN |
Management | No Action | |||||||||
O.11 | APPROVAL OF THE ELEMENTS MAKING UP THE COMPENSATION AND BENEFITS PAID DURING OR ALLOCATED FOR THE FINANCIAL YEAR 2019 TO MR. OLIVIER ROUSSAT |
Management | No Action | |||||||||
O.12 | RENEWAL OF THE TERM OF OFFICE OF MR. ALEXANDRE DE ROTHSCHILD AS DIRECTOR FOR A PERIOD OF THREE YEARS |
Management | No Action | |||||||||
O.13 | APPOINTMENT OF MR. BENOIT MAES AS DIRECTOR FOR A PERIOD OF THREE YEARS, AS A REPLACEMENT FOR MR. HELMAN LE PAS DE SECHEVAL |
Management | No Action | |||||||||
O.14 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS FOR A PERIOD OF EIGHTEEN MONTHS TO TRADE IN THE COMPANY'S SHARES |
Management | No Action | |||||||||
E.15 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS FOR A PERIOD OF EIGHTEEN MONTHS TO REDUCE THE SHARE CAPITAL BY CANCELLING TREASURY SHARES |
Management | No Action | |||||||||
E.16 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS FOR A PERIOD OF EIGHTEEN MONTHS IN ORDER TO ISSUE SHARE SUBSCRIPTION WARRANTS, WITHIN THE LIMIT OF 25% OF THE SHARE CAPITAL, DURING A PUBLIC OFFERING PERIOD FOR THE COMPANY |
Management | No Action | |||||||||
E.17 | AMENDMENTS TO THE BYLAWS | Management | No Action | |||||||||
E.18 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO AMEND THE BYLAWS IN ORDER TO ALIGN THEM WITH THE LEGAL AND REGULATORY PROVISIONS |
Management | No Action | |||||||||
E.19 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | |||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 369180 DUE TO CHANGE IN-THE MEANING OF THE RESOLUTION SUMMARY NUMBER 3. ALL VOTES RECEIVED ON THE-PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED.- THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER- VOTE DEADLINE EXTENSIONS ARE NOT GRANTED |
Non-Voting | ||||||||||
IN THE MARKET, THIS MEETING WILL BE-CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE.-PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING,-AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU |
||||||||||||
THE AES CORPORATION | ||||||||||||
Security | 00130H105 | Meeting Type | Annual | |||||||||
Ticker Symbol | AES | Meeting Date | 23-Apr-2020 | |||||||||
ISIN | US00130H1059 | Agenda | 935139899 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | Election of Director: Janet G. Davidson | Management | For | For | ||||||||
1B. | Election of Director: Andrés R. Gluski | Management | For | For | ||||||||
1C. | Election of Director: Tarun Khanna | Management | For | For | ||||||||
1D. | Election of Director: Holly K. Koeppel | Management | For | For | ||||||||
1E. | Election of Director: Julia M. Laulis | Management | For | For | ||||||||
1F. | Election of Director: James H. Miller | Management | For | For | ||||||||
1G. | Election of Director: Alain Monié | Management | For | For | ||||||||
1H. | Election of Director: John B. Morse, Jr. | Management | For | For | ||||||||
1I. | Election of Director: Moisés Naím | Management | For | For | ||||||||
1J. | Election of Director: Jeffrey W. Ubben | Management | For | For | ||||||||
2. | To approve, on an advisory basis, the Company's executive compensation. |
Management | For | For | ||||||||
3. | To ratify the appointment of Ernst & Young LLP as the independent auditor of the Company for fiscal year 2020. |
Management | For | For | ||||||||
4. | To vote on a non-binding Stockholder proposal seeking to adopt a by-law to subject any by-law or charter amendments to a Stockholder vote. |
Shareholder | Against | For | ||||||||
GATX CORPORATION | ||||||||||||
Security | 361448103 | Meeting Type | Annual | |||||||||
Ticker Symbol | GATX | Meeting Date | 24-Apr-2020 | |||||||||
ISIN | US3614481030 | Agenda | 935144307 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1.1 | Election of Director: Diane M. Aigotti | Management | For | For | ||||||||
1.2 | Election of Director: Anne L. Arvia | Management | For | For | ||||||||
1.3 | Election of Director: Ernst A. Häberli | Management | For | For | ||||||||
1.4 | Election of Director: Brian A. Kenney | Management | For | For | ||||||||
1.5 | Election of Director: James B. Ream | Management | For | For | ||||||||
1.6 | Election of Director: Adam L. Stanley | Management | For | For | ||||||||
1.7 | Election of Director: David S. Sutherland | Management | For | For | ||||||||
1.8 | Election of Director: Stephen R. Wilson | Management | For | For | ||||||||
1.9 | Election of Director: Paul G. Yovovich | Management | For | For | ||||||||
2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION |
Management | For | For | ||||||||
3. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2020 |
Management | For | For | ||||||||
THE PNC FINANCIAL SERVICES GROUP, INC. | ||||||||||||
Security | 693475105 | Meeting Type | Annual | |||||||||
Ticker Symbol | PNC | Meeting Date | 28-Apr-2020 | |||||||||
ISIN | US6934751057 | Agenda | 935134332 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | Election of Director: Joseph Alvarado | Management | For | For | ||||||||
1B. | Election of Director: Charles E. Bunch | Management | For | For | ||||||||
1C. | Election of Director: Debra A. Cafaro | Management | For | For | ||||||||
1D. | Election of Director: Marjorie Rodgers Cheshire | Management | For | For | ||||||||
1E. | Election of Director: William S. Demchak | Management | For | For | ||||||||
1F. | Election of Director: Andrew T. Feldstein | Management | For | For | ||||||||
1G. | Election of Director: Richard J. Harshman | Management | For | For | ||||||||
1H. | Election of Director: Daniel R. Hesse | Management | For | For | ||||||||
1I. | Election of Director: Linda R. Medler | Management | For | For | ||||||||
1J. | Election of Director: Martin Pfinsgraff | Management | For | For | ||||||||
1K. | Election of Director: Toni Townes-Whitley | Management | For | For | ||||||||
1L. | Election of Director: Michael J. Ward | Management | For | For | ||||||||
2. | Ratification of the Audit Committee's selection of PricewaterhouseCoopers LLP as PNC's independent registered public accounting firm for 2020. |
Management | For | For | ||||||||
3. | Advisory vote to approve named executive officer compensation. |
Management | For | For | ||||||||
4. | Approval of The PNC Financial Services Group, Inc. Employee Stock Purchase Plan, as amended and restated January 1, 2020. |
Management | For | For | ||||||||
INTRICON CORPORATION | ||||||||||||
Security | 46121H109 | Meeting Type | Annual | |||||||||
Ticker Symbol | IIN | Meeting Date | 28-Apr-2020 | |||||||||
ISIN | US46121H1095 | Agenda | 935139344 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | Robert N. Masucci | For | For | |||||||||
2 | Philip I. Smith | For | For | |||||||||
2. | An advisory vote to approve executive compensation, as described in the Proxy Statement, referred to as "say-on- pay." |
Management | For | For | ||||||||
3. | To ratify the appointment of Deloitte & Touche LLP as IntriCon Corporation's independent registered public accounting firm for fiscal year 2020. |
Management | For | For | ||||||||
WELLS FARGO & COMPANY | ||||||||||||
Security | 949746101 | Meeting Type | Annual | |||||||||
Ticker Symbol | WFC | Meeting Date | 28-Apr-2020 | |||||||||
ISIN | US9497461015 | Agenda | 935145183 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | Election of Director: Steven D. Black | Management | For | For | ||||||||
1B. | Election of Director: Celeste A. Clark | Management | For | For | ||||||||
1C. | Election of Director: Theodore F. Craver, Jr. | Management | For | For | ||||||||
1D. | Election of Director: Wayne M. Hewett | Management | For | For | ||||||||
1E. | Election of Director: Donald M. James | Management | For | For | ||||||||
1F. | Election of Director: Maria R. Morris | Management | For | For | ||||||||
1G. | Election of Director: Charles H. Noski | Management | For | For | ||||||||
1H. | Election of Director: Richard B. Payne, Jr. | Management | For | For | ||||||||
1I. | Election of Director: Juan A. Pujadas | Management | For | For | ||||||||
1J. | Election of Director: Ronald L. Sargent | Management | For | For | ||||||||
1K. | Election of Director: Charles W. Scharf | Management | For | For | ||||||||
1L. | Election of Director: Suzanne M. Vautrinot | Management | For | For | ||||||||
2. | Advisory resolution to approve executive compensation. | Management | For | For | ||||||||
3. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2020. |
Management | For | For | ||||||||
4. | Shareholder Proposal - Shareholder Approval of By-Law Amendments. |
Shareholder | Against | For | ||||||||
5. | Shareholder Proposal - Report on Incentive-Based Compensation and Risks of Material Losses. |
Shareholder | Against | For | ||||||||
6. | Shareholder Proposal - Report on Global Median Pay Gap. |
Shareholder | Abstain | Against | ||||||||
BAUSCH HEALTH COMPANIES, INC. | ||||||||||||
Security | 071734107 | Meeting Type | Annual | |||||||||
Ticker Symbol | BHC | Meeting Date | 28-Apr-2020 | |||||||||
ISIN | CA0717341071 | Agenda | 935145335 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | Election of Director: Richard U. De Schutter | Management | For | For | ||||||||
1B. | Election of Director: D. Robert Hale | Management | For | For | ||||||||
1C. | Election of Director: Dr. Argeris (Jerry) N. Karabelas | Management | For | For | ||||||||
1D. | Election of Director: Sarah B. Kavanagh | Management | For | For | ||||||||
1E. | Election of Director: Joseph C. Papa | Management | For | For | ||||||||
1F. | Election of Director: John A. Paulson | Management | For | For | ||||||||
1G. | Election of Director: Robert N. Power | Management | For | For | ||||||||
1H. | Election of Director: Russel C. Robertson | Management | For | For | ||||||||
1I. | Election of Director: Thomas W. Ross, Sr. | Management | For | For | ||||||||
1J. | Election of Director: Andrew C. von Eschenbach, M.D. | Management | For | For | ||||||||
1K. | Election of Director: Amy B. Wechsler, M.D. | Management | For | For | ||||||||
2. | The approval, in an advisory vote, of the compensation of our Named Executive Officers. |
Management | For | For | ||||||||
3. | The approval of an amendment to the Company's Amended and Restated 2014 Omnibus Incentive Plan to increase the number of Common Shares authorized under such plan. |
Management | Against | Against | ||||||||
4. | To appoint PricewaterhouseCoopers LLP as the auditors for the Company to hold office until the close of the 2021 Annual Meeting of Shareholders and to authorize the Company's Board of Directors to fix the auditors' remuneration. |
Management | For | For | ||||||||
GRUPO TELEVISA, S.A.B. | ||||||||||||
Security | 40049J206 | Meeting Type | Annual | |||||||||
Ticker Symbol | TV | Meeting Date | 28-Apr-2020 | |||||||||
ISIN | US40049J2069 | Agenda | 935187131 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
L1 | Appointment and/or ratification, as the case may be, of the members of the Board of Directors to be appointed at this meeting pursuant to articles Twenty Sixth, Twenty Seventh and other applicable articles of the corporate By- Laws. |
Management | Abstain | |||||||||
L2 | Appointment of special delegates to formalize the resolutions adopted at the meeting. To vote on the next (1) General Ordinary Series A and B Shareholders Meeting; (2) Special Series D Shareholders Meeting, Shareholders must be Mexican nationals or Mexican corporations, whose by-laws exclude foreign ownership of their shares. |
Management | For | |||||||||
D1 | Appointment and/or ratification, as the case may be, of the members of the Board of Directors to be appointed at this meeting pursuant to articles Twenty Sixth, Twenty Seventh and other applicable articles of the corporate By- Laws. |
Management | Abstain | |||||||||
D2 | Appointment of special delegates to formalize the resolutions adopted at the meeting. |
Management | For | |||||||||
1 | Presentation and, in its case, approval of the reports referred to in Article 28, paragraph IV of the Securities Market Law, including the financial statements for the year ended on December 31, 2019 and resolutions regarding the actions taken by the Board of Directors, the Committees and the Chief Executive Officer of the Company. |
Management | Abstain | |||||||||
2 | Presentation of the report regarding certain fiscal obligations of the Company, pursuant to the applicable legislation. |
Management | For | |||||||||
3 | Resolution regarding the allocation of results for the fiscal year ended on December 31, 2019. |
Management | Abstain | |||||||||
4 | Resolution regarding (i) the amount that may be allocated to the repurchase of shares of the Company pursuant to article 56, paragraph IV of the Securities Market Law; and (ii) the report on the policies and resolutions adopted by the Board of Directors of the Company, regarding the acquisition and sale of such shares. |
Management | Abstain | |||||||||
5 | Appointment and/or ratification, as the case may be, of the members that shall conform the Board of Directors, the Secretary and Officers of the Company. |
Management | Abstain | |||||||||
6 | Appointment and/or ratification, as the case may be, of the members that shall conform the Executive Committee. |
Management | Abstain | |||||||||
7 | Appointment and/or ratification, as the case may be, of the Chairman of the Audit Committee. |
Management | Abstain | |||||||||
8 | Appointment and/or ratification, as the case may be, of the Chairman of the Corporate Practices Committee. |
Management | Abstain | |||||||||
9 | Compensation to the members of the Board of Directors, of the Executive Committee, of the Audit Committee and of the Corporate Practices Committee, as well as to their corresponding Secretaries. |
Management | Abstain | |||||||||
10 | Appointment of special delegates to formalize the resolutions adopted at the meeting. |
Management | For | |||||||||
THE EASTERN COMPANY | ||||||||||||
Security | 276317104 | Meeting Type | Annual | |||||||||
Ticker Symbol | EML | Meeting Date | 29-Apr-2020 | |||||||||
ISIN | US2763171046 | Agenda | 935138239 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | Fredrick D. DiSanto | For | For | |||||||||
2 | John W. Everets | For | For | |||||||||
3 | Charles W. Henry | For | For | |||||||||
4 | Michael A. McManus, Jr. | For | For | |||||||||
5 | James A. Mitarotonda | For | For | |||||||||
6 | Peggy B. Scott | For | For | |||||||||
7 | August M. Vlak | For | For | |||||||||
2. | Approve and adopt The Eastern Company 2020 Stock Incentive Plan. |
Management | Against | Against | ||||||||
3. | Advisory vote to approve the compensation of the named executive officers. |
Management | For | For | ||||||||
4. | Ratify the appointment of the independent registered public accounting firm (Fiondella, Milone & LaSaracina LLP) for fiscal year 2020. |
Management | For | For | ||||||||
TEXTRON INC. | ||||||||||||
Security | 883203101 | Meeting Type | Annual | |||||||||
Ticker Symbol | TXT | Meeting Date | 29-Apr-2020 | |||||||||
ISIN | US8832031012 | Agenda | 935139356 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | Election of Director: Scott C. Donnelly | Management | For | For | ||||||||
1B. | Election of Director: Kathleen M. Bader | Management | For | For | ||||||||
1C. | Election of Director: R. Kerry Clark | Management | For | For | ||||||||
1D. | Election of Director: James T. Conway | Management | For | For | ||||||||
1E. | Election of Director: Paul E. Gagné | Management | For | For | ||||||||
1F. | Election of Director: Ralph D. Heath | Management | For | For | ||||||||
1G. | Election of Director: Deborah Lee James | Management | For | For | ||||||||
1H. | Election of Director: Lionel L. Nowell III | Management | For | For | ||||||||
1I. | Election of Director: James L. Ziemer | Management | For | For | ||||||||
1J. | Election of Director: Maria T. Zuber | Management | For | For | ||||||||
2. | Approval of the advisory (non-binding) resolution to approve executive compensation. |
Management | For | For | ||||||||
3. | Ratification of appointment of independent registered public accounting firm. |
Management | For | For | ||||||||
WADDELL & REED FINANCIAL, INC. | ||||||||||||
Security | 930059100 | Meeting Type | Annual | |||||||||
Ticker Symbol | WDR | Meeting Date | 29-Apr-2020 | |||||||||
ISIN | US9300591008 | Agenda | 935147909 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | Sharilyn S. Gasaway | For | For | |||||||||
2 | Katherine M.A. Kline | For | For | |||||||||
3 | Jerry W. Walton | For | For | |||||||||
2. | Advisory vote to approve named executive officer compensation. |
Management | For | For | ||||||||
3. | Approve the Waddell & Reed Financial, Inc. Stock Incentive Plan, as amended and restated. |
Management | Against | Against | ||||||||
4. | Ratify the appointment of KPMG LLP as the independent registered public accounting firm for the fiscal year 2020. |
Management | For | For | ||||||||
MYERS INDUSTRIES, INC. | ||||||||||||
Security | 628464109 | Meeting Type | Annual | |||||||||
Ticker Symbol | MYE | Meeting Date | 29-Apr-2020 | |||||||||
ISIN | US6284641098 | Agenda | 935156984 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | SARAH R. COFFIN | For | For | |||||||||
2 | RONALD M. DE FEO | For | For | |||||||||
3 | WILLIAM A. FOLEY | For | For | |||||||||
4 | F. JACK LIEBAU, JR. | For | For | |||||||||
5 | BRUCE M. LISMAN | For | For | |||||||||
6 | LORI LUTEY | For | For | |||||||||
7 | MICHAEL MCGAUGH | For | For | |||||||||
8 | JANE SCACCETTI | For | For | |||||||||
9 | ROBERT A. STEFANKO | For | For | |||||||||
2. | Advisory approval of the compensation of the named executive officers |
Management | For | For | ||||||||
3. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020 |
Management | For | For | ||||||||
ENPRO INDUSTRIES, INC. | ||||||||||||
Security | 29355X107 | Meeting Type | Annual | |||||||||
Ticker Symbol | NPO | Meeting Date | 29-Apr-2020 | |||||||||
ISIN | US29355X1072 | Agenda | 935158572 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | Marvin A. Riley | For | For | |||||||||
2 | Thomas M. Botts | For | For | |||||||||
3 | Felix M. Brueck | For | For | |||||||||
4 | B. Bernard Burns, Jr. | For | For | |||||||||
5 | Diane C. Creel | For | For | |||||||||
6 | Adele M. Gulfo | For | For | |||||||||
7 | David L. Hauser | For | For | |||||||||
8 | John Humphrey | For | For | |||||||||
9 | Kees van der Graaf | For | For | |||||||||
2. | On an advisory basis, to approve the compensation to our named executive officers as disclosed in the proxy statement. |
Management | For | For | ||||||||
3. | To approve the EnPro Industries, Inc. 2020 Equity Compensation Plan. |
Management | For | For | ||||||||
4. | To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2020. |
Management | For | For | ||||||||
ASTEC INDUSTRIES, INC. | ||||||||||||
Security | 046224101 | Meeting Type | Annual | |||||||||
Ticker Symbol | ASTE | Meeting Date | 30-Apr-2020 | |||||||||
ISIN | US0462241011 | Agenda | 935142923 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | William D. Gehl | For | For | |||||||||
2 | William G. Dorey | For | For | |||||||||
3 | Charles F. Potts | For | For | |||||||||
4 | Barry A. Ruffalo | For | For | |||||||||
2. | To approve the Compensation of the Company's named executive officers. |
Management | For | For | ||||||||
3. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2020. |
Management | For | For | ||||||||
DIEBOLD NIXDORF, INCORPORATED | ||||||||||||
Security | 253651103 | Meeting Type | Annual | |||||||||
Ticker Symbol | DBD | Meeting Date | 01-May-2020 | |||||||||
ISIN | US2536511031 | Agenda | 935137922 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | Election of Director: Arthur F. Anton | Management | For | For | ||||||||
1B. | Election of Director: Bruce H. Besanko | Management | For | For | ||||||||
1C. | Election of Director: Reynolds C. Bish | Management | For | For | ||||||||
1D. | Election of Director: Ellen M. Costello | Management | For | For | ||||||||
1E. | Election of Director: Phillip R. Cox | Management | For | For | ||||||||
1F. | Election of Director: Dr. Alexander Dibelius | Management | For | For | ||||||||
1G. | Election of Director: Matthew Goldfarb | Management | For | For | ||||||||
1H. | Election of Director: Gary G. Greenfield | Management | For | For | ||||||||
1I. | Election of Director: Gerrard B. Schmid | Management | For | For | ||||||||
1J. | Election of Director: Kent M. Stahl | Management | For | For | ||||||||
1K. | Election of Director: Lauren C. States | Management | For | For | ||||||||
2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the year ending December 31, 2020. |
Management | For | For | ||||||||
3. | To approve, on an advisory basis, named executive officer compensation. |
Management | For | For | ||||||||
4. | To approve an amendment to the Diebold Nixdorf, Incorporated 2017 Equity and Performance Incentive Plan. |
Management | For | For | ||||||||
THE E.W. SCRIPPS COMPANY | ||||||||||||
Security | 811054402 | Meeting Type | Annual | |||||||||
Ticker Symbol | SSP | Meeting Date | 04-May-2020 | |||||||||
ISIN | US8110544025 | Agenda | 935151605 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | Election of Director: Lauren Rich Fine | Management | Abstain | Against | ||||||||
1B. | Election of Director: Wonya Y. Lucas | Management | Abstain | Against | ||||||||
1C. | Election of Director: Kim Williams | Management | Abstain | Against | ||||||||
TRINITY INDUSTRIES, INC. | ||||||||||||
Security | 896522109 | Meeting Type | Annual | |||||||||
Ticker Symbol | TRN | Meeting Date | 04-May-2020 | |||||||||
ISIN | US8965221091 | Agenda | 935174362 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | John L. Adams | For | For | |||||||||
2 | Brandon B. Boze | For | For | |||||||||
3 | John J. Diez | For | For | |||||||||
4 | Leldon E. Echols | For | For | |||||||||
5 | Charles W. Matthews | For | For | |||||||||
6 | E. Jean Savage | For | For | |||||||||
7 | Dunia A. Shive | For | For | |||||||||
2. | Advisory vote to approve named executive officer compensation. |
Management | For | For | ||||||||
3. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. |
Management | For | For | ||||||||
ARCOSA, INC. | ||||||||||||
Security | 039653100 | Meeting Type | Annual | |||||||||
Ticker Symbol | ACA | Meeting Date | 05-May-2020 | |||||||||
ISIN | US0396531008 | Agenda | 935148951 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | Election of Class II Director: Joseph Alvarado | Management | For | For | ||||||||
1B. | Election of Class II Director: Jeffrey A. Craig | Management | For | For | ||||||||
1C. | Election of Class II Director: John W. Lindsay | Management | For | For | ||||||||
2. | Approve, on an Advisory Basis, Named Executive Officer Compensation. |
Management | For | For | ||||||||
3. | Ratify the Appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. |
Management | For | For | ||||||||
TIMKENSTEEL CORPORATION | ||||||||||||
Security | 887399103 | Meeting Type | Annual | |||||||||
Ticker Symbol | TMST | Meeting Date | 06-May-2020 | |||||||||
ISIN | US8873991033 | Agenda | 935142024 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | Randall H. Edwards | For | For | |||||||||
2 | Leila L. Vespoli | For | For | |||||||||
3 | Randall A. Wotring | For | For | |||||||||
2. | Ratification of the selection of Ernst & Young LLP as the company's independent auditor for the fiscal year ending December 31, 2020. |
Management | For | For | ||||||||
3. | Approval, on an advisory basis, of the compensation of the company's named executive officers. |
Management | For | For | ||||||||
4. | Approval of the TimkenSteel Corporation 2020 Equity and Incentive Compensation Plan. |
Management | Against | Against | ||||||||
MONEYGRAM INTERNATIONAL, INC. | ||||||||||||
Security | 60935Y208 | Meeting Type | Annual | |||||||||
Ticker Symbol | MGI | Meeting Date | 06-May-2020 | |||||||||
ISIN | US60935Y2081 | Agenda | 935151364 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | Election of Director: J. Coley Clark | Management | For | For | ||||||||
1B. | Election of Director: Victor W. Dahir | Management | For | For | ||||||||
1C. | Election of Director: Antonio O. Garza | Management | For | For | ||||||||
1D. | Election of Director: W. Alexander Holmes | Management | For | For | ||||||||
1E. | Election of Director: Michael P. Rafferty | Management | For | For | ||||||||
1F. | Election of Director: W. Bruce Turner | Management | For | For | ||||||||
1G. | Election of Director: Peggy Vaughan | Management | For | For | ||||||||
2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for 2020. |
Management | For | For | ||||||||
3. | Approval of an advisory vote on executive compensation. | Management | For | For | ||||||||
4. | Approval of an Amendment and Restatement of the MoneyGram International, Inc. 2005 Omnibus Incentive Plan. |
Management | Against | Against | ||||||||
DUCOMMUN INCORPORATED | ||||||||||||
Security | 264147109 | Meeting Type | Annual | |||||||||
Ticker Symbol | DCO | Meeting Date | 06-May-2020 | |||||||||
ISIN | US2641471097 | Agenda | 935151453 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | Richard A. Baldridge | For | For | |||||||||
2 | Stephen G. Oswald | For | For | |||||||||
2. | Advisory resolution on executive compensation. | Management | For | For | ||||||||
3. | Approval of the Company's 2020 Stock Incentive Plan. | Management | Against | Against | ||||||||
4. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for 2020. |
Management | For | For | ||||||||
HERTZ GLOBAL HOLDINGS, INC. | ||||||||||||
Security | 42806J106 | Meeting Type | Annual | |||||||||
Ticker Symbol | HTZ | Meeting Date | 06-May-2020 | |||||||||
ISIN | US42806J1060 | Agenda | 935152241 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | Election of Director: David A. Barnes | Management | For | For | ||||||||
1B. | Election of Director: SungHwan Cho | Management | For | For | ||||||||
1C. | Election of Director: Vincent J. Intrieri | Management | For | For | ||||||||
1D. | Election of Director: Henry R. Keizer | Management | For | For | ||||||||
1E. | Election of Director: Kathryn V. Marinello | Management | For | For | ||||||||
1F. | Election of Director: Anindita Mukherjee | Management | For | For | ||||||||
1G. | Election of Director: Daniel A. Ninivaggi | Management | For | For | ||||||||
1H. | Election of Director: Kevin M. Sheehan | Management | For | For | ||||||||
2. | Ratification of the selection of Ernst & Young LLP as the Company's independent registered certified public accounting firm for the year 2020. |
Management | For | For | ||||||||
3. | Approval, by a non-binding advisory vote, of the named executive officers' compensation. |
Management | For | For | ||||||||
DOMINION ENERGY, INC. | ||||||||||||
Security | 25746U109 | Meeting Type | Annual | |||||||||
Ticker Symbol | D | Meeting Date | 06-May-2020 | |||||||||
ISIN | US25746U1097 | Agenda | 935152316 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | Election of Director: James A. Bennett | Management | For | For | ||||||||
1B. | Election of Director: Helen E. Dragas | Management | For | For | ||||||||
1C. | Election of Director: James O. Ellis, Jr. | Management | For | For | ||||||||
1D. | Election of Director: Thomas F. Farrell, II | Management | For | For | ||||||||
1E. | Election of Director: D. Maybank Hagood | Management | For | For | ||||||||
1F. | Election of Director: John W. Harris | Management | For | For | ||||||||
1G. | Election of Director: Ronald W. Jibson | Management | For | For | ||||||||
1H. | Election of Director: Mark J. Kington | Management | For | For | ||||||||
1I. | Election of Director: Joseph M. Rigby | Management | For | For | ||||||||
1J. | Election of Director: Pamela J. Royal, M.D. | Management | For | For | ||||||||
1K. | Election of Director: Robert H. Spilman, Jr. | Management | For | For | ||||||||
1L. | Election of Director: Susan N. Story | Management | For | For | ||||||||
1M. | Election of Director: Michael E. Szymanczyk | Management | For | For | ||||||||
2. | Ratification of Appointment of Independent Auditor. | Management | For | For | ||||||||
3. | Advisory Vote on Approval of Executive Compensation (Say on Pay). |
Management | For | For | ||||||||
4. | Shareholder Proposal Regarding a Policy to Require an Independent Chair |
Shareholder | Against | For | ||||||||
5. | Shareholder Proposal Regarding the Right of Shareholders to Act by Written Consent |
Shareholder | Against | For | ||||||||
CNX RESOURCES CORPORATION | ||||||||||||
Security | 12653C108 | Meeting Type | Annual | |||||||||
Ticker Symbol | CNX | Meeting Date | 06-May-2020 | |||||||||
ISIN | US12653C1080 | Agenda | 935154067 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | Election of Director: J. Palmer Clarkson | Management | For | For | ||||||||
1B. | Election of Director: Nicholas J. DeIuliis | Management | For | For | ||||||||
1C. | Election of Director: Maureen E. Lally-Green | Management | For | For | ||||||||
1D. | Election of Director: Bernard Lanigan, Jr. | Management | For | For | ||||||||
1E. | Election of Director: William N. Thorndike, Jr. | Management | For | For | ||||||||
1F. | Election of Director: Ian McGuire | Management | For | For | ||||||||
2. | Ratification of Anticipated Appointment of Ernst & Young LLP as Independent Auditor. |
Management | For | For | ||||||||
3. | Advisory Approval of 2019 Named Executive Compensation. |
Management | For | For | ||||||||
4. | Adoption of the CNX Resources Corporation Amended and Restated Equity and Incentive Compensation Plan. |
Management | Against | Against | ||||||||
ALLIED MOTION TECHNOLOGIES INC. | ||||||||||||
Security | 019330109 | Meeting Type | Annual | |||||||||
Ticker Symbol | AMOT | Meeting Date | 06-May-2020 | |||||||||
ISIN | US0193301092 | Agenda | 935180480 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | Election of Director: L.P. Duch | Management | For | For | ||||||||
1B. | Election of Director: R.B. Engel | Management | For | For | ||||||||
1C. | Election of Director: R.D. Federico | Management | For | For | ||||||||
1D. | Election of Director: G.J. Laber | Management | For | For | ||||||||
1E. | Election of Director: J.J. Tanous | Management | For | For | ||||||||
1F. | Election of Director: R.S. Warzala | Management | For | For | ||||||||
1G. | Election of Director: M.R. Winter | Management | For | For | ||||||||
2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
3. | RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2020. |
Management | For | For | ||||||||
AMPCO-PITTSBURGH CORPORATION | ||||||||||||
Security | 032037103 | Meeting Type | Annual | |||||||||
Ticker Symbol | AP | Meeting Date | 07-May-2020 | |||||||||
ISIN | US0320371034 | Agenda | 935150437 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | James J. Abel | For | For | |||||||||
2 | William K. Lieberman | For | For | |||||||||
3 | Stephen E. Paul | For | For | |||||||||
4 | Carl H Pforzheimer, III | For | For | |||||||||
2. | To approve, in a non-binding vote, the compensation of the named executive officers. |
Management | For | For | ||||||||
3. | To ratify the appointment of BDO USA, LLP as the independent registered public accounting firm for 2020. |
Management | For | For | ||||||||
WIDEOPENWEST, INC. | ||||||||||||
Security | 96758W101 | Meeting Type | Annual | |||||||||
Ticker Symbol | WOW | Meeting Date | 07-May-2020 | |||||||||
ISIN | US96758W1018 | Agenda | 935157861 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | Election of Director: Jill Bright | Management | For | For | ||||||||
1B. | Election of Director: Brian Cassidy | Management | For | For | ||||||||
1C. | Election of Director: Angela Courtin | Management | For | For | ||||||||
2. | Ratify the appointment of BDO USA, LLP as the Company's independent registered public accounting firm for 2020. |
Management | For | For | ||||||||
3. | Approve, by non-binding advisory vote, the Company's executive compensation. |
Management | For | For | ||||||||
MUELLER INDUSTRIES, INC. | ||||||||||||
Security | 624756102 | Meeting Type | Annual | |||||||||
Ticker Symbol | MLI | Meeting Date | 07-May-2020 | |||||||||
ISIN | US6247561029 | Agenda | 935166593 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | Gregory L. Christopher | For | For | |||||||||
2 | Elizabeth Donovan | For | For | |||||||||
3 | Gennaro J. Fulvio | For | For | |||||||||
4 | Gary S. Gladstein | For | For | |||||||||
5 | Scott J. Goldman | For | For | |||||||||
6 | John B. Hansen | For | For | |||||||||
7 | Terry Hermanson | For | For | |||||||||
8 | Charles P. Herzog, Jr. | For | For | |||||||||
2. | Approve the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm. |
Management | For | For | ||||||||
3. | To approve, on an advisory basis by non-binding vote, executive compensation. |
Management | For | For | ||||||||
GRIFFIN INDUSTRIAL REALTY INC. | ||||||||||||
Security | 398231100 | Meeting Type | Annual | |||||||||
Ticker Symbol | GRIF | Meeting Date | 07-May-2020 | |||||||||
ISIN | US3982311009 | Agenda | 935176506 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | Election of Director to serve for a one-year term expiring at the 2021 annual meeting: David R. Bechtel |
Management | For | For | ||||||||
1B. | Election of Director to serve for a one-year term expiring at the 2021 annual meeting: Edgar M. Cullman, Jr. |
Management | For | For | ||||||||
1C. | Election of Director to serve for a one-year term expiring at the 2021 annual meeting: Frederick M. Danziger |
Management | For | For | ||||||||
1D. | Election of Director to serve for a one-year term expiring at the 2021 annual meeting: Gordon F. DuGan |
Management | For | For | ||||||||
1E. | Election of Director to serve for a one-year term expiring at the 2021 annual meeting: Michael S. Gamzon |
Management | For | For | ||||||||
1F. | Election of Director to serve for a one-year term expiring at the 2021 annual meeting: Jonathan P. May |
Management | For | For | ||||||||
1G. | Election of Director to serve for a one-year term expiring at the 2021 annual meeting: Molly North |
Management | For | For | ||||||||
1H. | Election of Director to serve for a one-year term expiring at the 2021 annual meeting: Amy Rose Silverman |
Management | For | For | ||||||||
1I. | Election of Director to serve for a one-year term expiring at the 2021 annual meeting: Albert H. Small, Jr. |
Management | For | For | ||||||||
2. | The ratification of the selection of RSM US LLP as Griffin's independent registered public accountants for fiscal 2020. |
Management | For | For | ||||||||
3. | The approval, on an advisory (non-binding) basis, of the compensation of Griffin's named executive officers as presented in Griffin's Proxy Statement. |
Management | For | For | ||||||||
4. | The approval of an amendment to Griffin's amended and restated certificate of incorporation to impose certain ownership and transfer restrictions. |
Management | Abstain | Against | ||||||||
5. | The approval of Griffin's reincorporation as a Maryland corporation, through and including a merger with and into our wholly owned subsidiary. |
Management | Abstain | Against | ||||||||
6. | The approval of the Griffin Industrial Realty, Inc. and Griffin Industrial, LLC 2020 Incentive Award Plan. |
Management | For | For | ||||||||
NEWELL BRANDS INC. | ||||||||||||
Security | 651229106 | Meeting Type | Annual | |||||||||
Ticker Symbol | NWL | Meeting Date | 11-May-2020 | |||||||||
ISIN | US6512291062 | Agenda | 935154928 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | Election of Director: Bridget Ryan Berman | Management | For | For | ||||||||
1B. | Election of Director: Patrick D. Campbell | Management | For | For | ||||||||
1C. | Election of Director: James R. Craigie | Management | For | For | ||||||||
1D. | Election of Director: Debra A. Crew | Management | For | For | ||||||||
1E. | Election of Director: Brett M. Icahn | Management | For | For | ||||||||
1F. | Election of Director: Gerardo I. Lopez | Management | For | For | ||||||||
1G. | Election of Director: Courtney R. Mather | Management | For | For | ||||||||
1H. | Election of Director: Ravichandra K. Saligram | Management | For | For | ||||||||
1I. | Election of Director: Judith A. Sprieser | Management | For | For | ||||||||
1J. | Election of Director: Robert A. Steele | Management | For | For | ||||||||
1K. | Election of Director: Steven J. Strobel | Management | For | For | ||||||||
2. | Ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. |
Management | For | For | ||||||||
3. | Advisory resolution to approve executive compensation. | Management | For | For | ||||||||
LANDS' END, INC. | ||||||||||||
Security | 51509F105 | Meeting Type | Annual | |||||||||
Ticker Symbol | LE | Meeting Date | 12-May-2020 | |||||||||
ISIN | US51509F1057 | Agenda | 935155677 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | Robert Galvin | For | For | |||||||||
2 | Jerome S. Griffith | For | For | |||||||||
3 | Elizabeth Leykum | For | For | |||||||||
4 | Josephine Linden | For | For | |||||||||
5 | John T. McClain | For | For | |||||||||
6 | Maureen Mullen | For | For | |||||||||
7 | Jignesh Patel | For | For | |||||||||
8 | Jonah Staw | For | For | |||||||||
2. | Advisory vote to approve the compensation of our Named Executive Officers. |
Management | For | For | ||||||||
3. | Ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal year 2020. |
Management | For | For | ||||||||
COVETRUS, INC. | ||||||||||||
Security | 22304C100 | Meeting Type | Annual | |||||||||
Ticker Symbol | CVET | Meeting Date | 13-May-2020 | |||||||||
ISIN | US22304C1009 | Agenda | 935161694 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | Sandra L Helton | For | For | |||||||||
2 | Sharon Wienbar | For | For | |||||||||
3 | Benjamin Wolin | For | For | |||||||||
2. | The ratification of the selection of BDO USA, LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. |
Management | For | For | ||||||||
3. | To approve, by a non-binding, advisory vote, the 2019 compensation paid to the Company's named executive officers. |
Management | For | For | ||||||||
4. | To approve, by a non- binding, advisory vote, the frequency of future shareholder advisory votes on executive compensation. |
Management | 1 Year | For | ||||||||
UNI-SELECT INC | ||||||||||||
Security | 90457D100 | Meeting Type | MIX | |||||||||
Ticker Symbol | Meeting Date | 14-May-2020 | ||||||||||
ISIN | CA90457D1006 | Agenda | 712343285 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS-1.1 TO 1.10 AND 2. THANK YOU |
Non-Voting | ||||||||||
1.1 | ELECTION OF DIRECTOR: MICHELLE CORMIER | Management | For | For | ||||||||
1.2 | ELECTION OF DIRECTOR: STEPHANE GONTHIER | Management | For | For | ||||||||
1.3 | ELECTION OF DIRECTOR: MATTHEW B. KUNICA | Management | For | For | ||||||||
1.4 | ELECTION OF DIRECTOR: CHANTEL E. LENARD | Management | For | For | ||||||||
1.5 | ELECTION OF DIRECTOR: FREDERICK J. MIFFLIN | Management | For | For | ||||||||
1.6 | ELECTION OF DIRECTOR: ROBERT MOLENAAR | Management | For | For | ||||||||
1.7 | ELECTION OF DIRECTOR: PIERRE A. RAYMOND | Management | For | For | ||||||||
1.8 | ELECTION OF DIRECTOR: RICHARD G. ROY | Management | For | For | ||||||||
1.9 | ELECTION OF DIRECTOR: DAVID G. SAMUEL | Management | For | For | ||||||||
1.10 | ELECTION OF DIRECTOR: BRENT WINDOM | Management | For | For | ||||||||
2 | APPOINTMENT OF ERNST & YOUNG AS AUDITOR OF THE CORPORATION |
Management | For | For | ||||||||
3 | TO APPROVE A RESOLUTION, THE FULL TEXT OF WHICH IS SET FORTH IN SECTION 3.4 OF THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR DATED APRIL 1, 2020 RATIFYING THE AMENDMENTS TO THE GENERAL BY-LAW OF UNI- SELECT INC. RELATED TO THE HOLDING OF VIRTUAL-ONLY SHAREHOLDER MEETINGS AND CERTAIN OTHER MATTERS, ALL AS MORE PARTICULARLY DESCRIBED IN THE MANAGEMENT INFORMATION CIRCULAR |
Management | For | For | ||||||||
HERC HOLDINGS INC. | ||||||||||||
Security | 42704L104 | Meeting Type | Annual | |||||||||
Ticker Symbol | HRI | Meeting Date | 14-May-2020 | |||||||||
ISIN | US42704L1044 | Agenda | 935150045 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | Election of Director: Herbert L. Henkel | Management | For | For | ||||||||
1B. | Election of Director: Lawrence H. Silber | Management | For | For | ||||||||
1C. | Election of Director: James H. Browning | Management | For | For | ||||||||
1D. | Election of Director: Patrick D. Campbell | Management | For | For | ||||||||
1E. | Election of Director: Jonathan Frates | Management | For | For | ||||||||
1F. | Election of Director: Nicholas F. Graziano | Management | For | For | ||||||||
1G. | Election of Director: Jean K. Holley | Management | For | For | ||||||||
1H. | Election of Director: Jacob M. Katz | Management | For | For | ||||||||
1I. | Election of Director: Michael A. Kelly | Management | For | For | ||||||||
1J. | Election of Director: Andrew Langham | Management | For | For | ||||||||
1K. | Election of Director: Mary Pat Salomone | Management | For | For | ||||||||
2. | Approval, by a non-binding advisory vote, of the named executive officers' compensation. |
Management | For | For | ||||||||
3. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2020. |
Management | For | For | ||||||||
CARS.COM INC. | ||||||||||||
Security | 14575E105 | Meeting Type | Annual | |||||||||
Ticker Symbol | CARS | Meeting Date | 14-May-2020 | |||||||||
ISIN | US14575E1055 | Agenda | 935151908 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | Jerri DeVard | For | For | |||||||||
2 | Scott Forbes | For | For | |||||||||
3 | Jill Greenthal | For | For | |||||||||
4 | Thomas Hale | For | For | |||||||||
5 | Michael Kelly | For | For | |||||||||
6 | Donald A. McGovern Jr. | For | For | |||||||||
7 | Greg Revelle | For | For | |||||||||
8 | Bala Subramanian | For | For | |||||||||
9 | T. Alex Vetter | For | For | |||||||||
10 | Bryan Wiener | For | For | |||||||||
2. | Ratify the appointment of Ernst & Young LLP, an independent registered public accounting firm, as our independent certified public accountants for fiscal year 2020. |
Management | For | For | ||||||||
3. | Non-binding advisory resolution approving the compensation of the Named Executive Officers. |
Management | For | For | ||||||||
DRIL-QUIP, INC. | ||||||||||||
Security | 262037104 | Meeting Type | Annual | |||||||||
Ticker Symbol | DRQ | Meeting Date | 14-May-2020 | |||||||||
ISIN | US2620371045 | Agenda | 935159257 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1.1 | Election of Director: Blake T. DeBerry | Management | For | For | ||||||||
1.2 | Election of Director: John V. Lovoi | Management | For | For | ||||||||
2. | Approval of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. |
Management | For | For | ||||||||
3. | Advisory vote to approve compensation of the Company's named executive officers. |
Management | For | For | ||||||||
IRIDIUM COMMUNICATIONS INC. | ||||||||||||
Security | 46269C102 | Meeting Type | Annual | |||||||||
Ticker Symbol | IRDM | Meeting Date | 14-May-2020 | |||||||||
ISIN | US46269C1027 | Agenda | 935159283 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | Robert H. Niehaus | For | For | |||||||||
2 | Thomas C. Canfield | For | For | |||||||||
3 | Matthew J. Desch | For | For | |||||||||
4 | Thomas J. Fitzpatrick | For | For | |||||||||
5 | Jane L. Harman | For | For | |||||||||
6 | Alvin B. Krongard | For | For | |||||||||
7 | Suzanne E. McBride | For | For | |||||||||
8 | Admiral Eric T. Olson | For | For | |||||||||
9 | Steven B. Pfeiffer | For | For | |||||||||
10 | Parker W. Rush | For | For | |||||||||
11 | Henrik O. Schliemann | For | For | |||||||||
12 | Barry J. West | For | For | |||||||||
2. | To approve, on an advisory basis, the compensation of our named executive officers. |
Management | For | For | ||||||||
3. | To ratify the selection by the Board of Directors of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2020. |
Management | For | For | ||||||||
GNC HOLDINGS, INC. | ||||||||||||
Security | 36191G107 | Meeting Type | Annual | |||||||||
Ticker Symbol | GNC | Meeting Date | 18-May-2020 | |||||||||
ISIN | US36191G1076 | Agenda | 935169068 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | Hsing Chow | For | For | |||||||||
2 | Alan D. Feldman | For | For | |||||||||
3 | Michael F. Hines | For | For | |||||||||
4 | Amy B. Lane | For | For | |||||||||
5 | Rachel Lau | For | For | |||||||||
6 | Philip E. Mallott | For | For | |||||||||
7 | Kenneth A. Martindale | For | For | |||||||||
8 | Michele S. Meyer | For | For | |||||||||
9 | Robert F. Moran | For | For | |||||||||
10 | Alan Wan | For | For | |||||||||
11 | Yong Kai Wong | For | For | |||||||||
2. | The adoption, by non-binding vote, of the advisory resolution to approve the compensation paid to the Company's named executive officers in 2019, as disclosed in the proxy materials. |
Management | Abstain | Against | ||||||||
3. | The ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company's 2020 fiscal year. |
Management | For | For | ||||||||
STEEL PARTNERS HOLDINGS L.P. | ||||||||||||
Security | 85814R107 | Meeting Type | Annual | |||||||||
Ticker Symbol | SPLP | Meeting Date | 18-May-2020 | |||||||||
ISIN | US85814R1077 | Agenda | 935170984 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | John P. McNiff | For | For | |||||||||
2 | Joseph L. Mullen | For | For | |||||||||
3 | General Richard I. Neal | For | For | |||||||||
4 | Lon Rosen | For | For | |||||||||
5 | Eric P. Karros | For | For | |||||||||
6 | James Benenson III | For | For | |||||||||
7 | Rory H. Tahari | For | For | |||||||||
2. | To approve, on an advisory basis, the compensation of the Company's named executive officers. |
Management | For | For | ||||||||
3. | To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. |
Management | For | For | ||||||||
4. | To approve the amendment and restatement of the 2018 Incentive Award Plan to increase the number of LP Units reserved for issuance by 500,000. |
Management | For | For | ||||||||
VIACOMCBS INC. | ||||||||||||
Security | 92556H107 | Meeting Type | Annual | |||||||||
Ticker Symbol | VIACA | Meeting Date | 18-May-2020 | |||||||||
ISIN | US92556H1077 | Agenda | 935172938 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | Election of Director: Robert M. Bakish | Management | For | For | ||||||||
1B. | Election of Director: Candace K. Beinecke | Management | For | For | ||||||||
1C. | Election of Director: Barbara M. Byrne | Management | For | For | ||||||||
1D. | Election of Director: Brian Goldner | Management | For | For | ||||||||
1E. | Election of Director: Linda M. Griego | Management | For | For | ||||||||
1F. | Election of Director: Robert N. Klieger | Management | For | For | ||||||||
1G. | Election of Director: Judith A. McHale | Management | For | For | ||||||||
1H. | Election of Director: Ronald L. Nelson | Management | For | For | ||||||||
1I. | Election of Director: Charles E. Phillips, Jr. | Management | For | For | ||||||||
1J. | Election of Director: Shari E. Redstone | Management | For | For | ||||||||
1K. | Election of Director: Susan Schuman | Management | For | For | ||||||||
1L. | Election of Director: Nicole Seligman | Management | For | For | ||||||||
1M. | Election of Director: Frederick O. Terrell | Management | For | For | ||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP to serve as the Company's independent registered public accounting firm for fiscal year 2020. |
Management | For | For | ||||||||
3. | Advisory vote to approve the Company's named executive officer compensation. |
Management | For | For | ||||||||
UNITED STATES CELLULAR CORPORATION | ||||||||||||
Security | 911684108 | Meeting Type | Annual | |||||||||
Ticker Symbol | USM | Meeting Date | 19-May-2020 | |||||||||
ISIN | US9116841084 | Agenda | 935166567 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | J. S. Crowley | For | For | |||||||||
2 | G. P. Josefowicz | For | For | |||||||||
3 | C. D. Stewart | For | For | |||||||||
2. | Ratify accountants for 2020 | Management | For | For | ||||||||
3. | Advisory vote to approve executive compensation | Management | For | For | ||||||||
GRUBHUB INC. | ||||||||||||
Security | 400110102 | Meeting Type | Annual | |||||||||
Ticker Symbol | GRUB | Meeting Date | 19-May-2020 | |||||||||
ISIN | US4001101025 | Agenda | 935171431 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | Lloyd Frink | For | For | |||||||||
2 | Girish Lakshman | For | For | |||||||||
3 | Keith Richman | For | For | |||||||||
4 | Arthur F. Starrs, III | For | For | |||||||||
2. | Ratification of the appointment of Crowe LLP as Grubhub Inc.'s independent registered accounting firm for the fiscal year ending December 31, 2020. |
Management | For | For | ||||||||
3. | Advisory vote to approve named executive officer compensation. |
Management | For | For | ||||||||
4. | Approval of an Amendment to the Grubhub Inc. 2015 Long-Term Incentive Plan. |
Management | Against | Against | ||||||||
HYSTER-YALE MATERIALS HANDLING,INC. | ||||||||||||
Security | 449172105 | Meeting Type | Annual | |||||||||
Ticker Symbol | HY | Meeting Date | 19-May-2020 | |||||||||
ISIN | US4491721050 | Agenda | 935172558 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | Election of Director: Alfred M. Rankin, Jr. | Management | For | For | ||||||||
1B. | Election of Director: James B. Bemowski | Management | For | For | ||||||||
1C. | Election of Director: J.C. Butler, Jr. | Management | For | For | ||||||||
1D. | Election of Director: Carolyn Corvi | Management | For | For | ||||||||
1E. | Election of Director: Edward T. Eliopoulos | Management | For | For | ||||||||
1F. | Election of Director: John P. Jumper | Management | For | For | ||||||||
1G. | Election of Director: Dennis W. LaBarre | Management | For | For | ||||||||
1H. | Election of Director: H. Vincent Poor | Management | For | For | ||||||||
1I. | Election of Director: Claiborne R. Rankin | Management | For | For | ||||||||
1J. | Election of Director: Britton T. Taplin | Management | For | For | ||||||||
1K. | Election of Director: David B.H. Williams | Management | For | For | ||||||||
1L. | Election of Director: Eugene Wong | Management | For | For | ||||||||
2. | To approve on an advisory basis the Company's Named Executive Officer compensation. |
Management | For | For | ||||||||
3. | To approve the Company's Long-Term Equity Incentive Plan. |
Management | For | For | ||||||||
4. | To confirm the appointment of Ernst & Young LLP, as the independent registered public accounting firm of the Company, for the current fiscal year. |
Management | For | For | ||||||||
CENTURYLINK, INC. | ||||||||||||
Security | 156700106 | Meeting Type | Annual | |||||||||
Ticker Symbol | CTL | Meeting Date | 20-May-2020 | |||||||||
ISIN | US1567001060 | Agenda | 935174487 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | Election of Director: Martha H. Bejar | Management | For | For | ||||||||
1B. | Election of Director: Virginia Boulet | Management | For | For | ||||||||
1C. | Election of Director: Peter C. Brown | Management | For | For | ||||||||
1D. | Election of Director: Kevin P. Chilton | Management | For | For | ||||||||
1E. | Election of Director: Steven T. Clontz | Management | For | For | ||||||||
1F. | Election of Director: T. Michael Glenn | Management | For | For | ||||||||
1G. | Election of Director: W. Bruce Hanks | Management | For | For | ||||||||
1H. | Election of Director: Hal S. Jones | Management | For | For | ||||||||
1I. | Election of Director: Michael J. Roberts | Management | For | For | ||||||||
1J. | Election of Director: Laurie A. Siegel | Management | For | For | ||||||||
1K. | Election of Director: Jeffrey K. Storey | Management | For | For | ||||||||
2. | Ratify the appointment of KPMG LLP as our independent auditor for 2020. |
Management | For | For | ||||||||
3. | Amend our 2018 Equity Incentive Plan. | Management | For | For | ||||||||
4. | Advisory vote to approve our executive compensation. | Management | For | For | ||||||||
BUNGE LIMITED | ||||||||||||
Security | G16962105 | Meeting Type | Annual | |||||||||
Ticker Symbol | BG | Meeting Date | 21-May-2020 | |||||||||
ISIN | BMG169621056 | Agenda | 935170996 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | Election of Director: Sheila Bair | Management | For | For | ||||||||
1B. | Election of Director: Vinita Bali | Management | For | For | ||||||||
1C. | Election of Director: Carol M. Browner | Management | For | For | ||||||||
1D. | Election of Director: Andrew Ferrier | Management | For | For | ||||||||
1E. | Election of Director: Paul Fribourg | Management | For | For | ||||||||
1F. | Election of Director: J. Erik Fyrwald | Management | For | For | ||||||||
1G. | Election of Director: Gregory A. Heckman | Management | For | For | ||||||||
1H. | Election of Director: Bernardo Hees | Management | For | For | ||||||||
1I. | Election of Director: Kathleen Hyle | Management | For | For | ||||||||
1J. | Election of Director: Henry W. Winship | Management | For | For | ||||||||
1K. | Election of Director: Mark N. Zenuk | Management | For | For | ||||||||
2. | To appoint Deloitte & Touche LLP as Bunge Limited's independent auditors for the fiscal year ending December 31, 2020 and to authorize the audit committee of the Board of Directors to determine the independent auditors' fees. |
Management | For | For | ||||||||
3. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||
4. | Amendment to the Bunge Limited 2016 Equity Incentive Plan to increase the number of authorized shares by 5,100,000 shares. |
Management | For | For | ||||||||
LIBERTY MEDIA CORPORATION | ||||||||||||
Security | 531229706 | Meeting Type | Annual | |||||||||
Ticker Symbol | BATRA | Meeting Date | 21-May-2020 | |||||||||
ISIN | US5312297063 | Agenda | 935196774 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | Evan D. Malone | For | For | |||||||||
2 | David E. Rapley | For | For | |||||||||
3 | Larry E. Romrell | For | For | |||||||||
2. | A proposal to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2020. |
Management | For | For | ||||||||
FLOWSERVE CORPORATION | ||||||||||||
Security | 34354P105 | Meeting Type | Annual | |||||||||
Ticker Symbol | FLS | Meeting Date | 22-May-2020 | |||||||||
ISIN | US34354P1057 | Agenda | 935176378 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | Election of Director: R. Scott Rowe | Management | For | For | ||||||||
1B. | Election of Director: Sujeet Chand | Management | For | For | ||||||||
1C. | Election of Director: Ruby R. Chandy | Management | For | For | ||||||||
1D. | Election of Director: Gayla J. Delly | Management | For | For | ||||||||
1E. | Election of Director: Roger L. Fix | Management | For | For | ||||||||
1F. | Election of Director: John R. Friedery | Management | For | For | ||||||||
1G. | Election of Director: John L. Garrison | Management | For | For | ||||||||
1H. | Election of Director: Michael C. McMurray | Management | For | For | ||||||||
1I. | Election of Director: David E. Roberts | Management | For | For | ||||||||
2. | Advisory vote to approve named executive officer compensation. |
Management | For | For | ||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP to serve as the Company's independent auditor for 2020. |
Management | For | For | ||||||||
4. | Amendments to the Company's Certificate of Incorporation to allow shareholder action by less than unanimous written consent. |
Management | For | For | ||||||||
5. | A shareholder proposal on advisory vote for amendments to organizational documents. |
Shareholder | Against | For | ||||||||
FLUSHING FINANCIAL CORPORATION | ||||||||||||
Security | 343873105 | Meeting Type | Annual | |||||||||
Ticker Symbol | FFIC | Meeting Date | 26-May-2020 | |||||||||
ISIN | US3438731057 | Agenda | 935179754 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | Election of Class A Director for a term expiring in 2023: John J. McCabe |
Management | For | For | ||||||||
1B. | Election of Class A Director for a term expiring in 2023: Donna M. O'Brien |
Management | For | For | ||||||||
1C. | Election of Class A Director for a term expiring in 2023: Michael J. Russo |
Management | For | For | ||||||||
1D. | Election of Class A Director for a term expiring in 2023: Caren C. Yoh |
Management | For | For | ||||||||
2. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||
3. | Ratification of appointment of BDO USA, LLP as the Independent Registered Public Accounting Firm for the year ending December 31, 2020. |
Management | For | For | ||||||||
NEOGENOMICS, INC. | ||||||||||||
Security | 64049M209 | Meeting Type | Annual | |||||||||
Ticker Symbol | NEO | Meeting Date | 28-May-2020 | |||||||||
ISIN | US64049M2098 | Agenda | 935174211 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | Election of Director: Douglas M. VanOort | Management | For | For | ||||||||
1B. | Election of Director: Steven C. Jones | Management | For | For | ||||||||
1C. | Election of Director: Kevin C. Johnson | Management | For | For | ||||||||
1D. | Election of Director: Raymond R. Hipp | Management | For | For | ||||||||
1E. | Election of Director: Bruce K. Crowther | Management | For | For | ||||||||
1F. | Election of Director: Lynn A. Tetrault | Management | For | For | ||||||||
1G. | Election of Director: Alison L. Hannah | Management | For | For | ||||||||
1H. | Election of Director: Stephen M. Kanovsky | Management | For | For | ||||||||
1I. | Election of Director: Rachel A. Stahler | Management | For | For | ||||||||
2. | Advisory Vote on the Compensation Paid to our Named Executive Officers. |
Management | For | For | ||||||||
3. | Ratification of Appointment of Independent Registered Public Accounting Firm. |
Management | For | For | ||||||||
FIREEYE, INC. | ||||||||||||
Security | 31816Q101 | Meeting Type | Annual | |||||||||
Ticker Symbol | FEYE | Meeting Date | 28-May-2020 | |||||||||
ISIN | US31816Q1013 | Agenda | 935175390 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | Election of Class I Director: Kimberly Alexy | Management | For | For | ||||||||
1B. | Election of Class I Director: Stephen Pusey | Management | For | For | ||||||||
2. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2020. |
Management | For | For | ||||||||
3. | Advisory vote to approve named executive officer compensation. |
Management | For | For | ||||||||
GCP APPLIED TECHNOLOGIES INC | ||||||||||||
Security | 36164Y101 | Meeting Type | Contested-Annual | |||||||||
Ticker Symbol | GCP | Meeting Date | 28-May-2020 | |||||||||
ISIN | US36164Y1010 | Agenda | 935188450 - Opposition | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | Kevin W. Brown | Withheld | Against | |||||||||
2 | Peter A. Feld | For | For | |||||||||
3 | Janet P. Giesselman | Withheld | Against | |||||||||
4 | Clay H. Kiefaber | Withheld | Against | |||||||||
5 | Marran H. Ogilvie | For | For | |||||||||
6 | Andrew M. Ross | Withheld | Against | |||||||||
7 | Linda J. Welty | Withheld | Against | |||||||||
8 | Robert H. Yanker | For | For | |||||||||
2. | Company's proposal to ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2020. |
Management | For | |||||||||
3. | Company's proposal to approve, on an advisory, non- binding basis, the compensation of the Company's named executive officers. |
Management | For | |||||||||
4. | Company's proposal to approve the amendment to the Company's Rights Agreement. |
Management | For | |||||||||
VEON LTD | ||||||||||||
Security | 91822M106 | Meeting Type | Annual | |||||||||
Ticker Symbol | VEON | Meeting Date | 01-Jun-2020 | |||||||||
ISIN | US91822M1062 | Agenda | 935215663 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | To re-appoint PricewaterhouseCoopers Accountants N.V. ("PwC") as auditor of the Company for a term expiring at the conclusion of the 2021 Annual General Meeting of Shareholders of the Company and to authorize the board of directors of the Company (the "Board") to determine the remuneration of the auditor. |
Management | For | For | ||||||||
2. | DIRECTOR | Management | ||||||||||
1 | Osama Bedier | For | For | |||||||||
2 | Mikhail Fridman | For | For | |||||||||
3 | Gennady Gazin | For | For | |||||||||
4 | Andrei Gusev | For | For | |||||||||
5 | Gunnar Holt | For | For | |||||||||
6 | R. Jan van de Kraats | For | For | |||||||||
7 | Alexander Pertsovsky | For | For | |||||||||
8 | Hans Holger Albrecht | For | For | |||||||||
9 | Mariano De Beer | For | For | |||||||||
10 | Peter Derby | For | For | |||||||||
11 | Amos Genish | For | For | |||||||||
12 | Stephen Pusey | For | For | |||||||||
3. | As a shareholder, if you are beneficially holding less than 87,836,557 shares (5% of the company total issued and outstanding shares) of VEON Ltd. (the combined total of the common shares represented by the American Depositary Shares evidenced by the American Depositary Receipts you beneficially hold and any other common shares you beneficially hold), mark the box captioned "Yes"; otherwise mark the box captioned "No". Mark "for" = yes or "against" = no. |
Management | For | |||||||||
HUNTER DOUGLAS NV | ||||||||||||
Security | N4327C122 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
Ticker Symbol | Meeting Date | 03-Jun-2020 | ||||||||||
ISIN | ANN4327C1220 | Agenda | 712664754 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1 | DIVIDEND DISTRIBUTION | Management | No Action | |||||||||
2 | OTHER BUSINESS WHICH MAY PROPERLY COME BEFORE THE MEETING |
Management | No Action | |||||||||
HUNTER DOUGLAS NV | ||||||||||||
Security | N4327C122 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 03-Jun-2020 | ||||||||||
ISIN | ANN4327C1220 | Agenda | 712664817 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1 | REPORT TO THE SHAREHOLDERS | Management | No Action | |||||||||
2 | CONFIRMATION 2019 ANNUAL ACCOUNTS | Management | No Action | |||||||||
3 | APPROVAL MANAGEMENT AND RELEASE OF THE DIRECTORS |
Management | No Action | |||||||||
4 | DIVIDEND DECLARATION COMMON SHARES | Management | No Action | |||||||||
5 | ELECTION OF DIRECTORS AND SUBSTITUTE(S) PURSUANT TO ART.14-20 OF THE ARTICLES OF ASSOCIATION |
Management | No Action | |||||||||
6 | APPOINTMENT OF AUDITORS | Management | No Action | |||||||||
7 | OTHER BUSINESS WHICH MAY PROPERLY COME BEFORE THE MEETING |
Management | No Action | |||||||||
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. |
Non-Voting | ||||||||||
FREEPORT-MCMORAN INC. | ||||||||||||
Security | 35671D857 | Meeting Type | Annual | |||||||||
Ticker Symbol | FCX | Meeting Date | 03-Jun-2020 | |||||||||
ISIN | US35671D8570 | Agenda | 935192916 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1.1 | Election of Director: Richard C. Adkerson | Management | For | For | ||||||||
1.2 | Election of Director: Gerald J. Ford | Management | For | For | ||||||||
1.3 | Election of Director: Lydia H. Kennard | Management | For | For | ||||||||
1.4 | Election of Director: Dustan E. McCoy | Management | For | For | ||||||||
1.5 | Election of Director: John J. Stephens | Management | For | For | ||||||||
1.6 | Election of Director: Frances Fragos Townsend | Management | For | For | ||||||||
2. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2020. |
Management | For | For | ||||||||
3. | Approval, on an advisory basis, of the compensation of our named executive officers. |
Management | For | For | ||||||||
SINCLAIR BROADCAST GROUP, INC. | ||||||||||||
Security | 829226109 | Meeting Type | Annual | |||||||||
Ticker Symbol | SBGI | Meeting Date | 04-Jun-2020 | |||||||||
ISIN | US8292261091 | Agenda | 935185531 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | David D. Smith | For | For | |||||||||
2 | Frederick G. Smith | For | For | |||||||||
3 | J. Duncan Smith | For | For | |||||||||
4 | Robert E. Smith | For | For | |||||||||
5 | Howard E. Friedman | For | For | |||||||||
6 | Lawrence E. McCanna | For | For | |||||||||
7 | Daniel C. Keith | For | For | |||||||||
8 | Martin R. Leader | For | For | |||||||||
9 | Benson E. Legg | For | For | |||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for the year ending December 31, 2020. |
Management | For | For | ||||||||
3. | Non-binding advisory vote on our executive compensation. |
Management | For | For | ||||||||
4. | Shareholder proposal relating to the voting basis used in the election of the Board of Directors. |
Shareholder | Against | For | ||||||||
CLOVIS ONCOLOGY, INC. | ||||||||||||
Security | 189464100 | Meeting Type | Annual | |||||||||
Ticker Symbol | CLVS | Meeting Date | 04-Jun-2020 | |||||||||
ISIN | US1894641000 | Agenda | 935191293 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | Keith Flaherty, M.D. | For | For | |||||||||
2 | Ginger Graham | For | For | |||||||||
3 | Edward J. McKinley | For | For | |||||||||
2. | Approval of an advisory proposal on compensation of the Company's named executive officers, as disclosed in the attached proxy statement. |
Management | For | For | ||||||||
3. | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2020. |
Management | For | For | ||||||||
4. | Approval of the Clovis Oncology, Inc. 2020 Stock Incentive Plan. |
Management | Against | Against | ||||||||
SIRIUS XM HOLDINGS INC. | ||||||||||||
Security | 82968B103 | Meeting Type | Annual | |||||||||
Ticker Symbol | SIRI | Meeting Date | 04-Jun-2020 | |||||||||
ISIN | US82968B1035 | Agenda | 935192346 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | Joan L. Amble | For | For | |||||||||
2 | George W. Bodenheimer | For | For | |||||||||
3 | Mark D. Carleton | For | For | |||||||||
4 | Eddy W. Hartenstein | For | For | |||||||||
5 | James P. Holden | For | For | |||||||||
6 | Gregory B. Maffei | For | For | |||||||||
7 | Evan D. Malone | For | For | |||||||||
8 | James E. Meyer | For | For | |||||||||
9 | James F. Mooney | For | For | |||||||||
10 | Michael Rapino | For | For | |||||||||
11 | Kristina M. Salen | For | For | |||||||||
12 | Carl E. Vogel | For | For | |||||||||
13 | David M. Zaslav | For | For | |||||||||
2. | Advisory vote to approve the named executive officers' compensation. |
Management | For | For | ||||||||
3. | Ratification of the appointment of KPMG LLP as our independent registered public accountants for 2020. |
Management | For | For | ||||||||
ARMSTRONG FLOORING, INC. | ||||||||||||
Security | 04238R106 | Meeting Type | Annual | |||||||||
Ticker Symbol | AFI | Meeting Date | 05-Jun-2020 | |||||||||
ISIN | US04238R1068 | Agenda | 935195380 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | Election of Director: Michael F. Johnston | Management | For | For | ||||||||
1B. | Election of Director: Kathleen S. Lane | Management | For | For | ||||||||
1C. | Election of Director: Jeffrey Liaw | Management | For | For | ||||||||
1D. | Election of Director: Michael W. Malone | Management | For | For | ||||||||
1E. | Election of Director: Larry S. McWilliams | Management | For | For | ||||||||
1F. | Election of Director: James C. Melville | Management | For | For | ||||||||
1G. | Election of Director: Michel S. Vermette | Management | For | For | ||||||||
2. | Advisory, Vote to Approve Named Executive Officer Compensation. |
Management | For | For | ||||||||
3. | Ratification of appointment of KPMG LLP Company's Independent Registered Public Accounting Firm. |
Management | For | For | ||||||||
PACIFIC BIOSCIENCES OF CALIFORNIA, INC. | ||||||||||||
Security | 69404D108 | Meeting Type | Annual | |||||||||
Ticker Symbol | PACB | Meeting Date | 08-Jun-2020 | |||||||||
ISIN | US69404D1081 | Agenda | 935207589 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1.1 | Election of Class I Director: Christian O. Henry | Management | For | For | ||||||||
1.2 | Election of Class I Director: John F. Milligan, Ph.D. | Management | For | For | ||||||||
1.3 | Election of Class I Director: Lucy Shapiro, Ph.D | Management | For | For | ||||||||
2. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2020. |
Management | For | For | ||||||||
3. | Advisory approval of the Company's executive compensation. |
Management | For | For | ||||||||
4. | Approval of the Company's 2020 Equity Incentive Plan. | Management | Against | Against | ||||||||
MATTEL, INC. | ||||||||||||
Security | 577081102 | Meeting Type | Annual | |||||||||
Ticker Symbol | MAT | Meeting Date | 10-Jun-2020 | |||||||||
ISIN | US5770811025 | Agenda | 935195974 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | Election of Director: R. Todd Bradley | Management | For | For | ||||||||
1B. | Election of Director: Adriana Cisneros | Management | For | For | ||||||||
1C. | Election of Director: Michael J. Dolan | Management | For | For | ||||||||
1D. | Election of Director: Ynon Kreiz | Management | For | For | ||||||||
1E. | Election of Director: Soren T. Laursen | Management | For | For | ||||||||
1F. | Election of Director: Ann Lewnes | Management | For | For | ||||||||
1G. | Election of Director: Roger Lynch | Management | For | For | ||||||||
1H. | Election of Director: Dominic Ng | Management | For | For | ||||||||
1I. | Election of Director: Dr. Judy D. Olian | Management | For | For | ||||||||
2. | Ratification of the selection of PricewaterhouseCoopers LLP as Mattel, Inc.'s independent registered public accounting firm for the year ending December 31, 2020. |
Management | For | For | ||||||||
3. | Advisory vote to approve named executive officer compensation, as described in the Mattel, Inc. Proxy Statement. |
Management | For | For | ||||||||
4. | Approval of Fourth Amendment to Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan. |
Management | Against | Against | ||||||||
5. | Stockholder proposal regarding an independent Board Chairman. |
Shareholder | Against | For | ||||||||
CIRCOR INTERNATIONAL, INC. | ||||||||||||
Security | 17273K109 | Meeting Type | Annual | |||||||||
Ticker Symbol | CIR | Meeting Date | 12-Jun-2020 | |||||||||
ISIN | US17273K1097 | Agenda | 935200016 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | To amend the Company's Amended and Restated Certificate of Incorporation (the "Certificate of Incorporation") to implement a majority voting standard for uncontested director elections to first take effect at the Annual Meeting of Stockholders in 2021. |
Management | For | For | ||||||||
2. | To amend the Certificate of Incorporation to declassify the Board of Directors of the Company. |
Management | For | For | ||||||||
3. | DIRECTOR | Management | ||||||||||
1 | John (Andy) O'Donnell* | For | For | |||||||||
2 | Scott Buckhout* | For | For | |||||||||
4. | To consider an advisory vote approving the compensation of the Company's Named Executive Officers. |
Management | For | For | ||||||||
CUTERA, INC. | ||||||||||||
Security | 232109108 | Meeting Type | Annual | |||||||||
Ticker Symbol | CUTR | Meeting Date | 15-Jun-2020 | |||||||||
ISIN | US2321091082 | Agenda | 935210396 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | Gregory A. Barrett | For | For | |||||||||
2 | David H. Mowry | For | For | |||||||||
3 | Timothy J. O'Shea | For | For | |||||||||
4 | J. Daniel Plants | For | For | |||||||||
5 | Joseph E. Whitters | For | For | |||||||||
6 | Katherine S. Zanotti | For | For | |||||||||
2. | Ratification of BDO USA, LLP as the Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2020. |
Management | For | For | ||||||||
3. | Non-binding advisory vote on the compensation of Named Executive Officers. |
Management | For | For | ||||||||
4. | Approval of the amendment and restatement of our 2019 Equity Incentive Plan to increase the total number of shares available for issuance under the 2019 Equity Incentive Plan. |
Management | Against | Against | ||||||||
INTELSAT S.A. | ||||||||||||
Security | L5140P101 | Meeting Type | Annual | |||||||||
Ticker Symbol | I | Meeting Date | 17-Jun-2020 | |||||||||
ISIN | LU0914713705 | Agenda | 935208113 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | Approval of Statutory Stand-Alone Financial Statements | Management | For | For | ||||||||
2. | Approval of Consolidated Financial Statements | Management | For | For | ||||||||
3. | Approval of Allocation of Annual Results | Management | For | For | ||||||||
4. | Approval of Grant of Discharge to Directors for Performance |
Management | For | For | ||||||||
5A. | Re-election of Director: Justin Bateman | Management | For | For | ||||||||
5B. | Re-election of Director: Raymond Svider | Management | For | For | ||||||||
6. | Approval of Director Remuneration for the Year 2020 | Management | For | For | ||||||||
7. | Approval of Re-appointment of Independent Registered Accounting Firm (see notice for further details) |
Management | For | For | ||||||||
8. | Approval of Share Repurchases and Treasury Share Holdings (see notice for further details) |
Management | For | For | ||||||||
9. | Advisory Vote on Compensation of Named Executive Officers |
Management | For | For | ||||||||
10. | Advisory Vote on the Frequency of Future Shareholder Advisory Votes on Approval of Compensation of Named Executive Officers |
Management | 1 Year | For | ||||||||
WYNN RESORTS, LIMITED | ||||||||||||
Security | 983134107 | Meeting Type | Annual | |||||||||
Ticker Symbol | WYNN | Meeting Date | 25-Jun-2020 | |||||||||
ISIN | US9831341071 | Agenda | 935208175 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | Richard J. Byrne | For | For | |||||||||
2 | Patricia Mulroy | For | For | |||||||||
3 | Clark T. Randt, Jr. | For | For | |||||||||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2020. |
Management | For | For | ||||||||
3. | To approve, on a non-binding advisory basis, the compensation of our named executive officers as described in the proxy statement. |
Management | For | For | ||||||||
4. | To approve an amendment to our 2014 Omnibus Incentive Plan to increase the authorized shares by 1,500,000 shares. |
Management | For | For | ||||||||
TRINITY PLACE HOLDINGS INC. | ||||||||||||
Security | 89656D101 | Meeting Type | Annual | |||||||||
Ticker Symbol | TPHS | Meeting Date | 25-Jun-2020 | |||||||||
ISIN | US89656D1019 | Agenda | 935214964 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | Alexander C. Matina | For | For | |||||||||
2 | Jeffrey B. Citrin | For | For | |||||||||
2. | To ratify the appointment of BDO USA, LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2020. |
Management | For | For | ||||||||
SISTEMA PJSFC | ||||||||||||
Security | 48122U204 | Meeting Type | Annual General Meeting | |||||||||
Ticker Symbol | Meeting Date | 27-Jun-2020 | ||||||||||
ISIN | US48122U2042 | Agenda | 712821518 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
CMMT | IN ACCORDANCE WITH NEW RUSSIAN FEDERATION LEGISLATION REGARDING FOREIGN-OWNERSHIP DISCLOSURE REQUIREMENTS FOR ADR SECURITIES, ALL SHAREHOLDERS WHO-WISH TO PARTICIPATE IN THIS EVENT MUST DISCLOSE THEIR BENEFICIAL OWNER-COMPANY REGISTRATION NUMBER AND DATE OF COMPANY REGISTRATION. BROADRIDGE WILL-INTEGRATE THE RELEVANT DISCLOSURE INFORMATION WITH THE VOTE INSTRUCTION WHEN-IT IS ISSUED TO THE LOCAL MARKET AS LONG AS THE DISCLOSURE INFORMATION HAS-BEEN PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS INFORMATION HAS NOT BEEN-PROVIDED BY YOUR GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE REJECTED |
Non-Voting | ||||||||||
1 | APPROVAL OF SISTEMA'S ANNUAL REPORT AND ANNUAL FINANCIAL STATEMENTS FOR 2019 |
Management | No Action | |||||||||
2 | DISTRIBUTION OF INCOME, APPROVAL OF THE AMOUNT OF DIVIDENDS PAYABLE ON SISTEMA'S SHARES, FORM AND PROCEDURE OF THE DISTRIBUTION, AND THE RECORD DATE FOR DETERMINING SHAREHOLDERS ELIGIBLE TO RECEIVE DIVIDENDS |
Management | No Action | |||||||||
3 | DETERMINING THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS OF SISTEMA PJSFC: TWELVE (12) PERSONS |
Management | No Action | |||||||||
CMMT | PLEASE NOTE CUMULATIVE VOTING APPLIES TO THIS RESOLUTION REGARDING THE-ELECTION OF DIRECTORS. OUT OF THE 12 DIRECTORS PRESENTED FOR ELECTION, A-MAXIMUM OF 12 DIRECTORS ARE TO BE ELECTED. THE LOCAL AGENT IN THE MARKET WILL-APPLY CUMULATIVE VOTING EVENLY AMONG ONLY DIRECTORS FOR WHOM YOU VOTE "FOR".-CUMULATIVE VOTES CANNOT BE APPLIED UNEVENLY AMONG DIRECTORS VIA PROXYEDGE.-HOWEVER IF YOU WISH TO DO SO, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE. STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR THIS MEETING. IF-YOU HAVE FURTHER QUESTIONS PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE |
Non-Voting | ||||||||||
4.A.1 | ELECTION TO SISTEMA'S BOARD OF DIRECTOR: ANNA BELOVA |
Management | No Action | |||||||||
4.A.2 | ELECTION TO SISTEMA'S BOARD OF DIRECTOR: ANDREY DUBOVSKOV |
Management | No Action | |||||||||
4.A.3 | ELECTION TO SISTEMA'S BOARD OF DIRECTOR: VLADIMIR EVTUSHENKOV |
Management | No Action | |||||||||
4.A.4 | ELECTION TO SISTEMA'S BOARD OF DIRECTOR: FELIX EVTUSHENKOV |
Management | No Action | |||||||||
4.A.5 | ELECTION TO SISTEMA'S BOARD OF DIRECTOR: RON SOMMER |
Management | No Action | |||||||||
4.A.6 | ELECTION TO SISTEMA'S BOARD OF DIRECTOR: ROBERT KOCHARYAN |
Management | No Action | |||||||||
4.A.7 | ELECTION TO SISTEMA'S BOARD OF DIRECTOR: ROGER MUNNINGS |
Management | No Action | |||||||||
4.A.8 | ELECTION TO SISTEMA'S BOARD OF DIRECTOR: VLADIMIR CHIRAKHOV |
Management | No Action | |||||||||
4.A.9 | ELECTION TO SISTEMA'S BOARD OF DIRECTOR: ANATOLY CHUBAIS |
Management | No Action | |||||||||
4.A10 | ELECTION TO SISTEMA'S BOARD OF DIRECTOR: MIKHAIL SHAMOLIN |
Management | No Action | |||||||||
4.A11 | ELECTION TO SISTEMA'S BOARD OF DIRECTOR: ETIENNE SCHNEIDER |
Management | No Action | |||||||||
4.A12 | ELECTION TO SISTEMA'S BOARD OF DIRECTOR: DAVID IAKOBACHVILI |
Management | No Action | |||||||||
CMMT | PLEASE NOTE CUMULATIVE VOTING APPLIES TO THIS RESOLUTION REGARDING THE-ELECTION OF DIRECTORS. OUT OF THE 12 DIRECTORS PRESENTED FOR ELECTION, A-MAXIMUM OF 11 DIRECTORS ARE TO BE ELECTED. THE LOCAL AGENT IN THE MARKET WILL-APPLY CUMULATIVE VOTING EVENLY AMONG ONLY DIRECTORS FOR WHOM YOU VOTE "FOR".-CUMULATIVE VOTES CANNOT BE APPLIED UNEVENLY AMONG DIRECTORS VIA PROXYEDGE.-HOWEVER IF YOU WISH TO DO SO, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE. STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR THIS MEETING. IF-YOU HAVE FURTHER QUESTIONS PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE |
Non-Voting | ||||||||||
4.B.1 | ELECTION TO SISTEMA'S BOARD OF DIRECTOR: ANNA BELOVA |
Management | No Action | |||||||||
4.B.2 | ELECTION TO SISTEMA'S BOARD OF DIRECTOR: ANDREY DUBOVSKOV |
Management | No Action | |||||||||
4.B.3 | ELECTION TO SISTEMA'S BOARD OF DIRECTOR: VLADIMIR EVTUSHENKOV |
Management | No Action | |||||||||
4.B.4 | ELECTION TO SISTEMA'S BOARD OF DIRECTOR: FELIX EVTUSHENKOV |
Management | No Action | |||||||||
4.B.5 | ELECTION TO SISTEMA'S BOARD OF DIRECTOR: RON SOMMER |
Management | No Action | |||||||||
4.B.6 | ELECTION TO SISTEMA'S BOARD OF DIRECTOR: ROBERT KOCHARYAN |
Management | No Action | |||||||||
4.B.7 | ELECTION TO SISTEMA'S BOARD OF DIRECTOR: ROGER MUNNINGS |
Management | No Action | |||||||||
4.B.8 | ELECTION TO SISTEMA'S BOARD OF DIRECTOR: VLADIMIR CHIRAKHOV |
Management | No Action | |||||||||
4.B.9 | ELECTION TO SISTEMA'S BOARD OF DIRECTOR: ANATOLY CHUBAIS |
Management | No Action | |||||||||
4.B10 | ELECTION TO SISTEMA'S BOARD OF DIRECTOR: MIKHAIL SHAMOLIN |
Management | No Action | |||||||||
4.B11 | ELECTION TO SISTEMA'S BOARD OF DIRECTOR: ETIENNE SCHNEIDER |
Management | No Action | |||||||||
4.B12 | ELECTION TO SISTEMA'S BOARD OF DIRECTOR: DAVID IAKOBACHVILI |
Management | No Action | |||||||||
5.1 | APPOINTMENT OF INDEPENDENT AUDITORS: APPROVE JSC DELOITTE AND TOUCHE CIS AS THE AUDITOR TO PERFORM THE AUDIT FOR 2020 ACCORDING TO THE RUSSIAN ACCOUNTING STANDARDS |
Management | No Action | |||||||||
5.2 | APPOINTMENT OF INDEPENDENT AUDITORS: APPROVE JSC DELOITTE AND TOUCHE CIS AS THE AUDITOR TO PERFORM THE AUDIT FOR 2020 ACCORDING TO THE INTERNATIONAL FINANCIAL REPORTING STANDARDS |
Management | No Action | |||||||||
6 | REMUNERATION PAYMENT TO A MEMBER OF SISTEMA'S BOARD OF DIRECTORS |
Management | No Action | |||||||||
CMMT | THE AGENDA OF THE MEETING INCLUDES DETERMINING THE NUMBER OF SEATS ON THE- BOARD OF DIRECTORS. SHAREHOLDERS ARE THEREFORE INVITED TO VOTE ON TWO ITEMS- PERTAINING TO THE ELECTION OF THE BOARD: RESOLUTION 4A (ASSUMING A BOARD OF-12 SEATS) AND RESOLUTION 4B (ASSUMING A BOARD OF 11 SEATS). IN CASE THE-MEETING DECIDES IN FAVOUR OF EXPANDING THE BOARD TO 12 SEATS, THE TELLER-COMMITTEE WILL TALLY VOTES BASED ON RESOLUTION 4A. OTHERWISE, THE TELLER-COMMITTEE WILL TALLY VOTES BASED ON BALLOT RESOLUTION 4B |
Non-Voting | ||||||||||
BUSINESS ET DECISION | ||||||||||||
Security | F1232V103 | Meeting Type | MIX | |||||||||
Ticker Symbol | Meeting Date | 29-Jun-2020 | ||||||||||
ISIN | FR0000078958 | Agenda | 712693616 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. |
Non-Voting | ||||||||||
CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. |
Non-Voting | ||||||||||
CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202005202001709-61 |
Non-Voting | ||||||||||
O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 |
Management | For | For | ||||||||
O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 |
Management | For | For | ||||||||
O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL STATEMENTS ENDED 31 DECEMBER 2019 |
Management | For | For | ||||||||
O.4 | AGREEMENTS REFERRED TO IN ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE |
Management | For | For | ||||||||
O.5 | APPROVAL OF THE INFORMATION MENTIONED IN SECTION I OF ARTICLE L. 225-37-3 OF THE FRENCH COMMERCIAL CODE, PURSUANT TO SECTION II OF ARTICLE L. 225-100 OF THE FRENCH COMMERCIAL CODE |
Management | For | For | ||||||||
O.6 | APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 OR ALLOCATED IN RESPECT OF THE SAME FINANCIAL YEAR TO THE EXECUTIVE CORPORATE OFFICERS PURSUANT TO ARTICLE L. 225-100 III OF THE FRENCH COMMERCIAL CODE |
Management | For | For | ||||||||
O.7 | APPROVAL OF THE COMPENSATION POLICY FOR EXECUTIVE CORPORATE OFFICERS PURSUANT TO ARTICLE L. 225-37-2 OF THE FRENCH COMMERCIAL CODE |
Management | For | For | ||||||||
O.8 | APPROVAL OF THE COMPENSATION POLICY FOR NON-EXECUTIVE DIRECTORS, PURSUANT TO ARTICLE L. 225-37-2 OF THE FRENCH COMMERCIAL CODE |
Management | For | For | ||||||||
O.9 | RATIFICATION OF THE CO-OPTATION OF MR. PIERRE-LOUIS BIAGGI AS DIRECTOR, AS REPLACEMENT FOR MRS. BEATRICE FELDER, WHO RESIGNED |
Management | For | For | ||||||||
O.10 | RATIFICATION OF THE TRANSFER OF THE REGISTERED OFFICE |
Management | For | For | ||||||||
O.11 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE OR TRANSFER SHARES OF THE COMPANY |
Management | For | For | ||||||||
E.12 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING SHARES |
Management | For | For | ||||||||
E.13 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE SHARES OF THE COMPANY AND COMPLEX TRANSFERRABLE SECURITIES, WITH RETENTION OF SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHTS (TO BE USED ONLY OUTSIDE OF A PUBLIC OFFERING PERIOD ON THE EQUITY SECURITIES, EXPECT SPECIFIC AUTHORIZATION OF THE GENERAL MEETING) |
Management | Against | Against | ||||||||
E.14 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE SHARES OF THE COMPANY AND COMPLEX TRANSFERRABLE SECURITIES, WITH CANCELLATION OF SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHTS, IN THE CONTEXT OF A PUBLIC OFFERING (TO BE USED ONLY OUTSIDE OF A PUBLIC OFFERING PERIOD ON THE EQUITY SECURITIES, EXPECT SPECIFIC AUTHORIZATION OF THE GENERAL MEETING) |
Management | Against | Against | ||||||||
E.15 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE SHARES OF THE COMPANY AND COMPLEX TRANSFERRABLE SECURITIES, WITH CANCELLATION OF SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHTS, IN THE CONTEXT OF AN OFFER REFERRED TO IN SECTION 1 OF ARTICLE L. 411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE (TO BE USED ONLY OUTSIDE OF A PUBLIC OFFERING PERIOD ON THE EQUITY SECURITIES, EXPECT SPECIFIC AUTHORIZATION OF THE GENERAL MEETING) |
Management | Against | Against | ||||||||
E.16 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS FOR THE PURPOSE OF ISSUING SHARES OF THE COMPANY AND COMPLEX TRANSFERRABLE SECURITIES, WITH CANCELLATION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT, IN REMUNERATION FOR CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND CONSISTING OF EQUITY SECURITIES OR TRANSFERRABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF OTHER COMPANIES |
Management | Against | Against | ||||||||
E.17 | OVERALL LIMIT OF THE AMOUNT OF THE COMPANY'S CAPITAL INCREASE THAT MAY BE CARRIED OUT PURSUANT TO THE THIRTEENTH TO THE SIXTEENTH RESOLUTIONS SUBMITTED TO THIS GENERAL MEETING |
Management | For | For | ||||||||
E.18 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE COMPANY'S CAPITAL BY INCORPORATION OF RESERVES, PROFITS OR PREMIUMS |
Management | For | For | ||||||||
E.19 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO PROCEED, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, WITH ONE OR MORE SHARE CAPITAL INCREASES RESERVED FOR THE COMPANY'S EMPLOYEES |
Management | Against | Against | ||||||||
E.20 | POWERS TO CARRY OUT FORMALITIES | Management | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant | The Gabelli Go Anywhere Trust |
By (Signature and Title)* | /s/ Bruce N. Alpert | |
Bruce N. Alpert, President and Principal Executive Officer |
Date | August 21, 2020 |
*Print the name and title of each signing officer under his or her signature.