0001965301-23-000119.txt : 20230908 0001965301-23-000119.hdr.sgml : 20230908 20230908164250 ACCESSION NUMBER: 0001965301-23-000119 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230908 DATE AS OF CHANGE: 20230908 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Roivant Sciences Ltd. CENTRAL INDEX KEY: 0001635088 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 981173944 STATE OF INCORPORATION: D0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-40782 FILM NUMBER: 231245807 BUSINESS ADDRESS: STREET 1: CLARENDON HOUSE, 2 CHURCH STREET CITY: HAMILTON HM11 STATE: D0 ZIP: HM11 BUSINESS PHONE: 441-295-5950 MAIL ADDRESS: STREET 1: CLARENDON HOUSE STREET 2: 2 CHURCH STREET CITY: HAMILTON STATE: D0 ZIP: HM11 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Kumar Rakhi CENTRAL INDEX KEY: 0001856296 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: C/O NEUROPACE INC STREET 2: 455 N BERNARDO AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 144 1 primary_doc.xml 144 0001856296 XXXXXXXX LIVE 0001635088 Roivant Sciences Ltd. 001-40782 CLARENDON HOUSE, 2 CHURCH STREET HAMILTON HM11 D0 HM11 441-295-5950 Kumar Rakhi Officer common ROCKEFELLER FINANCIAL, LLC
45 ROCKEFELLER PLAZA - FLOOR 5 New York NY 10111
99350 1210024.02 771742197 09/08/2023 Nasdaq
Common 09/08/2023 Options Exercise - Grant Date - 05/22/2017 Roivant Sciences Ltd N 99350 09/08/2023 wire N Rakhi Kumar
c/o Roivant Sciences Ltd. 7th Floor 50 Broadway London X0 SW1H 0DB
43893 06/09/2023 43893 435726.62
Rakhi Kumar
c/o Roivant Sciences Ltd. 7th Floor 50 Broadway London X0 SW1H 0DB
Common 06/22/2023 1357 13583.57
Rakhi Kumar
c/o Roivant Sciences Ltd. 7th Floor 50 Broadway London X0 SW1H 0DB
common 07/14/2023 535 6420.00
Rakhi Kumar
c/o Roivant Sciences Ltd. 7th Floor 50 Broadway London X0 SW1H 0DB
common 07/18/2023 100 1200.00
Rakhi Kumar
c/o Roivant Sciences Ltd. 7th Floor 50 Broadway London X0 SW1H 0DB
common 07/24/2023 1393 15309.07
Rakhi Kumar
c/o Roivant Sciences Ltd. 7th Floor 50 Broadway London X0 SW1H 0DB
common 08/01/2023 336 4032.00
Rakhi Kumar
c/o Roivant Sciences Ltd 7th Floor, 50 Broadway London X0 SW1H 0DB
common 08/03/2023 3681 44172.00
Rakhi Kumar
c/o Roivant Sciences Ltd 7th Floor, 50 Broadway London X0 SW1H 0DB
common 08/22/2023 1378 14923.74
Rakhi Kumar
c/o Roivant Sciences Ltd. 7th Floor 50 Broadway London X0 SW1H 0DB
common 09/05/2023 1724 20690.00
The shares reported on this form 144 will be sold pursuant to Rule 10b5-1 trading plan adopted by the reporting person on 2/25/2023. 09/08/2023 02/25/2023 Jason Coleman as a duly authorized representative of National Financial Services LLC, as attorney-in-fact for Rakhi Kumar